Joint attention is one of the core deficits of autism (Charman
2003; Sigman et al.
2004) and is now commonly used for early detection of autism. Only a few non-retrospective studies have focused on joint attention skills of children with autism spectrum disorders under age three, due to difficulties with diagnosing younger children. In the present study, joint attention is examined in infants with autism spectrum disorders, matched clinical control children, and age matched typically developing children. The aim of this study was to test whether the development of joint attention in children with ASD is deviant as early as age three or younger. We also investigated the association between the quality of the infant–parent attachment relationship and the child’s joint attention skills.
Joint attention is often referred to as a triadic relation between self, other and object (Bakeman and Adamson
1984; Hobson
1993; Leekam et al.
2000), and indicates the earliest behavior of the infant’s awareness of others’ minds (Bretherton et al.
1981; Charman
1997; Stern
1985). Therefore, early joint attention behaviors are considered a major milestone in the development of a child (e.g., Bakeman and Adamson
1984; Mundy and Gomes
1997; Tomasello
1995). However, in common terminology ‘joint attention’ is not used for one single behavior, but for a cluster of behaviors. Many researchers who study typically developing infants consider a range of social cognitive skills to be ‘joint attention’ skills. Behaviors that are described as (related) joint attention, are: ‘gaze following,’ ‘pointing behavior,’ ‘mutual gazing’ or ‘joint visual attention,’ ‘follow pointing/look in point direction of speaker,’ ‘showing an object,’ ‘checking,’ ‘gestures,’ ‘taking,’ ‘giving’ and ‘response to name.’ In short, a range of behaviors including another person and related to attention (dyadic and triadic) have been described as joint attention. With an eye to differences in constructs and terminology, Bruner (
1995) noted that joint attention behavior should be clarified in terms of what it consists of, how it is achieved, and by what criteria it is judged.
Development of Joint Attention and Attachment
In typical development, joint attention behaviors emerge pre-linguistically, between 6 and 12 months of age (Charman
2003), and involves interaction with others. Young infants’ interactions are mainly with their mothers. The development of joint attention usually starts with ‘pointing out objects to others’ and ‘checking others’ gaze direction toward objects’ (Carpenter et al.
2002; Leekam et al.
2000). These behaviors can be described as ‘basic’ joint attention behaviors (BJA). It has been argued that these joint attention behaviors are particularly related to the development of both expressive and receptive language (Charman
2003; Mundy et al.
1990; Goldsmith and Rogoff
1997). Other behaviors that are described as associated with joint attention are: ‘follow pointing/look in point direction of speaker,’ ‘showing an object,’ ‘checking,’ ‘gestures,’ ‘taking,’ ‘giving’ and ‘response to name.’ These behaviors develop after the earlier basic joint attention behaviors (Charman
2003; Mundy et al.
1990) and may be referred to as
associated joint attention (AJA).
The association between joint attention and language has been described by several authors (a.o. Charman
2003; Mundy et al.
1990; Goldsmith and Rogoff
1997). To acquire language, the child has to understand the link between words and objects, and to interpret communicative gestures of others as intentional acts (Tager-Flusberg
2000). Autistic children’s deficits in joint attention, i.e. deficits in understanding the meaning of gestures such as pointing and looking, may therefore be linked to delays in receptive language and overall language acquisition.
Although the association between attachment and joint attention has hardly been empirically examined, it has often been indicated that the tendency of an infant to engage in social interaction is affected by the quality of the infant–parent relationship (Claussen et al.
2002; Flanagan et al.
1994; Goldsmith and Rogoff
1997; Raver and Leadbeater
1995; Ruff and Rothbart
1996; Scholmerich et al.
1997). Several authors have shown that parental processes affect the child’s attention (Fearon and Belsky
2004; Ruff and Rothbart
1996). In an observational study Main (
1983) found that 3-year-olds with a secure attachment show longer attention spans. De Wolff and Van IJzendoorn (
1997) suggested that secure attachment may promote the development of attentional control, since the sensitive parent aims at creating dyadic synchronicity. A secure infant–parent attachment relationship has been associated with interactive competence (Thompson
1999), whereas insecure and disorganized attachments have been associated with poor interactive competence (Moss et al.
1999; Solomon and George
1999). Face-to-face attention and social referencing in young children take place mainly during interaction with the attachment figure. Campos (
1983), Emde (
1992) and Feinman and Lewis (
1983) have hypothesized that social referencing is based on affective communication rather than on instrumental communication, and this is exactly what Ainsworth (
1992) emphasized from an attachment perspective. Indeed, Scholmerich et al. (
1997) showed that insecurely attached children, in particular children with disorganized attachments, showed less face-to-face attention and less coordinated joint attention to objects compared to securely attached children.
In sum, the level of reciprocal interactions appears to vary between typical developing children with a secure and disorganized attachment. Typically developing children with a secure attachment interact in an open and reciprocal way whereas children with insecure-disorganized attachment at times lack synchronicity in their interchanges with the attachment figure (Hesse and Main
2006). The emergence and further development of joint attention skills may depend on the reciprocity with which both child and parent initiate interaction and respond to each other (Raver and Leadbeater
1995).
Joint Attention, Attachment and Autism
Children with autism show deficiencies in joint attention behaviors (Curcio
1978; Loveland and Landry
1986; Mundy et al.
1986; Wetherby and Prutting
1984). In research on autism, ‘joint attention’ however tends to refer to just a few of the joint attention skills such as ‘gaze following,’ ‘pointing’ behavior’ and ‘mutual gazing’ or ‘joint visual attention’ (Carpenter et al.
2002). Children with autism are specifically impaired in those behaviors that involve another person, e.g., pointing, showing, or making eye contact (Lewy and Dawson
1992; McEvoy et al.
1993; Mundy et al.
1986). Phillips et al. (
1995) found that children with autism did not make eye contact with an adult following an ambiguous event. In a retrospective study, Adrien et al. (
1993) reported an overall lack of eye contact in infants between 0–2 years of age. Observing first birthday parties of children later diagnosed with ASD, Osterling and Dawson (
1994) found that they showed reduced ‘looking at other people’ and less ‘showing objects’ or ‘pointing’ behavior. In the retrospective studies of Dawson et al. (
1998), Baranek (
1999), and Werner et al. (
2000), children with autism did not respond adequately to name calling in the first years of life.
Difficulties in joint attention may be related to abnormal social gaze behavior in children with autism. These deviances vary from abnormal low frequency of gaze behavior (Hutt and Ounsted
1966; Kasari et al.
1993; Pedersen et al.
1989), and different ‘patterns’ of gaze (Carpenter et al.
2002) to abnormal timing rather than low amount of gaze (Buitelaar et al.
1991; Van Engeland et al.
1985; Willemsen-Swinkels et al.
1998). The deviant timing of social gaze behavior may lead to asynchronies in the interaction between child and parent, and thus to impaired joint attention behaviors (Morales et al.
2000).
The social interaction and orientation problems of infants with autism may decrease the amount of attention to their mothers (Sigman et al.
2004). Children with autism with a secure attachment relationship may however show more reciprocal interaction with their caregiver compared to their counterparts with a disorganized attachment relationship. Parental sensitivity may affect the development of joint attention in typically developing children, and perhaps also in atypically developing children like children with ASD. When caregivers are able to adapt their interactive reciprocal behavior to their children’s abilities, this may result higher levels of joint attention in children with ASD.
This Study
In this study we distinguished two types of joint attention behaviors. ‘Basic joint attention’ behaviors are joint attention behaviors that develop during the first year of life and are suggested to be related to language development. ‘Associated joint attention’ behaviors are joint attention behaviors that are not directly related to language development, and include checking and follow pointing (Charman
2003; Mundy et al.
1990).
Although most joint attention skills develop under the age of three, the majority of studies on joint attention in children with autism involved children older than 3 years of age, due to difficulties in diagnosing autism under this age. We investigated joint attention behaviors of 78 young children (mean age 25.7 (SD 6.1) months) with and without ASD to examine whether children at this age also show deficits in joint attention, as has been found in children with ASD at a later age. Because joint attention is associated with cognitive functioning, control groups in previous studies were matched for developmental level, resulting in large differences in chronological age. To investigate the contribution of developmental level to the development of joint attention, control groups should be matched on chronological age and developmental level. Therefore we included two control groups (differing in developmental level) who were matched on chronological age with the ASD group. Our study is unique in studying the development of joint attention in very young children with autism compared with age matched controls.
We predicted that young children without clinical disorders would show more joint attention skills than their age mates with a clinical disorder. We also expected young children without ASD to show more joint attention than children with ASD, as has been found in studies with older children with ASD and in retrospective studies.
Since attention may be influenced by parenting processes, and because secure attachment may promote the development of attentional control, we expected that children with developmental delays but with secure attachment relationships might show more advanced joint attention abilities than children with developmental delays with insecure attachment relationships. Children with a disorganized attachment relationship and a developmental delay may show least joint attention behaviors.
To test these hypotheses, we investigated joint attention behaviors of children with and without developmental disorders, including AD and PDDNOS, and in children with and without secure and disorganized attachment classifications.
Materials and Methods
Participants
All children were recruited from a population based sample of about 30,000 children at the age of 14 months, participating in a large screening study in a geographical defined area, the province of Utrecht (The Netherlands) for early detection for social developmental delays, using the Early Screening of Autistic Traits questionnaire (ESAT). Details about the screening are described by Swinkels et al. (
2006) and Dietz et al. (
2006). Children who were found to be screen-positive for social developmental delay were invited for further investigations at the Department of Child and Adolescent Psychiatry in Utrecht. The study design and screening procedure were approved by the Medical Ethics Review Board of the University Medical Centre Utrecht.
Diagnostic Assessments
Psychiatric examinations included a series of six visits that were scheduled within a period of 5 weeks at 24 months of age. At each weekly visit, the social and communicative behavior of the child was observed in a small group of young children and their parents. The assessments included a standardized parental interview, developmental history, and the Vineland Social-Emotional Early Childhood Scales (Sparrow et al.
1997); standardized behavior observation (Autism Diagnostic Observation Schedule ADOS-G, (DiLavore et al.
2000), and pediatric examination and medical work-up. During one of the six visits the SSP (Ainsworth et al.
1978) was conducted, and as part of one of the other visits joint attention behavior was measured. At the proper age of 42 months the child was re-examined, and apart from the earlier described measurement, the Autistic Diagnostic Interview-Revised (ADI-R; Lord et al.
1994) and a second parental interview were used. On the basis of all available information, and on the basis of clinical judgment, a diagnosis was given by an experienced child psychiatrist. The inter-rater reliability for the clinical diagnoses among three child psychiatrists (ED, JB, HvE) was calculated first for two diagnostic categories; ASD or other than ASD, with 92% agreement (kappa 0.74,
n = 38). Second, the inter-rater reliability for all diagnostic categories was 79% (kappa 0.67,
n = 38). Diagnostic discrepancies were discussed to consensus. More details on the psychiatric diagnoses will be reported elsewhere (Van Daalen et al., Early detection of autism spectrum disorders: Reliability and stability of diagnosis, in preparation). These reliability rates are comparable to those reported in the studies of Stone et al. (
2002) and Fombonne et al. (
2004), also concerning autism in very young children.
Diagnostic Groups
Children who were classified with AD, PDDNOS, MR, or Language Delay at the proper age of 42 months were included in the analyses on joint attention behavior under the age of 30 months. As a result, data of 38 children with a developmental disorder or delay were available. The children were divided across the four groups as follows; AD (
n = 11), PDDNOS (
n = 9), MR (
n = 8), and language delay (
n = 10), with an overall mean age of 28.00 months (SD = 5.70). The mean developmental level as measured by the Mullen Scales of early learning (Mullen
1995) of the children with AD was 51.18 (SD = 4.26) and the mean developmental level of the group of children with PDDNOS 73.44 (SD = 16.99). Children with MR had an overall mean developmental level of 54.00 (SD = 3.78). The mean developmental level of the group with language delay was 81.00 (SD = 9.09). The diagnosis Language Delay was based on the difference of 1 SD between expressive and receptive language of these children.
For some analyses, a further contrast was formed of children with Autism Spectrum Disorders (ASD; n = 20; mean age 29.45, SD = 5.70) which included children with AD and children with PDDNOS, versus children without Autism Spectrum Disorder (non-ASD; n = 18; mean age 26.39, SD = 5.41) which included children with MR and children with language delay. The mean developmental level of the children with ASD was 61.20 (SD = 16.13) and the mean developmental level of the group of children without ASD 69.00 (SD = 15.50). No differences were detected in age and developmental level among the different clinical groups.
We also included two control groups. One control group contained children who were referred to the hospital due to doubt about their development. Clinical investigation however showed that these children were free from clinical diagnoses. This group (atypical controls, AC,
n = 25) had an overall mean age of 20.72 months (SD = 5.27) and a mean developmental level of 84.72 (SD = 14.75). The other control group (normal controls, NC,
n = 15) had an overall mean age of 28.20 months (SD = 1.82) and a mean developmental level of 101.93 (SD = 13.57). This group of children was screen negative on the ESAT. Based on parental reports and observations of the psychologists, these children were free from any child psychiatric disorder. To obtain this NC group, parents were contacted through well-baby clinics (see Dietz et al.
2006). Parents who agreed to participate were interviewed about the child’s social and cognitive development at home. Descriptive characteristics of the children are presented in Table
1.
Table 1
Characteristics of the clinical and control children (N = 78)
N
| 11 | 9 | 8 | 10 | 25 | 15 | 20 | 18 |
Gender M/F | 7/4 | 6/3 | 6/2 | 9/1 | 18/7 | 7/8 | 13/7 | 15/3 |
Age | 30.6 (4.9) | 28.1 (6.7) | 27.0 (4.9) | 25.9 (6.0) | 20.7 (5.3) | 28.2 (1.8) | 29.5 (5.7) | 26.4 (5.4) |
Developmental level | 51.2 (4.3) | 73.4 (17.0) | 54.0 (3.8) | 81.0 (9.1) | 84.7 (14.8) | 101.9 (13.6) | 61.2 (16.1) | 69.0 (15.5) |
Autistic Symptoms | 35.9 (6.2) | 17.7 (12.6) | 19.1 (10.5) | 10.6 (5.8) | 11.2 (7.7) | | 27.7 (13.2) | 14.4 (9.1) |
Security of attachment | −1.8 (3.1) | 2.0 (2.8) | −1.4 (4.1) | 1.5 (2.9) | 1.8 (2.2) | 2.0 (2.0) | −0.1 (3.5) | .1 (3.7) |
Disorganization | 5.0 (3.0) | 2.8 (2.8) | 3.78 (3.0) | 3.0 (2.9) | 3.2 (2.9) | 1.7 (1.2) | 4.0 (3.1) | 3.3 (2.9) |
Procedure
In the series of six visits that were scheduled between 20 and 30 months of age, one session was devoted to the assessment of joint attention. Other sessions were used for the psychiatric assessment, which included the ADOS, and one assessment consisted of the SSP to observe the attachment relationship of the child with the mother (see also Naber et al.
2007). All assessments took place at the University Medical Center of Utrecht, at the Department of Child and Adolescent Psychiatry, with the mother of the child.
Discussion
We investigated early joint attention behaviors in children later diagnosed with autism spectrum disorders, other developmental delays and typically developing children. Based on the literature and empirically supported by factor analysis, we distinguished Basic Joint Attention (BJA) and Associated Joint Attention (AJA). As expected, clinical children showed less BJA and AJA compared to control children, and children with ASD showed less BJA and AJA compared to children without ASD. Securely attached children showed more BJA and AJA than non-securely attached children, and children with disorganized attachment showed less BJA and AJA compared to children without disorganized attachment. Within the clinical group and within the group of children with ASD again children with disorganized attachment showed less BJA than children without disorganized attachment, but no differences for AJA were found within the ASD group.
Controlling for age and developmental level, the number of autistic characteristics was predictive of joint attention performance. Children with more autistic characteristics showed less joint attention behavior. Security and disorganization of attachment did not contribute to the prediction of joint attention behaviors beyond the influence of autistic characteristics.
BJA and AJA
Factor analysis supported empirically the distinction between BJA and AJA that prevails in the literature. Differences between these clusters of behaviors may be due to the underlying structures of the behaviors. Alternating of attention between an object and a person is not always called ‘joint attention.’ According to Tomasello (
1995) it is only joint attention when the child is concerned with the adult’s attention to the object. The behaviors described in BJA may refer to behaviors that imply joint attention, but it is not necessary for the child to understand the other’s intention. Checking behavior and follow pointing behavior on the other hand cannot be performed properly when the other’s intention is not understood. Therefore, whereas ‘pointing’ and ‘gaze following’ might belong to the behavioral repertoire of the child without the full awareness of others’ minds, ‘checking’ and ‘follow pointing’ are indicators of this awareness and express the ‘shared attention mechanism’ more explicitly (Leekam et al.
2000).
BJA and AJA in Clinical and Control Groups
Children without a clinical diagnosis demonstrated more BJA and AJA than the clinical groups. This finding was expected because joint attention development is, among others, related to the developmental level of the child. Children from the control group all showed ‘normal’ intelligence, whereas a high percentage of the children from the clinical groups were functioning below normal developmental level. The differences between the clinical and control group, therefore, might be caused by differences in cognitive functioning and the related absence or presence of a developmental delay. However, after controlling for developmental level, we still found that children with more autistic symptoms displayed less BJA and AJA.
When comparing children with AD and MR (without AD), the children with AD showed less AJA and not overall less joint attention, although both groups had the same age and developmental level. If AJA is interpreted as the more socially joint attention behaviors (due to the related social awareness needed for these behaviors), children with autism may show more deficits in this social awareness domain than children with MR. Because the two groups did not differ on BJA we suggest that it is not just the basic joint attention skills in children with autism that are delayed or disturbed. Rather, the higher level of ‘understanding the intention of another person’ may show deficits. This deficit in ‘social understanding’ (and not low developmental level per se) may contribute to the deficits in AJA that are found in children with ASD. This interpretation is in line with the findings of Dawson et al. (
2004), but also with the deficits that children with autism show during Theory of Mind tasks (Happe and Frith
1996) at an older age. More research is needed to test this hypothesis.
Joint Attention and Security of Attachment
Joint attention skills in typically developing children start developing during the first year of life. In the first year children spend most of their time with the mother. Joint attention may be triggered more often in a securely attached dyad than in insecure dyads. This ‘practice’ of joint attention skills might be reflected in the number of joint attention behaviors towards other people. Indeed in our study it was found that children with secure attachment relationships displayed more BJA and AJA compared to children without a secure attachment relationship. However, within the clinical groups, no differences between children with and without secure attachment were detected. After controlling for developmental level and autistic symptoms, no effect of attachment security was found.
Thus, secure attachment appears to predict the development of joint attention behaviors in typically developing children whereas in clinical groups no association between attachment security and joint attention was detected. This might be due to the limited cognitive abilities of atypically developing children. From a transactional perspective both parents and children contribute to the development of joint attention. Secure attachment may improve the quality of interactions between the child and the parent, which in turn may stimulate joint attention, but the limited cognitive abilities of the atypically developing child may restrict the child’s eventual level of social interactions and social skills. Although the quality of interaction may be higher in securely attached children with cognitive impairments, these cognitive impairments may eventually impose limits on the development of joint attention skills. Notably, however, our findings are preliminary, due to the small numbers of children with a secure attachment relationship in the clinical groups.
Joint Attention and Disorganized Attachment
Disorganized attachment is considered to be the most anxious type of attachment, and it is associated with elevated risk for psychopathology (Carlson
1998; Van IJzendoorn et al.
1999). Disorganized attachment may affect the development of joint attention skills. In our study we indeed found that children with disorganized attachment showed less BJA and AJA. Also in our clinical group and in our group of children with ASD children with disorganized attachment showed less BJA compared to children without disorganized attachment. However, after controlling for developmental level and autistic symptoms, disorganized attachment did not predict BJA and AJA in the clinical group. It should be noted that our test of the hypothesis concerning the association between attachment and joint attention was of the most severe kind, in the sense that we controlled for various pertinent factors in a sample of clinical subjects leaving only part of the variance to be explained by attachment. The absence of the expected association, therefore, should not be interpreted as precluding the influence of attachment relationships on joint attention skills in non-clinical populations (Ainsworth
1992).
Joint Attention, Attachment and Autism
In the study of Claussen et al. (
2002) it was already described that toddlers with a classification of attachment disorganization initiated less joint attention compared to secure attached toddlers. They suggested that a disturbance in the tendency to initiate JA may be indicative of early social–cognitive and social–emotional disturbance in children with a disorganized attachment relationship. Children with autism do have problems in these developmental domains regardless of their attachment relationship. It might be that children with autism with a secure attachment relationship are capable of developing somewhat better social–cognitive and social–emotional skills, although the impact of the attachment relationship may not be large enough to overrule the effects of the cognitive disturbances related to the autistic disorder. Children with autism may also feel less rewarded during the joint attention interactions because of their limited cognitive abilities to process information involved in the parental feedback on initiated joint attention episodes (Corkum and Moore
1998). Even securely attached children with ASD might find the joint attention interactions with their attachment figures less rewarding, and thus feel less stimulated to show more or higher levels of joint attention interactions.
Limitations
Although our study is one of the first studies on joint attention and attachment in children with ASD at this young age, more research in larger samples is needed to understand the interplay of clinical status, developmental level, attachment, and autistic symptoms on joint attention. The numbers of the children in the various clinical groups were small, in particular when attachment classifications were taken into account. To examine the influence of security and disorganization of attachment larger clinical and non-clinical groups are necessary.
All joint attention behaviors were recorded during tasks. During these tasks the child was stimulated to show joint attention behavior. The children’s behaviors in these experimental settings may deviate from joint attention behaviors that are expressed in ‘normal’ circumstances. The ability of the child to perform the tasks might interfere with their joint attention during those tasks. To analyze the ‘daily life’ joint attention behaviors of children with clinical disorders, these children should be observed in their own environment, without experimental interference.
Furthermore, parental stimulation of the child’s joint attention needs to be investigated. Children with autism may show overall deficits in joint attention behaviors, and they may show these problems also during joint attention on request, but research on responding and taking initiative in joint attention is scarce.
Conclusion
This study is the first investigation of joint attention and attachment in 2-year old children with autism and other clinical problems. Taken together, we found that developmental delays are related to less joint attention. Furthermore, already at the age of 2 years, children with more autistic symptoms showed less joint attention, even after controlling for developmental level. We conclude that children with autistic spectrum disorder suffer from lower levels of joint attention skills already at an early stage in their life.
The identification of autism-specific impairments in joint attention at this early age may have important clinical implications. Intervention programs may focus on the development of joint attention in order to try to improve the ability of these children to engage in this type of interaction. Improvement of joint attention skills may contribute to the development of language and social skills in children with autism, since joint attention skills are pivotal in socio-emotional and cognitive development.
Acknowledgements
We like to thank the parents and children for their participation in this research. Marian J. Bakermans-Kranenburg and Marinus H. van IJzendoorn were supported by research grants from the Netherlands Organization for Scientific Research (MJBK: VIDI grant no. 452-04-306; MHvIJ: NWO SPINOZA prize).
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