Introduction
Autism Spectrum Disorder (ASD) is a common neurodevelopmental condition with an estimated prevalence of 1–2.5% among children, adolescents and young adults (Christensen et al.
2016; Idring et al.
2015). ASD is characterized by the presence of functionally disabling restricted, repetitive behaviours and interests as well as social communication and interaction challenges (Hirvikoski et al.
2016; Järbrink
2007; Knapp et al.
2009). Various models of altered cognitive processing underlying domains of the ASD phenotype have been hypothesized. For instance, alterations of executive control and low levels of endogenous noise in neural signalling have been hypothesized to fuel restricted, repetitive behaviors (Pellicano
2012; Davis and Plaisted-Grant
2015); whereas alterations in sensation and perception, with local information processing bias and hypo-experience based cognition, are presumed to underlie autism related talents such as an eye for details (Happé and Frith
2006; Pellicano and Burr
2012). Social communication and interaction difficulties are presumed to be underpinned by alterations in social cognition (SC) (Brunsdon and Happé
2014; Happé et al.
2017), referring to mental processes relevant for the understanding of agents and their interactions including the self. The term encompasses a wide range of cognitive processes, such as social motivation, emotion recognition, social attention and social learning (Happé et al.
2017). It also includes the ability to attribute mental states and intentions to oneself and others, an ability often referred to as cognitive empathy, mentalization or theory of mind (Sodian and Thoermer
2008; Happé et al.
2017). In typical development, an implicit processing of social information is present at an early age. Implicit SC is characterised as an unconscious, heuristic based and automatic process without deliberate reflection. Later in life, with cognitive and linguistic development, an explicit form of SC, based on deliberate, verbal, rational and conscious consideration of mental states takes form (Heyes and Frith
2014; Happé et al.
2017).
In order to test SC with sufficient sensitivity to detect impairments in intellectually able individuals with ASD, tasks measuring subtle and naturalistic social constellations are needed (Brundson and Happé
2014, Schaller and Rauh
2017). Even though ASD has been reliably associated with alterations in SC, the etiological pathways constituting the relation remain unclear. Twin designs are informative to investigate the relative contributions of genes and environment on SC and autism phenotypes. A population-based twin study of 5-year-olds found that shared and non-shared environmental factors explained most of the variation (93%) in SC scores with genetic influences accounting for only 7% (Hughes et al.
2005). The study used explicit tasks in order to test SC, tapping the child’s ability to attribute mistaken belief to a story character about an object’s identity or location, to predict an action based on attributed false belief and how the character would feel based on his/her false belief. Similar results were reported by another twin study (Ronald et al.
2006), where environmental influences, foremost non-shared, accounted for most of the variation in 9-year-olds attribution to the characters’ thoughts and feelings on the Strange Stories test. In this classic SC test the participant is presented with vignettes of social interactions and asked to explain why a character says something that is not literally true, thus testing the ability to infer mental states in the character. In both studies, SC performance was closely associated with verbal ability. Girls outperformed boys in the study by Hughes et al. (
2005), but not in Ronald et al. (
2006).
In conclusion, while SC alterations in ASD, and environmental contributions to SC in population-based twin studies are well established, the genetic and environmental influences to SC in relation to clinical ASD and its severity as well as the expression of autistic traits remain unclear. Moreover, other neurodevelopmental disorders (NDDs), such as Attention-Deficit/Hyperactivity Disorder (ADHD), have also been associated with social interaction (Nijmeijer et al.
2007) and SC challenges, as measured with the Reading Mind in the Eyes Test (Baribeau et al.
2015). Thus, further investigation is required on which alterations in SC, and operationalisations of SC, differentiate between ASD and other NDDs. In this study, we test if alterations in SC predict clinical ASD, autism severity and autistic traits for the first time in a clinically enriched twin sample, while adjusting for factors shared between twins in a pair, genetics and family environment. In monozygotic (MZ) twin-pairs the adjustment for genetic factors is maximal, since they are genetically identical. Thus, remaining associations in MZ-twin pairs are not attributable to genetic and shared environmental factors, but to factors unique to an individual. We hypothesized (i) group differences in SC, with lower SC scores in the ASD group compared to typically developing individuals (TD), and individuals with ADHD and other NDDs; (ii) a negative association between SC and clinical ASD diagnosis, autism severity and autistic traits, both across and within-pairs. Additionally, (iii) we explore the contribution of genetic and non-shared environmental factors to the association between SC and ASD diagnosis, autism severity and autistic traits by restricting the sample to MZ twin-pairs only.
Discussion
This study is the first to use a co-twin control approach to examine the relationship between SC, on one hand, and ASD, autism symptom severity and autistic traits, on the other. We used a naturalistic social cognition assessment tool, and found, as expected, ASD cases to have altered SC compared to typically developing participants. Especially, concrete thinking in social context distinguished ASD from TD, compared to participants with ADHD or other NDDs. In the TD group, but not in the ASD group, females outperformed males on SC. Consistent with our hypotheses, a robust association between reduced SC, ASD, autism symptom severity and autistic traits, both between and within the pairs was found. This association between alterations in SC and autism phenotypes was independent of sex and IQ, and largely remained in the MZ twins.
Our findings are in line with previous reports of an association between ASD and challenges in SC in general (Brunsdon and Happé
2014), as well as studies where SC is operationalized by the MASC specifically (Dziobek et al.
2006; Lahera et al.
2014; Schaller and Rauh
2017). The MASC has shown to discriminate between adolescents/adults with Asperger syndrome/ASD and TD volunteers, both for overall mentalizing as well as on all its subscales. Further, we show that alterations in SC are associated not only with an ASD diagnosis, but also autism severity and autistic traits in a linear model across the sample. Occasional negative findings on SC alterations in ASD (Brunsdon and Happé
2014; Pellicano et al.
2006), might to some extent reflect the wide variety of tasks used to measure SC, including tasks of limited sensitivity of subtle SC alterations. The MASC has shown to be superior to other established SC tools in detecting SC alterations in ASD (Schaller and Rauh
2017), possibly since the task captures a more complex framework of social interactions. In our study, participants with ADHD and other NDDs also scored lower on MASC compared to TDs, a result that is in line with a recently published meta-analysis where ADHD cases preformed at an intermediate level between ASD and TD (Bora and Pantelis
2016). Only the ASD group, as compared to ADHD and other NDDs, differed from TDs on having more hypomentalizing and concrete mentalizing.
Thus far, there have been few studies on the fundamental determinants of SC variation. Here, we used both a between- and a within-pair twin design to analyse the association between SC, ASD, autism symptom severity and autistic traits in terms of genetic, shared- and non-shared environmental contributions. As hypothesized, reduced SC performance was associated with ASD diagnosis, autism symptom severity and autistic traits in the between-pair model, as well as in the within-pair model. Thus, even after maximal control for shared factors, such as sex, age, socioeconomic status and shared family environment in the within-pair model, the association between SC and autism remained, highlighting the robust nature of the association of SC and autism from a clinical and continuous conception viewpoint. Moreover, when only including MZ twins, controlling for genetic background, the relationship between SC, autism symptom severity and autistic traits remained. Thus, in line with Hughes et al. (
2005) and Ronald et al. (
2006), who found a non-shared environment effect on SC our results indicate a non-shared environment impact on the SC/autism association. In addition, autism was associated with higher scores on all of the MASC subscales, suggesting that SC challenges are not only restricted regarding mental state attribution (concrete or hypomentalization), but also to excessive mental state attribution (hypermentalization), a pattern that has also been found in other conditions, such as schizophrenia (Bliksted et al.
2018), and are consistent with previous SC research using the MASC (Lahera et al.
2014; Martinez et al.
2017). It may be concluded that autism is linked to SC insecurity, leading to both over- und underestimations of social context, rather than a widely assumed social context neglect.
The association between reduced SC ability and autism, within the MZ pairs, was limited to autism symptom severity and autistic traits, with only a trend for categorical ASD. Thus, our data supports the notion that quantitative approaches to autism might more adequately describe autism phenotypes and also result in more informative or sensitive research findings (Robinson et al.
2016; Ronald et al.
2006). Finally, the association between SC, ASD diagnosis, autism symptom severity and autistic traits remained after adjusting for sex as well as IQ. We did, however, observe sex differences on mean SC performance, with males showing more reduced mentalizing capacities, particularly hypomentalizing, which is in line with the Empathizing-Systemizing theory, where autism reflects an “extreme-male” form of cognition (Baron-Cohen
2002). In addition, both being male as well as lower IQ have previously been associated with lower MASC scores (Müller et al.
2016) and previous results using the MASC had found that these sex differences in SC might be driven by females being particularly superior to males in judging the SC of women (Wacker et al.
2017). Interestingly, the observed sex differences in reduced mentalizing capacities were limited to participants without any NDDs, whereas males and females with ASD showed no differences in mentalizing capacity. This finding may endorse the validity of the MASC, and confirm its sensitivity for social cognition challenges in autistic girls and women, who have been suggested to be missed by standard diagnostic procedures, owing to social camouflage (Rynkiewicz et al.
2016). However, the fact that we did not find sex-differences in the ASD subsample may also reflect a sample bias. That is, our study might have primarily included female autistic participants showing a low degree of social camouflaging behaviour. Our results suggest that despite general sex differences in SC, reduced SC is associated with ASD, autism symptom severity and autistic traits across sexes, and independent of IQ.
As to limitations, although this is a reasonably sized twin study using deep phenotyping (Bölte et al.
2014b), the study would have benefitted from a larger sample size, adding power to the models. The non-significant finding in the MZ population for SC and ASD as a categorical diagnosis, probably reflects the smaller sample size within this population, with
only N = 18 discordant pairs. Also, the size of our clinically enriched and carefully phenotyped sample, is too small for common heritability models that require large population-based twin samples, such as the ACE model. In addition, the comparison based on primary diagnosis resulted in small sample sizes, and only
n= 11 participants in the other NDDs group, which is why Kruskal–Wallis test for the non-normal distributions were used. Recruitment for this study were made based on any possible NDD (or being TD). Thus, our sample is not randomly sampled from the general population and the generalizability of the between-pair analyses (the within-pair analyses is not affected by the skewed sampling) is not necessarily straightforward for non-clinical populations. Concerns have also been raised that findings in twin samples may not be generalizable to non-twin populations. However, an investigation of psychiatric illnesses showed no differences between twins and non-twins (Kendler et al.
1996), and the prevalence of autism diagnoses is similar in twins and non-twin full siblings in Sweden (Sandin et al.
2014). Research comparing SC in twins and to non-twins and their siblings found no significant differences concerning SC performance (Wright Cassidy et al.
2005). The current study used a single measure to operationalize SC, mostly covering explicit SC based on verbal, rational and conscious consideration of mental states. A measure that directly targets more implicit aspects of SC might be even more informative to explore SC in ASD since autistic individuals in the average to high IQ range may be able to acquire explicit SC, but not implicit SC skills, by training and over time (Bölte et al.
2015). However, the MASC is probably not a test purely tapping on explicit SC, as it includes understanding of multiple, subtle, naturalistic social interactions in a contextual framework, also requiring at least some form of implicit social processing, such as the use of schemes and scripts (Schaller and Rauh,
2017). In addition, the subscales allow for further investigation into alterations of SC, such as hypo-, hyper- and concrete mentalization. Moreover, although the MASC has shown to be a sensitive and valid measure of SC, even in comparison to other established mentalizing measures, additional assessment of SC also covering other dimensions of SC, such as social orientation and motivation, are desirable in future research. Lastly, the TD twins in this study were TD in the sense that they did not have any NDDs. However, other psychiatric diagnoses, such as a history of depression or anxiety disorder, were not an exclusion criteria. However, other psychiatric symptoms may also be present in the ASD group, thereby increasing the comparison between the two group. In addition, since psychiatric symptoms such as depression (Bora and Berk,
2016) and PTSD (Plana et al.
2014) have been associated with SC problems, the results may be even more robust compared to having a control group without any mental health problems.
The present study combines several strengths, including the assessment of both autistic traits, which are normally distributed within the population, using the SRS, and clinician rated autism symptoms and their severity using the ADOS, resulting in categorical clinical decisions. By using ratings from both parents and clinicians the risk of rater bias is reduced. The results, using either parental or clinician ratings, were mostly comparable although some differences were found for the subscales, with hypermentalization being mostly related to parental ratings. For future studies, it would be of interest to include possible non-shared environmental factors that may contribute to the association, e.g. birth weight which often varies between the twins and has been shown to predict SC at 4.5 years of age (Wade et al.
2014). Further, future studies should address whether more implicit or explicit forms of SC are associated with autistic traits, and if these aspects of social cognition are differentially influenced by genetic, shared- and non-shared environmental factors.
To conclude, by using co-twin design we show for the first time that alterations in social cognition ability are associated with autism, autism severity and autistic traits, independent of sex, IQ and familial confounders. The finding suggest a non-shared environmental effect underpinning the associations and stresses the importance of SC for autism phenotypes. We found that autism is closely linked with SC, not only reduced mental state attribution, which is a widespread belief, but also to excessive mental state attribution. There are today several training programs targeting SC in ASD populations, such as computer-based facial affect recognition training (Fridenson-Hayo et al.
2017) and group-based social communication or skills training (Choque Olsson et al.
2017). Given the importance of SC for ASD, as well as the non-shared environmental contribution to this association, implementation of SC training in clinical practice could have beneficial effects for children and young adults with ASD.
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