Attachment and Autism
Attachment is conceptualized as the affectional bond or tie that infants develop with their attachment figure during the first year of life (Ainsworth et al.
1978; Bowlby
1969,
1982). Patterns of attachment behavior reflect the child’s anticipations about parental reactions to bids for comfort. These anticipations, in turn, guide child strategies for regulating negative emotions and managing stress. Children with Autism Spectrum Disorder (ASD) are able to show secure attachment behaviors to their parents, in spite of their impairments in social interactions (e.g., Dissanayake and Crossley
1996,
1997; Rogers et al.
1993). For example, Buitelaar (
1995) concluded that children with autism and comparison children tended to react similarly to a separation from the parent with increased proximity-seeking behavior (Bernabei et al.
1998; Pantone and Rogers
1984; Sigman and Mundy
1989; Sigman et al.
1986; Sigman and Ungerer
1984). A crucial question is, however, whether children with a diagnosis of autism show attachment security to a lesser degree than non-clinical comparisons or children with clinical disorders that imply a less disturbed capacity for social relatedness.
A recent meta-analysis of ten studies on attachment in children with autism (
N = 287; Rutgers et al.
2004) showed that children with autism were significantly less securely attached to their parents than children without autism (moderate combined effect size across studies; Cohen’s
d = 0.50,
r = 0.24). Children with autism are able to form secure attachment relationships, but the parent–child relationship reflects less flexible, sensitive, and synchronous interactive behaviors as a result of the social impairment of children with autism. Mental development, and not chronological age (see Rogers et al.
1993), was an important moderator in explaining different study outcomes. In samples including children with autism with a higher mental development, autism was not associated with less attachment security. Children with autism and comorbid mental retardation, however, appeared to be less secure than their comparisons without autism (see Rutgers et al.
2004; Yirmiya and Sigman
2001). Furthermore, the meta-analysis of attachment and autism showed that the more strictly autism was defined, the larger were the effects on attachment. Children with more strictly defined autism were less securely attached and showed less responsiveness in their contact with the caregivers. This may indicate that parents of children with autism are less able to establish a secure attachment relationship with their child because of the severity of the impairment in reciprocal social interaction of their child. It should be noted that studies on autism and attachment have mainly been conducted in preschoolers as the diagnosis for autism becomes more valid with growing age (Charman and Baird
2002; Rogers
2001). At the same time, the assessment of attachment security in older children is more complicated and less well-validated than in infants (Ainsworth et al.
1978; George and Solomon
1999). Our purpose was therefore to study attachment in young children who at a later stage in their development would be diagnosed with autism.
The majority of the studies on attachment in children with autism that are conducted so far used (an adaptation of) the Strange Situation Procedure (SSP; Ainsworth et al.
1978) to assess the quality of attachment. The SSP is validated for children between 12 and 24 months of age, whereas the children with autism in the meta-analysis were chronologically (and often also mentally) older than 24 months. Waters and Deane (
1985) introduced the Attachment Q-Sort (AQS; Waters
1987) as an alternative to the Strange Situation procedure for assessing attachment security in infants and toddlers. An advantage is that the AQS can be used in children up to 48 months of age. Also, whereas the SSP measures attachment in a stressful situation, the AQS assesses attachment on the basis of naturalistic observations of parent–child interactions (Vaughn and Waters
1990). This approach may be particularly interesting for children with autism, since they might be more affected by a somewhat stressful context than normal children. Pechous (
2001) was the first to study the quality of attachment in children with autism using the AQS. She found a significantly lower mean security score compared to the mean security score that was found in a large sample of normal children (for the normative AQS mean value, see Van IJzendoorn et al.
2004). In the current investigation psychiatric assistants, who worked with the children and their parents during their visits to the toddler unit, completed the Brief Attachment Screening Questionnaire (BASQ; Bakermans-Kranenburg et al.
2003), which is based on the AQS, to assess attachment security.
Parenting and Autism
Parenting children with autism can be highly stressful (e.g. Koegel et al.
1992; Dunn et al.
2001). Impairments in social interaction may have their impact on parental interactive behavior (Hoppes and Harris
1990; Kasari and Sigman
1997; Sigman et al.
1986). Noh et al. (
1989) suggested that parenting is particularly affected by the child’s
lack of adaptability (e.g., the child’s inability to adjust to changes in the social environment),
acceptability (e.g., the parent’s perception of the child as less intelligent), and
demandingness (e.g., the frequency and severity of the child’s minor behavioral problems such as crying, disobeying, seeking attention and requesting help).
Koegel et al. (
1992) suggested that there is a characteristic stress pattern of parents of children with autism. The profile suggests that concerns about the child’s dependency and about limited family opportunities are the primary contributors to maternal stress. For example, reluctance to take their child with autism out in public—because of too many frustrations resulting from the child’s behavior—can lead to isolation (Blacher
1984). Furthermore, Moes et al. (
1992) reported on parents’ concerns about the child’s acceptance in the community and about the child’s future. An important question, however, is whether these parental concerns and stresses are specific to parents of children with Autism Spectrum Disorder.
The greater intensity of problems generated by children with autism compared to children with Down syndrome may reveal higher levels of parenting stress in parents of the children with autism (Fisman et al.
2000; Noh et al.
1989). Furthermore, Rodrigue et al. (
1990) reported lower parenting competence of parents of children with autism in comparison with parents of children with Down syndrome, but both groups reported disrupted planning, and parental and familial stress. Although Belchic (
1996) found no group differences on perceived stress when children with autism, Down syndrome and normally developing children were compared (see also Cox et al.
1975; Wishart et al.
1981), he found group differences on parental efficacy, with parents of normally developing children reporting more efficacy than parents of children with autism.
Noterdaeme et al. (
2002) consider the deficits in communication skills and in social interaction as common features of children with autism and children with a receptive language disorder. They suggest that the complexity and severity of behavioral disturbances in children with autism are more profound than in children with specific developmental disorders. The concerns of parents of children with autism may increase with the severity of the impairments (Konstantareas and Homatidis
1989). Indeed, in some studies (e.g. Bristol and Schopler
1983) parents of children with autism reported more stress when their children performed worse on developmental measures, or were less responsive in social interaction with others (Kasari and Sigman
1997). Additionally, higher levels of stress were reported when mothers of children with autism felt less control over their situation, with perception of parenting mediating that relationship (Horowitz
2004). Parents of children with autism might be more susceptible to display authoritarian parenting styles instead of an authoritative style that is characterized by high demandingness
and high responsiveness (Baumrind
1996).
The enduring stress—as a result of extraordinary parenting demands—may provoke depression, perceived lack of efficacy in parenting, and poor (mental) health in parents of children with autism (Noh et al.
1989). Regardless of level of stress, it may be expected that the diagnosis of Autism Spectrum Disorder also has its impact on parents’ psychological functioning and feelings of efficacy in parenting. DeMyer’s (
1979) findings suggest guilt in two-third of the mothers of children with autism, and ambivalence and grief regarding the amount of time devoted to their child with autism at their own expense and that of the family. Mothers of children with autism described themselves as unable to pursue personal goals (Holroyd
1974; Milgram and Atzil
1988; Tunali and Power
2002). Again, it should be noted that these parental concerns and stresses may also be apparent in parents of children with other problems, such as mental retardation or language delays.
Social support may affect the stress that parents of children with autism experience (Bristol and Schopler
1983). Mothers of children with autism who perceived social support as available experienced significantly fewer stress-related somatic problems and fewer depressive symptoms than did mothers with less perceived social support (Wolf et al.
1989). There was no significant association between the actual use of social support and measures of parenting stress-related symptoms, corroborating the view that the critical variable in social support may be the perceived availability of support (Cohen and Wills
1985). In the same vein, perceived social support was related to feelings of efficacy and personal accomplishment in parenting (Weiss
2002).
In sum, we tested the following hypotheses in our investigation of children with ASD, mental retardation, language disorder, and non-clinical children. First, clinical and non-clinical children were compared on both attachment and parenting. We expected children with Autism Spectrum Disorder to show less attachment security than non-clinical children. However, since the children in the other clinical groups may also show impaired communication, our second set of hypotheses focused on the differences between children with Autism Spectrum Disorder (combined group of ASD children with and without MR) and other clinical children. Is less attachment security unique for children with ASD? Regarding parenting, we expected more parental difficulties in the clinical group in comparison with the group of non-clinical children. Specifically, parents of children with Autism Spectrum Disorder may feel more stressed and burdened than parents of non-clinical children, they may display a less flexible parenting style, and they may show more psychological problems. We explored whether other clinical groups differed in similar ways from the non-clinical comparisons. Lastly, we tested if social support acted as a buffer against the expected higher daily stresses of parents in the clinical groups, moderating the relationship between parental daily stresses and parents’ feelings of efficacy in parenting.
Materials and Methods
Participants and Procedure
About 31,000 children of 14–15 months old in the province of Utrecht, the Netherlands, were pre-screened with the 4-item ESAT (Early Screening of Autistic Traits; Swinkels et al.
2006) at the well-baby offices. In addition, children referred by well-baby physicians because of possible autism spectrum disorder or related developmental problems, were seen for further investigations at the clinic of the Department of Child Psychiatry of Utrecht University. Both children who had a positive pre-screening and clinically referred children were further evaluated during a home visit using the 14-item screening instrument ESAT. Next, screen-positive children on the 14-item ESAT were invited for further investigations at the Department of Child Psychiatry (Dietz et al.
2006).
A series of five measurements (for details, see below) was scheduled within a period of 5 weeks, with psychiatric assistants’ observations of the child’s social and communicative behavior in a small group of very young children and their parents. On the basis of these observations the BASQ was completed. For the purpose of validation, a sub-sample of 17 children scoring in the high range of the ESAT was observed with the Attachment Q-sort during (one or two) 90-min visit(s) to the toddler-unit. At the end of the first visit parents were given questionnaires focusing on parenting style and parenting stress, as well as questions regarding demographic information. Questionnaires were completed at home and were returned on a following visit to the clinic.
Thus, both children identified from the population by screening and clinically referred children participated in the present study. The diagnoses of the participating children were the following: (1) Autistic Disorder, (2) PDD-NOS, (3) mental retardation without Autism Spectrum Disorder, (4) language disorder, (5) Attention Deficit Hyperactivity Disorder (ADHD), (6) other DSM-IV disorders, and (7) no DSM-IV child disorders. Children diagnosed with ‘ADHD’ (5), ‘other DSM-IV disorders’ (6) and ‘no DSM-IV child disorders’ (7) were not included in this study because of small sample size or because they represented rather heterogeneous child or family problems. The diagnoses of all participants were confirmed at follow-up assessments at 4 years of age. Because of small sub-group sizes, the children with AD and PDD-NOS were combined into one ASD group. Within the ASD group, a high functioning (four children with AD and 12 children with PDD-NOS) and a low functioning (16 children with AD and 9 children with PDD-NOS) group were formed (cut-off score IQ = 70).
The non-clinical comparison children were recruited through child care centers. The comparison children were matched on developmental level with the children with AD. Attachment security of comparison children was assessed during a two-hour home-visit observation. Both the AQS and the BASQ were completed independently by two observers directly after the home-visit. In the few exceptions in which there was one observer, the home-visit was videotaped so that the BASQ could be completed from video-tape. In the comparison group, the parenting questionnaires were completed by the parents after the home-visit and were returned by mail.
The current sample involved the 89 children. The sample included 65 boys and 24 girls, with a mean age of 26.5 months (SD = 7.45, range 12 to 42 months). In Table
1 information about the background of the families is provided. The families were mainly from Dutch origin, with a traditional division of labor between the spouses. Average socio-economic status, defined by the parents’ highest level of education, was lower- to upper-middle class.
Table 1
Background variables of the families
| N = 89 | N = 25 | N = 16 | N = 12 | N = 11 | N = 25 |
Marital status | 96a
| 96 | 100a
| 92 | 82 | 100 |
% Married |
Place of birth | 89a
| 92 | 93a
| 67 | 82 | 96 |
% Netherlands |
Housing conditions | 77b
| 80 | 67a
| 75 | 55 | 92a
|
% Family house |
Work | 61a
| 48 | 40a
| 67 | 55 | 88 |
% Paid work |
Work partner | 88c
| 84 | 87a
| 90b
| 89b
| 92 |
% Paid work |
Instruments
Parenting
Five questionnaires were administered measuring parenting style and parenting stress. First, the Parental Efficacy Questionnaire (PEQ; inspired by Caprara 1998, The parental efficacy questionnaire, personal communication; see for details, Van IJzendoorn et al.
1999) assessed parents’ feelings of competence in child rearing, in particular parents’ ability to empathize with the child’s feelings and the way they act when under stress, e.g., “Even when I am visiting other people, I can prevent my child from arguing over a toy.” The 22-item questionnaire was developed on the basis of Bandura’s (
1997) general theory of personal efficacy, and made suitable for parents of young children. Answers to the
Parental Efficacy items were provided on a 6-point rating-scale. One item about toilet-training was not applicable in the current sample, because a large number of children were still wearing diapers. Principal component analysis was performed on the 21 remaining questions. One factor was extracted that explained 29% of the variance. Cronbach’s alpha for internal consistency was 0.87 (
n = 89).
Second, the Child Rearing Practice Report (CRPR; Deković et al.
1991) was administered. The CRPR measures authoritative and authoritarian styles of childrearing. It consists of 29 Likert-type items with 6-point rating-scales. The
Authoritative style indexes rational guiding of the child, encouraging independence and open expression of affect, while the
Authoritarian style is defined as authoritarian control and supervision of the child, and control through anxiety induction. The Cronbach’s alpha for Authoritarian style was 0.53. Therefore, the Authoritarian style was excluded from further analyses. Cronbach’s alpha for Authoritative style (16 items;
n = 76) was satisfactory (0.74).
Third, the Parenting Daily Hassles questionnaire (PDH; Crnic and Greenberg
1990) was used to assess the strains and stresses accompanying child rearing. The PDH is a 20-item questionnaire with descriptions of typical everyday life events in parent–child interactions, e.g., the difficulties that parents may experience in leaving kids for a night out or at school or at day-care. For each item, the parent rated the frequency of occurrence and the intensity of the hassle on a 5-point rating-scale. The Cronbach’s alpha for the frequency was 0.86 (
n = 51) and for the intensity 0.86 (
n = 48). Because the correlation between frequency and intensity variables was high (
r = 0.59,
n = 88) both sets of items were combined—forming a single
Parenting Daily Hassles score.
Fourth, the Social Provision Scale (SPS; Cutrona and Russell
1987) was administered to assess the
Social Support parents experienced in the emotional domain as well as in the instrumental domain. The 8-item questionnaire measures social support (on a 6-point rating-scale) as the degree to which social relationships are perceived as currently supplying emotional and instrumental support. It includes two sub-scales, emotional support and instrumental support. In this study the two sub-scales were highly correlated (
r = 0.67). In a principal components analysis, the items were included in a one-factor solution, explaining 47% of the variance. We therefore combined all items into one scale for social support. The internal consistency of the scale (Cronbach’s alpha) was 0.83 (
n = 78).
Fifth, parental psychological functioning was assessed with the SCL-90 (Arrindell and Ettema
1986). The SCL-90 was designed as a measure of agoraphobia, anxiety, depression, somatic complaints, insufficiency in thinking and acting, distrust and interpersonal sensitivity, hostility, sleeping problems, and a rest category. It consists of 90 items that are rated on a 6-point rating scale. We used the total scores on the SCL-90 as indicative of the degree to which parents suffered from various psychological problems and complaints. The total scale was reliable (Cronbach’s alpha was 0.98,
n = 70).
Because missing values were randomly scattered across items and subjects, the mean scores within the diagnostic groups were imputed in order to uniformly include the total set of 89 children in the analyses.
Statistical Analysis
First, the correlations between the predictor variables were computed for both the total group (the clinical groups and the non-clinical comparison group taken together) and the group of children with Autism Spectrum Disorder (both high and low functioning). Second, we tested with one-way analyses of variance and a priori contrasts whether the clinical groups differed from the non-clinical comparison group for the background, attachment, and parental variables included in our study. Also, one-way analyses of variance were performed to test the contrasts between the ASD groups and both the non-clinical comparison group and the other clinical groups. Third, post-hoc analyses were executed to explore the contrasts between the separate clinical subgroups. Fourth, discriminant function analyses were performed with the attachment and parenting variables to distinguish between the clinical and the non-clinical group. Also, discriminant function analyses were performed between the ASD groups and the other clinical groups and the non-clinical group. Fifth, a regression analysis was performed to test if social support moderated the relation between parental daily hassles and parents’ feelings of efficacy in parenting.
Discussion
Children with ASD were rated as least secure compared to the other clinical and normal comparison groups. More specifically, ASD children with mental retardation were less secure than children with mental retardation, and the ASD children without mental retardation were less secure than children with LD. In our study, therefore, autistic disorder instead of mental retardation explained their lower attachment security. Pertaining to parenting, authoritative parenting style was the important factor in distinguishing between the clinical groups and the non-clinical comparison group, and between the ASD group and the non-clinical group. Parents of non-clinical children reported higher levels of authoritative parenting in comparison with the ASD group and the total clinical groups. Social support was another factor in distinguishing between groups. The clinical groups perceived significantly less social support than the non-clinical group, but the ASD group perceived more social support when compared with the other clinical groups. We could not confirm the role of social support as a moderator of the effects of daily hassles on parent’s feelings of efficacy.
Our study has some limitations. First, the clinical groups are rather small. Absence of differences between the groups may be caused by lack of statistical power. However, regardless of small sample size we did find significant differences on attachment security, authoritative parenting, and parenting stresses. Second, the attachment security measure used in the current investigation, the BASQ, has been developed only recently. The BASQ was administered by the psychiatric assistants, based on their observations at the toddler unit. The BASQ was developed on the basis of the observer Attachment Q-Sort for which the psychometrics and validity have extensively been documented (Vaughn and Waters
1990; Waters
1995; Van IJzendoorn et al.
2004). The BASQ was validated against the AQS, and it proved to be rather strongly correlated to the AQS. Nevertheless, the BASQ should be further validated in other samples. Third, as our purpose was to match the non-clinical children on developmental age with the ASD children, the non-clinical children were younger in comparison with the ASD group and the total clinical group. Furthermore, parents of non-clinical children came from higher socio-economic backgrounds compared to parents of the total group of clinical children and compared to parents of ASD children. Although we controlled for such differences where appropriate, a more precise matching would have made the comparisons of attachment and parenting more precise.
The children with Autism Spectrum Disorders were less secure compared to the non-clinical children and compared to the other clinical children. However, within this overall diagnostic group, the outcomes for the ASD subgroups (combined group of ASD children with and without MR) were not in line with the results of previous studies, as presented in a recent meta-analysis on attachment and autism (Rutgers et al.
2004). In the meta-analysis the role of mental retardation in combination with autistic symptoms in the development of insecure attachments was documented. In fact, only autistic children with mental retardation appeared to be less secure than non-clinical comparisons. In the current study, however, we found that especially the high functioning ASD children showed low security in comparison with non-clinical children. Severity of the autistic disorder (more strictly defined autism) was the other significant moderator in the meta-analysis. Since the majority of the high-functioning ASD children in our study were diagnosed with PDD-NOS, one might have expected that they would show more attachment security than children in the low functioning ASD group. In contrast with the current study however, the meta-analytic results were mainly based on investigations using the Strange Situation Procedure to assess attachment security, and in only one study the AQS was used for the assessment of attachment (Pechous
2001). Also the different observational setting may have influenced the results. Attachment behaviors of children with ASD may be more context-dependent than attachment behaviors of other children. Therefore, a replication of the current outcomes in a study using the AQS in the home setting, as well as the Strange Situation in the lab, is needed to settle this issue.
In terms of parenting, we did not find large differences for the ASD children. Parents of ASD children perceived themselves as rather healthy and balanced, and they reported even more social support than the other clinical groups. Although parents of ASD children displayed less authoritative parenting, they did report parental efficacy to the same degree as the other groups, including the non-clinical controls. We can only speculate about the reasons for the unexpected outcome with regard to parenting. Although the social and emotional impairments arising from ASD may be a burden for the parents, making them feel less competent and more stressed, the impact may only become visible at a later stage in the children’s lives. The current assessments of parenting were completed at the early age of 27–32 months age of the clinical children, and the incapacitating effects of ASD on the children’s social relationships may not yet have become fully clear to the parents (see Bristol and Schopler
1983; Konstantareas and Homatidis
1989). Furthermore, parents of these young ASD children may not perceive parenting as a larger burden than parents of non-clinical children or other clinical children, as parenting is not anymore considered to be a causal factor in the emergence of autism. It has become universally accepted that genetic factors play an important role in the causation of ASD (Rutter et al.
1997). Nevertheless, parenting may play a decisive role in the further development and the symptomatology of children with ASD.
Longitudinal studies on parenting, attachment and autism are important to address the question of whether the absence of differences between the parents of the various clinical groups will persist when the children are older. The differences between children with Autism Spectrum Disorder and their normal counterparts may develop with age, and their parents may thus be increasingly confronted with the strains and stresses that go with parenting a child with severe social impairments. Observational studies in the home setting with the validated AQS may reveal more information about the subtle patterns of attachment behaviors in a natural setting that are specific to the group of children with Autism Spectrum Disorders. Such observational studies may also reveal subtle but important differences in parenting style between the parents of children diagnosed with different problems. Lastly, the absence of clear self-reported differences in parenting stress and feelings of efficacy by parents of children within the ASD group may be further tested with observational and physiological assessments.
The current investigation documents the socio-emotional potential of children with Autism Spectrum Disorders, as well as the remarkable resilience of their parents. Our findings indicate that parents of children with autism appear to cope with parenting their child at this early age. Nevertheless, they might benefit from parent training that focusses particularly on promoting parental sensitivity. As children with autism are impaired in reciprocal interaction skills, some parents may have problems interpreting their child’s attachment needs and signals. The VIPP (Video-feedback Intervention to promote Positive Parenting (VIPP) protocol; Juffer et al.
2007) has been developed to promote sensitive parenting through four to six sessions with parent and child in the home setting. This intervention has already been successfully applied to special groups, for example to families with an adopted child, and families with a child with a chronic illness (asthma, dermatitis; Juffer et al.
2007). Improved reciprocal interaction between parents and their children with autism may support the parents in their challenging childrearing tasks, and may also influence the children’s overall communicative functioning.