Specifically, we focus on examining three areas in which we believe further empirical and theoretical research will likely prove beneficial for understanding what self-compassion is and how it works. Firstly, we will evaluate how the heavy reliance on a single (particular) conceptualization and operationalization of self-compassion has the potential to guide research in particular directions to the exclusion of others. Secondly, we consider the limits imposed by an ongoing focus on particular types of affect as likely mediators in self-compassion research. We suggest that thinking more carefully about the nature of self-compassion has the potential to broaden the way we think about the benefits. As will become clear, self-compassion is often discussed in terms of “freeing up” general system resources (Bratslavsky et al.,
1998), such that more adaptive ways of being are capacitated. However, empirically, this implicit model is infrequently tested, and it seems likely that other, more
specific pathways beyond system or resource management may partially underpin the benefits of self-compassion (Cha et al.,
2023).
There are several points worth making regarding this figure. Firstly, and as previously noted, each of the three issues or limitations highlighted in this paper are reflected within the figure: (a) Over-reliance on a particular conceptualization and measurement of self-compassion, (b) general and self-compassion specific mediating mechanisms, and (c) the need to broaden our thinking to include a range of interpersonal outcomes. Graphically, the unshaded ovals represent areas in which empirical evidence remains sparse, highlighting the need for a broader range of conceptualizations and measures, the investigation of self-compassion specific changes beyond those implied in general resource models (and indexed via affect or stress), and the need to investigate a range of interpersonal and social outcomes to understand the broader benefits of self-compassion. As noted, the issues evidenced in these three areas are not independent of one another. Hence, at this stage, the current model should be taken as illustrative of the need for further empirical and theoretical expansion in particular areas, rather than exhaustive of the processes likely to be involved in the development of self-compassion.
Reliance on a Single Conceptualization of Self-Compassion
One initial problem reflects the ongoing influence of particular ways of thinking (and measuring) self-compassion. Although there are several theoretical models of self-compassion (Gilbert,
2005,
2017; Neff,
2003) and ongoing discussions around how to best conceptualize the construct (e.g., Ferrari et al.,
2022; Khoury,
2019; Muris & Otgaar,
2020; Neff,
2022), measurement is a different matter. In many senses, current theoretical thinking about self-compassion is constrained by the way in which we have normatively measured it. Operationally, a significant proportion of the available empirical work has employed Neff’s dispositional measure—the Self-Compassion Scale—an index that operationalizes self-compassion in terms of three “positive” and three “negative” hypothesized elements of self-compassion
: kindness vs. judgment,
common humanity vs. isolation, and
mindfulness vs. over-identification (detailed descriptions of each component can be found in Neff,
2003). While the development of this measure has been critical to the development of an empirical base for self-compassion research, the measure is not without its critics (e.g., Dunne & Manheim,
2022; Muris & Otgaar,
2020; Muris et al.,
2018; Pfattheicher et al.,
2017). Perhaps more to the point, its widespread use has perhaps had the inadvertent consequence of homogenizing how scientists think about self-compassion itself.
At the beginning, it is worth recalling that while we may wish to believe that psychological measures capture something objective, psychological measures are not independent of the underlying conceptualization. As with all measures, Neff’s (
2003) Self-Compassion Scale (SCS)
necessarily reflects a
particular conceptualization of self-compassion and tends to lend itself to the choice of particular mediators, outcomes, and interpretations. For example, the notion that more self-compassionate individuals benefit because they are less self-critical (Wakelin et al.,
2022) is widespread. In this view, more self-compassionate individuals experience less
negative affect following difficult events and/or ruminate less because they are less self-critical. Insofar as such processes may usefully characterize more versus less self-compassionate individuals, we do not disagree. The question, however, is whether measuring self-compassion in this way should be taken to imply that such a process is all there is to self-compassion. As will become clear in the sections to follow, our position is that this is unlikely and that allowing measurement to constrain our empirical and theoretical thinking regarding how self-compassion works is unhelpful.
Our concern here is that reliance on a single operationalization without careful consideration of construct validity leads to misunderstandings of what self-compassion actually is (or might be) and how it may benefit different outcomes—the tail risks wagging the dog. In addition to the question of how well the operationalization offered by the SCS via the six components “maps” onto what self-compassion seems to be about (e.g., a response to one’s suffering), it is also worth noting that this particular approach to self-compassion appears more focused on the implications for well-being rather than other elements such as distress tolerance. Operationally, the item content of the SCS items reinforces a conceptual focus on self-compassion as a tool for well-being rather than distress tolerance.
However, while well-being may be an important implication of self-compassion, focusing on well-being is only one perspective. While some authors treat self-compassion as a means to help with personal problems and to enhance happiness and well-being (Mongrain et al.,
2011), others have argued that compassion is not necessarily about seeking happiness but is more about preventing suffering (Guyer,
2012). Empirically, a structural evaluation of the SCS contrasting responses from Buddhist and non-Buddhist participants found that the dimensions of self-kindness and common humanity did not correlate negatively with their opposing dimensions and were not associated with better emotional outcomes (Zeng et al.,
2016). Such findings indicate the risks associated with relying on a single conceptualization and operationalization of self-compassion and the ongoing need to consider a multiplicity of perspectives (e.g., Dunne & Manheim,
2022). Ultimately, it is unlikely that a single theoretical model will be able to predict or explain all the phenomena linked to this complex, multifaceted construct. While well-being based conceptualizations and measures have served an important purpose, there is a clear need for supplementary conceptualizations and measures that incorporate other aspects of self-compassion (e.g., distress tolerance, relational self) that are currently less evaluated.
Finally, it is worth recalling that this paper is more focused on demonstrating how conceptualizing (and measuring) self-compassion in particular ways may prioritize a restricted range of conceptualizations, mediators, and outcomes. Additionally, while the core focus is not on psychometrically critiquing any particular measure, it is worthwhile to briefly highlight potential issues regarding discriminant validity. For example, there has been an extensive debate regarding whether the negative aspects of the SCS measure are redundant with aspects of neuroticism (Geiger et al.,
2018). One study found that the negative dimensions of self-compassion were redundant with (facets of) neuroticism and the positive dimensions were largely explained by these facets (Pfattheicher et al.,
2017). Although other researchers have criticized this paper (Neff et al.,
2018), it raises a fundamental issue. Specifically, if we were to think about measuring self-compassion in this way, potential issues arise regarding how meaningful it is to test the associations between self-compassion (as indexed by the SCS), hypothesized mediators (e.g., negative affect or stress), and psychological outcomes (e.g., depression), when the predictor, the hypothesized mediator, and the outcome share such heavy measurement overlap.
In summary, the predominant approach in most self-compassion research has relied on Neff’s conceptualization through the use of the SCS (Neff,
2003). While this scale has played a crucial role in research, it has not been without criticisms (e.g., Dunne & Manheim,
2022; Muris & Otgaar,
2020) and its widespread use may have inadvertently led to the prioritization of particular views of self-compassion. More broadly, a reliance on this particular measure has resulted in a specific interpretation of self-compassion, a concentration on affective mechanisms, and a focus on outcomes related to intrapersonal mental health and well-being. Given these considerations, it is critical to recognize that the limitations imposed when relying solely on a single conceptualization and measurement approach may obscure the intricate nature of self-compassion. In the following sections, we offer some initial points from which we might start expanding our understanding of self-compassion as a construct and how it may work to benefit various outcomes.
The Prioritization of Intrapersonal Outcomes Over Interpersonal and Social Outcomes
In addition to the theoretical advancements in mechanistic pathways, expanding the outcome types in mediational research has the potential to contribute to broadening our thinking around self-compassion. Our recent systematic review compared existing findings between studies on mental health versus physical health outcomes (Cha et al.,
2022). While the two outcome types differ in important ways, a surprisingly similar set of psychological mediators was observed. As in mental health studies, perceived stress (Homan & Sirois,
2017; Hu et al.,
2018; Hwang et al.,
2019; Li et al.,
2020; Rakhimov et al.,
2022), negative and positive affect (Sirois,
2015; Sirois et al.,
2019), and emotion regulation (Finlay-Jones et al.,
2015; Sirois et al.,
2019; Wisener & Khoury,
2021) were the most commonly evaluated mediator types. However, although a degree of commonality across outcome types might be taken as indicative of the “robustness” of the underlying mechanisms, it might also suggest that the mediator sets being evaluated in physical health outcomes are quite narrow (e.g., maintaining a focus on possible affective and emotion regulatory mechanisms). Although time and further research will clarify whether this focus is justified, an exclusive focus nonetheless creates the risk that the theoretical and empirical understanding of self-compassion becomes stagnant and that we stop looking for (or thinking about) alternate or supplementary pathways.
In broadening our understanding of the mediators in self-compassion research, we suggest that expanding the
outcome types we evaluate may be beneficial. Put simply, the outcomes we have focused on in self-compassion research are limited. While developing the capacity to hold suffering in compassionate awareness is thought to include
all sentient beings (Hofmann et al.,
2011), the model underlying the SCS (and thus a majority of published studies) is more consistent with individualistic features of modern identity (e.g., self-focus; Dunne & Manheim,
2022). Hence, perhaps it is not surprising that most research has focused on
self-oriented outcomes, documenting the
personal or
intrapersonal benefits of self-compassion. For example, meta-analytic evidence indicates that self-compassion is associated with numerous intrapersonal benefits, including better physical health and behaviors (Phillips & Hine,
2021) and psychological well-being (Zessin et al.,
2015) as well as lower psychopathology (MacBeth & Gumley,
2012). Such findings are broadly consistent with self-compassion interventional data (Ferrari et al.,
2019; Kirby et al.,
2017).
What is less clear is whether self-compassion can provide benefits beyond the self, notably at the
interpersonal level and, if so, whether it does so via the same pathways. For example, Buddhist traditions have consistently implied that all living beings are inseparable and connected (Hofmann et al.,
2011). Hence, based on this notion, developing compassion toward the “self” should ultimately contribute to greater compassion for others. However, empirical data speaking to this possibility is scarce, and that which is available is mixed (Gerber et al.,
2015; Lathren et al.,
2021; Neff & Pommier,
2013; Welp & Brown,
2014). Additionally, there is an ongoing debate about the conceptualization and practice of self-compassion in the absence of other-focused compassion (to be further discussed below). While prior findings may reflect the dynamic effects of self-compassion (i.e., differing between individuals across context and time; Ferrari et al.,
2022), there is nonetheless a clear empirical gap in testing the potential effects of self-compassion in specific interpersonal, social contexts, and the possible exploratory mechanisms.
The investigation of multifaceted constructs such as self-compassion and its mechanisms is most likely not a unitary process on human psychological or interpersonal functioning. To explain this point further (using depression as an example of another complex construct), a systematic review (Domhardt et al.,
2021) found a diverse set of mediators ranging from cognitive factors (Terides et al.,
2018) to behavioral activation (Seeley et al.,
2019) and ego integrity (Lamers et al.,
2015). While the investigation of mediating mechanisms is still in its infancy for self-compassion research, it seems unlikely that the same sets of mediators will explain the associations between self-compassion and the full range of outcomes (e.g., intra- and interpersonal outcomes). Greater attention to a wider range of outcomes will almost certainly necessitate broadening the mediator sets we currently consider in the study of self-compassion, ultimately contributing to a more nuanced understanding of this complicated, dynamic construct.
Where to Go from Here? Limitations, Implications, and Future Directions
Self-compassion is a complicated, multi-faceted construct and the pathways by which self-compassion works to benefit the self and others remain unclear. In this work, we have described some of the current key empirical and theoretical limitations we see as hindering the development of self-compassion literature. Some of these limitations include a narrow (or particular) conceptualization of the construct (i.e., the limits imposed by operationalizing self-compassion predominantly via SCS) and focusing on a restricted set of mediator and outcome types (i.e., an ongoing focus on stress, affectivity, and emotion regulation as mediators and intrapersonal phenomena as outcomes). While mediational work in self-compassion is still in its infancy, it is important to consider how early observations may lead to developments in research, such that interventions are appropriately targeted, and the field of self-compassion remains as dynamic as necessitated by the construct itself.
While challenges remain and there are various ways to approach such limitations, we have highlighted a few possible solutions. First, we have suggested that revisiting how we conceptualize self-compassion as impacting different outcomes is likely to be generative in identifying potential pathways. There are two parts to this issue—one relating to what we think self-compassion
is and the other regarding how we think it
works. Regarding the first issue, it is important to recall the ongoing challenge (and debate) regarding the nature of self-compassion, notably the tensions between the definitions and conceptualizations of self-compassion in the scientific literature compared to Buddhist notions. While other works are better suited for a broader discussion of this key issue (for more in-depth discussions, refer to Anālayo & Dhammadinnā,
2021; Condon & Makransky,
2022; Dunne & Manheim,
2022; Quaglia,
2022; Quaglia et al.,
2021; Zeng et al.,
2016), a few points are worth making here. Firstly, the “self” in current self-compassion research tends to reflect the
individualistic sense of self that prevails in modern Western cultures. Prima facie, however, this model is incompatible with the
relational sense of self that is implied in Buddhist traditions, where individualism and a strong self-focus can trigger self-loathing (Dunne & Manheim,
2022). It has been noted that the dualistic division of self- versus other-compassion has led to an unequal distribution of scientific research on self and other (Quaglia,
2022). While the separation of self- and other may provide some practical value (Quaglia et al.,
2021), particularly for further mechanistic work for future intervention purposes, whether such distinctions can accurately capture the Buddhist notion of (self-)compassion will be an ongoing challenge and an avenue for further exploration. For this reason, embracing and investigating multiple ways of measuring and conceptualizing self and other-focused compassion is important. Clearly noting which measure, state, or trait level and investigating new ways to capture Buddhist’s
relational views on self-compassion will be critical for clearly distinguishing different research purposes as well as for various interpretations of findings.
Secondly, a significant proportion of self-compassion research is explicitly or implicitly based on models of self-regulation (Baumeister & Heatherton,
1996). Notably, in the notion that the development of self-compassion somehow “frees up” system resources that are being consumed protecting the self from internal criticism and negativity following failure. While the general resource model retains substantial heuristic value, and direct demonstrations of this general resource mechanism in self-compassion are in short supply, there are ongoing replication issues with the ego depletion effect, and challenges in determining (and measuring) what, in fact, constitutes a resource (e.g., energy vs. motivation). Our discussion above suggests that while a general resource mechanism currently remains viable, other changes characterizing the development of self-compassion such as
motivations or
values should also be investigated in different contexts. Again, however, the empirical basis for hypothesizing alternate pathways is lacking. Key questions regarding how such
specific pathways might be relevant to particular outcomes and/or whether general and specific pathways might interact to impact outcomes remain unanswered.
Thirdly, broadening outcome types may be beneficial in both changing how we think about self-compassion and identifying the different “sets” of mediators which may be relevant to particular types of outcomes. As noted, self-compassion research has tended to focus on the assessment of
self-oriented outcomes, notably in relation to mental health. A reliance on self-focused outcomes and benefits reinforces particular ways of thinking about self-compassion and likely restricts the scope of self-compassion mediational studies—i.e., we are only seeing certain mediators because we are choosing a particular range of outcomes that naturally lend themselves to mediation by particular types of factors. Using our own research linking self-compassion to compassion for others, we have suggested that looking at interpersonal outcomes is an example of one possible approach to broadening our thinking about mechanisms (Cha et al.,
2023). Obviously, the expansion to other types of outcomes (e.g., differences in cognitive processes, health and health behavior, resilience, interpersonal functioning, and prosocial behavior) can be similarly useful, but little is known in these areas. Parenthetically, it is also worth noting that our research, as well as that of many others, remains predominantly cross-sectional. Commentary regarding causality is difficult with such an evidence base, and experimental and prospective designs are urgently needed.
Taken together, the proposed theoretical and empirical broadening of self-compassion research can contribute to
skillful means in alleviating suffering. Skillful means, while discussed in depth elsewhere and interpreted in various ways within Buddhism (Condon & Makransky,
2022; Pye,
2004; Quaglia,
2022), is often linked to the cultivation of compassion. Both
motivation and
context are important factors enabling individuals to cultivate compassion via developing and using diverse skills and strategies to suit individual and situational demands (Federman,
2009). Thus, to enhance self-compassion as a skillful means, we need to consider mechanisms and outcomes that are not entirely self-focused (Condon & Makransky,
2022). In doing so, we can contribute to reducing the self-focused narrative and the self-objectifying process involved in experiencing compassion toward the self (for more on this refer to Condon & Makransky,
2022; Dunne & Manheim,
2022) and begin to better understand the broader benefits of self-compassion (i.e., how self-compassion may benefit interpersonal or social outcomes in specific contexts). It may be that a “one-size-fits-all” approach to promoting self- and other-focused compassion creates a danger of investigating constructs in isolation (Sahdra et al.,
2023) when they are fundamentally linked. While further research is needed, in expanding our theoretical understanding of self-compassion beyond general capacities and by exploring interpersonal outcomes, we can start to think more broadly about the construct and of more effective ways (i.e., more skillful means) to alleviate suffering across different groups of individuals and situational contexts.
While challenges remain, self-compassion remains a promising target for interventional work for a range of important outcomes. However, at this early stage, the mediational work in self-compassion, like interventional data themselves, tends to be focused on self-oriented outcomes and on intrapsychic mediating variables (e.g., emotion regulation, affectivity, and stress). While such findings are important, our sense is that we are reaching the limits of how much insight can be gained with this approach—repeatedly demonstrating what is fundamentally the same pattern may potentially lead to stagnation within the scientific literature on self-compassion. Above, we have suggested that broadening our thinking to encompass both (a) different models of self-compassion, and (b) more general versus more specific mechanistic pathways, together with (c) broadening the outcome types (notably to include social outcomes) are promising initial solutions. As we embrace and consider multiple conceptualizations and measures of self-compassion, the space for broader thinking about mechanisms will be created. Ongoing attention and consideration of such issues will facilitate our empirical and theoretical understanding of self-compassion and the mediating pathways that link to key outcomes. In this way, we can inform future interventions that can benefit individuals, groups, and society at large.
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