Summary

A best evidence topic in cardiac surgery was written according to a structured protocol. The question addressed was ‘Should patients undergoing cardiac surgery with atrial fibrillation (AF) have left atrial appendage (LAA) exclusion?’ Altogether 310 papers were found using the reported search, of which 12 represented the best evidence to answer the clinical question. The authors, journal, date and country of publication, patient group studied, study type, relevant outcomes and results of these papers are tabulated. We conclude that despite finding five clinical trials including one randomised controlled trial, that studied around 1400 patients who underwent LAA occlusion, the results of these studies do not clearly show a benefit for appendage occlusion. Indeed of the five studies, only one showed a statistical benefit for LAA occlusion, with three giving neutral results and in fact one demonstrating a significantly increased risk. One reason for this may be the inability to achieve acceptably high rates of successful occlusion on echocardiography when attempting to perform this procedure. The highest success rate was only 93% but most studies reported only a 55–66% successful occlusion rate when attempting closure in a variety of methods including stapling, ligation and amputation. Currently, the evidence is insufficient to support LAA occlusion and may indeed cause harm especially if incomplete exclusion occurs.

1. Introduction

A best evidence topic was constructed according to a structured protocol. This is fully described in the ICVTS [1].

2. Clinical scenario

You are performing a left atrial radiofrequency MAZE procedure on a patient who is also undergoing bypass grafting. It is your practice to also oversew the left atrial appendage (LAA) after this. While doing this, however, the thin left atrium tears and you spend the next 20 min repairing this tear with pledgets. As you comment to the anaesthetist that you wish that you had never tried to oversew the appendage, he also comments that on transoesophageal echocardiography (TOE) he often still sees quite a long residual stalk anyway and you both wonder if there really is an advantage to LAA removal.

3. Three-part question

In [patients undergoing cardiac surgery with atrial fibrillation] does [exclusion of the left atrial appendage] protect from [thromboembolic complications].

4. Search strategy

Medline 1950 to May 2009 using OVID interface

[exp Atrial Appendage/or left atrial appendage.mp OR (appendage.mp AND atr$.mp)] AND [excision.mp OR exclusion.mp OR ligation.mp OR occlusion.mp OR closure.mp OR obliteration.mp]

5. Search outcome

Three hundred and ten papers were found using the reported search from which 12 papers were identified that provided the best evidence to answer the question. These are presented in Table 1 .

Table 1

Best evidence papers

Author, date and countryPatient groupOutcomesKey resultsComments
Study type
(level of evidence)
Healey et al., (2005),This study included 77Successful LAA66% (44/52)This randomised controlled
Am Heart J, Canadapatients who wereocclusiontrial is the first of its kind
and Germany, [2]randomised in a ratio of 2:1analysing LAA occlusion.
favouring left atrialCardiopulmonary72±27 min in the occlusionThis study showed that
Randomisedocclusion during CABGbypass timegroupsurgical occlusion can be
controlled trialsurgery. There were 5275±39 min in the controlsuccessfully performed at
(level Ia)patients who received LAAgroup; P=0.63CABG without increasing
occlusion and 25 patientsoperation time, perioperative
who acted as controlsPostoperative bleedingThere were no increases inbleeding or heart failure.
perioperative bleedingOcclusion was successfully
(P=0.53), postoperative AFachieved in 2/3 of patients and
(P=0.56) or diuretic useimproved with surgeon
(P=0.87)experience and use of stapling
device. There were two cases
ThromboembolicTwo cases (2.6%)of thromboembolic events
eventsOne intraoperatively andin the LAA occlusion group
one on day 3compared to 11.6% of patients
who did not have LAA
No strokes were identifiedocclusion
postoperatively with a mean
follow-up of 13 months
Surveys sent to all eligible
patients revealed that 25
patients (11.6%) self reported
either a TIA or stroke with a
postoperative follow-up of
between 10 and 29 months
Schneider et al.,During a 12-month period,Successful LAA17% (1/6)This is a small study which
(2005), Cardiology,6 female patients (age 61–81closurehas shown that 83% of
Germany, [3]years) with paroxysmal (3)patients with LAA closure
or permanent (3) AFThromboembolicOne patient (17%) withwere free from stroke at
Case seriesunderwent surgical LAAeventspermanent AF suffered a15 months. With inadequate
(level IV)closure at the time of mitralstroke four weeks afterclosure occurring in 17% of
and/or aortic valve surgerysurgerypatients, this study has
proposed that blood will
Left atrial thrombusTwo patients (33%) showedbecome stagnant and increase
LAA thrombus which wasthe likelihood of the formation
absent in the preoperativeof thrombus and thus stroke.
TEEThis study therefore felt that
there is a need to improve the
surgical technique and verify
closure with echocardiographic
studies
Bando et al., (2009)Between May 1977 andThromboembolicSeventy-two patients had aClosure of the LAA failed to
J Thorac CardiovascDecember 2001, 812 MVRseventslate stroke; 47 (65%) ofprevent late stroke
Surg, Japan, [4]were performed. 493 (55%)patients had the LAA closed
of patients had the LAA
Retrospectiveclosed; 320 patientsRisk factor for lateClosure of the LAA was not a
cohort studyundergoing MVR hadstrokesignificant risk factor for
(level IIb)concomitant ligation of thelate stroke (P=0.69)
LAA, whereas 173 patients
who underwent combined
MVR and the MAZE
procedure had the LAA
closed
Kanderian et al.,A total of 2546 patientsMethod of closureFifty-two of 137 patients hadWhen LAA is
(2008), J Am Collunderwent closure of theexcision of the LAA (41 byperformed, excision of
Cardiol, USA, [5]LAA by various methodsscissors and 11 by a staplingthe appendage using
for all types of cardiacdevice), and 85 receivedscissors is the most
Cohort studysurgery between 1993 andexclusion of the LAA of whichreliable method. This
(level IIIb)2004. 137 patients were73 of these (86%) were bystudy demonstrated a
included as follow-up datasuture and 12 (14%) bytrend toward decreased
were availablestapler excisionincidence of stroke/TIA
in patients with
Successful LAA closureFifty-five of 137 patientssuccessful LAA closure,
(40%) had successful LAAhowever, it was not
closure. LAA closure occurredstatistically significant
more often with excision of the
LAA (73%) compared with
suture exclusion (23%) and
stapler exclusion (0%)
(P≤0.001)
Predictors of successfulLAA excision was predictive
surgical outcomeof successful procedural
outcome (P<0.001). Excluding
the LAA by either suture or
stapler techniques was more
likely to predict unsuccessful
LAA closure over scissors
(P≤0.001 and P=0.002,
respectively).
ThromboembolicEighteen patients (13%)
eventsexperienced stroke/TIA;
6 with LAA excision, 11 with
suture exclusion and 1 with
stapler exclusion. Of the 55
patients with successful LAA
closure, 6 (11%) had stroke/
TIA vs. 12 of 82 patients
(15%) with unsuccessful
LAA closure (P=0.61)
García-FernándezThis study consisted of 205Successful closure ofComplete ligation of the LAAThis study shows that LAA
et al., (2003), J Ampatients who underwentLAAwas achieved in 52 patientsligation during surgery for
Coll Cardiol, Spain,MVR for rheumatic valve(89.7%)MVR is consistent with a
[6]disease In 170, endocarditisreduction of the risk of late
in 10, severe ischaemicThromboembolicTwenty-seven patients hadembolism (6.7-fold reduction
Cohort studyregurgitation in 6 and mitraleventsan embolic event; 19 patientsin embolic risk). If complete
(level IIb)valve prolapse in 19had an ischaemic stroke, fiveligation is achieved and
patientspatients had a peripheralconfirmed with TEE, a further
arterial embolism and 3 had areduction in embolic risk is
TIA. Of the 27 patients withobserved (11.9-fold)
an embolic event, two patients
had the LAA ligated
The occurrence of systemic
embolism was significantly
more frequent in patients
without LAA ligation
compared to patients with
LAA ligation (17% vs. 3.4%)
P=0.01
Multivariate analyses
identified the absence of LAA
ligation as an independent
predictor of the occurrence of
an embolic event after MVR
surgery [odds ratio 6.7 (95%
CI 1.5–31.0) P=0.02].
Moreover, if the absence of
effective ligation as assessed
by echocardiography was
included in the model, the odds
ratio increased up to 11.9
(95% CI 1.5–93.6) P=0.02
Orszulak et al.,All patients receiving aRisk of strokeThere was a strong correlationThis study found that ligation
(1995), Eur JMVR (285) betweenwith late stroke in patientsof the LAA during MVR+
Cardiothorac Surg,February 1979–Decemberwho had the LAA ligatedCABG was linked to an
USA, [7]1989 were studied. MVR waswhen undergoing MVRincreased risk of late stroke.
performed in isolation inand CABG (P≤0.02),However, MVR alone did not
Cohort study199 and MVR withhowever, correlation withincrease the risk of late stroke
(level IIb)concomitant CABGisolated MVR cohort and the
was performed in 86overall group did not reach
patients. Ninety-twostatistical significance
patients had operative(P=0.81)
ligation of the LAA
Johnsona et al.,From 1995 to 1997, 437ThromboembolicTwenty-one patients had aWith no strokes related to the
(2000), Eur Jpatients had the LAAeventsperioperative CVA of variableatrial appendage, this study
Cardiothorac Surg,excluded during open-heartseverity with no evidence ofhas shown that removal of the
USA, [8]operationsatrial clot on TOE. Sevenappendage is safe and should
patients developed a CVAbe considered
Case studypostoperatively and 4 had
(level IV)AF, but again no atrial clots
were demonstrated
Katz et al., (2000),Fifty patients undergoingSuccessful closure of64% (32/50)Inadequate closure of the
J Am Coll Cardiol,MVR and LAA ligationthe LAALAA may act to increase the
USA, [9]were studiedrisk of thromboembolic events
ThromboembolicFour patients with an
Case serieseventsincompletely ligated LAA had
(level IV)thromboembolic phenomena:
one stroke; one TIA; two
mesenteric emboli
Almahameed et al.,Between 1993 and 1998,Thromboembolic14 (12.3%)Patients undergoing LAA
(2007), J Cardiovasc136 patients underwenteventsexclusion during mitral valve
Electr, USA, [10]LAA exclusion at the timesurgery have a significantly
of mitral valve surgeryWarfarin statusSeven of 67 (10%) patientsincreased risk of a
Case studyprescribed warfarin had athromboembolic event
(level IV)thromboembolic eventespecially when warfarin is
compared to 6 of 40 (15%)not prescribed upon
patients not prescribedhospital discharge
warfarin
Fumoto et al.,Fourteen mongrel dogsSuccessful closure100% (14/14)In dogs, the third-generation
(2008), J Thoracimplanted with the third-of the LAAatrial exclusion device achieved
Cardiovasc Surg,generation atrial exclusioneasy, reliable and safe
USA, [11]device at the base of theexclusion of the LAA
LAA. The right atrial
Case seriesappendage was stapled with
(level IV)a commercial apparatus for
comparison
Sick et al., (2007),All patients received theSuccessful LAA54 of 58 patients (93%) hadThis study shows that LAA
J Am Coll Cardiol,WATCHMAN LAAclosurecomplete closure of the LAAocclusion with the
USA, [12]occlusion device (75).WATCHMAN device is
Sixty-six patientsThromboembolicNo ischaemic strokes orsafe and feasible with no
Case studyunderwent successful deviceeventssystemic emboli occurredthromboembolic events in the
(level IV)implantationpatients studied.
Kamohara et al.,Ten mongrel dogs had LAASuccessful closure of10/10 (100%)Device implantation is rapid,
(2000), J Thoracocclusion device implantedLAAreliable and a safe method of
Cardiovasc Surg,into the LAA through a leftexcision of the LAA
[13]thoracotomy of their beating
heart
Case series
(level IV)
Author, date and countryPatient groupOutcomesKey resultsComments
Study type
(level of evidence)
Healey et al., (2005),This study included 77Successful LAA66% (44/52)This randomised controlled
Am Heart J, Canadapatients who wereocclusiontrial is the first of its kind
and Germany, [2]randomised in a ratio of 2:1analysing LAA occlusion.
favouring left atrialCardiopulmonary72±27 min in the occlusionThis study showed that
Randomisedocclusion during CABGbypass timegroupsurgical occlusion can be
controlled trialsurgery. There were 5275±39 min in the controlsuccessfully performed at
(level Ia)patients who received LAAgroup; P=0.63CABG without increasing
occlusion and 25 patientsoperation time, perioperative
who acted as controlsPostoperative bleedingThere were no increases inbleeding or heart failure.
perioperative bleedingOcclusion was successfully
(P=0.53), postoperative AFachieved in 2/3 of patients and
(P=0.56) or diuretic useimproved with surgeon
(P=0.87)experience and use of stapling
device. There were two cases
ThromboembolicTwo cases (2.6%)of thromboembolic events
eventsOne intraoperatively andin the LAA occlusion group
one on day 3compared to 11.6% of patients
who did not have LAA
No strokes were identifiedocclusion
postoperatively with a mean
follow-up of 13 months
Surveys sent to all eligible
patients revealed that 25
patients (11.6%) self reported
either a TIA or stroke with a
postoperative follow-up of
between 10 and 29 months
Schneider et al.,During a 12-month period,Successful LAA17% (1/6)This is a small study which
(2005), Cardiology,6 female patients (age 61–81closurehas shown that 83% of
Germany, [3]years) with paroxysmal (3)patients with LAA closure
or permanent (3) AFThromboembolicOne patient (17%) withwere free from stroke at
Case seriesunderwent surgical LAAeventspermanent AF suffered a15 months. With inadequate
(level IV)closure at the time of mitralstroke four weeks afterclosure occurring in 17% of
and/or aortic valve surgerysurgerypatients, this study has
proposed that blood will
Left atrial thrombusTwo patients (33%) showedbecome stagnant and increase
LAA thrombus which wasthe likelihood of the formation
absent in the preoperativeof thrombus and thus stroke.
TEEThis study therefore felt that
there is a need to improve the
surgical technique and verify
closure with echocardiographic
studies
Bando et al., (2009)Between May 1977 andThromboembolicSeventy-two patients had aClosure of the LAA failed to
J Thorac CardiovascDecember 2001, 812 MVRseventslate stroke; 47 (65%) ofprevent late stroke
Surg, Japan, [4]were performed. 493 (55%)patients had the LAA closed
of patients had the LAA
Retrospectiveclosed; 320 patientsRisk factor for lateClosure of the LAA was not a
cohort studyundergoing MVR hadstrokesignificant risk factor for
(level IIb)concomitant ligation of thelate stroke (P=0.69)
LAA, whereas 173 patients
who underwent combined
MVR and the MAZE
procedure had the LAA
closed
Kanderian et al.,A total of 2546 patientsMethod of closureFifty-two of 137 patients hadWhen LAA is
(2008), J Am Collunderwent closure of theexcision of the LAA (41 byperformed, excision of
Cardiol, USA, [5]LAA by various methodsscissors and 11 by a staplingthe appendage using
for all types of cardiacdevice), and 85 receivedscissors is the most
Cohort studysurgery between 1993 andexclusion of the LAA of whichreliable method. This
(level IIIb)2004. 137 patients were73 of these (86%) were bystudy demonstrated a
included as follow-up datasuture and 12 (14%) bytrend toward decreased
were availablestapler excisionincidence of stroke/TIA
in patients with
Successful LAA closureFifty-five of 137 patientssuccessful LAA closure,
(40%) had successful LAAhowever, it was not
closure. LAA closure occurredstatistically significant
more often with excision of the
LAA (73%) compared with
suture exclusion (23%) and
stapler exclusion (0%)
(P≤0.001)
Predictors of successfulLAA excision was predictive
surgical outcomeof successful procedural
outcome (P<0.001). Excluding
the LAA by either suture or
stapler techniques was more
likely to predict unsuccessful
LAA closure over scissors
(P≤0.001 and P=0.002,
respectively).
ThromboembolicEighteen patients (13%)
eventsexperienced stroke/TIA;
6 with LAA excision, 11 with
suture exclusion and 1 with
stapler exclusion. Of the 55
patients with successful LAA
closure, 6 (11%) had stroke/
TIA vs. 12 of 82 patients
(15%) with unsuccessful
LAA closure (P=0.61)
García-FernándezThis study consisted of 205Successful closure ofComplete ligation of the LAAThis study shows that LAA
et al., (2003), J Ampatients who underwentLAAwas achieved in 52 patientsligation during surgery for
Coll Cardiol, Spain,MVR for rheumatic valve(89.7%)MVR is consistent with a
[6]disease In 170, endocarditisreduction of the risk of late
in 10, severe ischaemicThromboembolicTwenty-seven patients hadembolism (6.7-fold reduction
Cohort studyregurgitation in 6 and mitraleventsan embolic event; 19 patientsin embolic risk). If complete
(level IIb)valve prolapse in 19had an ischaemic stroke, fiveligation is achieved and
patientspatients had a peripheralconfirmed with TEE, a further
arterial embolism and 3 had areduction in embolic risk is
TIA. Of the 27 patients withobserved (11.9-fold)
an embolic event, two patients
had the LAA ligated
The occurrence of systemic
embolism was significantly
more frequent in patients
without LAA ligation
compared to patients with
LAA ligation (17% vs. 3.4%)
P=0.01
Multivariate analyses
identified the absence of LAA
ligation as an independent
predictor of the occurrence of
an embolic event after MVR
surgery [odds ratio 6.7 (95%
CI 1.5–31.0) P=0.02].
Moreover, if the absence of
effective ligation as assessed
by echocardiography was
included in the model, the odds
ratio increased up to 11.9
(95% CI 1.5–93.6) P=0.02
Orszulak et al.,All patients receiving aRisk of strokeThere was a strong correlationThis study found that ligation
(1995), Eur JMVR (285) betweenwith late stroke in patientsof the LAA during MVR+
Cardiothorac Surg,February 1979–Decemberwho had the LAA ligatedCABG was linked to an
USA, [7]1989 were studied. MVR waswhen undergoing MVRincreased risk of late stroke.
performed in isolation inand CABG (P≤0.02),However, MVR alone did not
Cohort study199 and MVR withhowever, correlation withincrease the risk of late stroke
(level IIb)concomitant CABGisolated MVR cohort and the
was performed in 86overall group did not reach
patients. Ninety-twostatistical significance
patients had operative(P=0.81)
ligation of the LAA
Johnsona et al.,From 1995 to 1997, 437ThromboembolicTwenty-one patients had aWith no strokes related to the
(2000), Eur Jpatients had the LAAeventsperioperative CVA of variableatrial appendage, this study
Cardiothorac Surg,excluded during open-heartseverity with no evidence ofhas shown that removal of the
USA, [8]operationsatrial clot on TOE. Sevenappendage is safe and should
patients developed a CVAbe considered
Case studypostoperatively and 4 had
(level IV)AF, but again no atrial clots
were demonstrated
Katz et al., (2000),Fifty patients undergoingSuccessful closure of64% (32/50)Inadequate closure of the
J Am Coll Cardiol,MVR and LAA ligationthe LAALAA may act to increase the
USA, [9]were studiedrisk of thromboembolic events
ThromboembolicFour patients with an
Case serieseventsincompletely ligated LAA had
(level IV)thromboembolic phenomena:
one stroke; one TIA; two
mesenteric emboli
Almahameed et al.,Between 1993 and 1998,Thromboembolic14 (12.3%)Patients undergoing LAA
(2007), J Cardiovasc136 patients underwenteventsexclusion during mitral valve
Electr, USA, [10]LAA exclusion at the timesurgery have a significantly
of mitral valve surgeryWarfarin statusSeven of 67 (10%) patientsincreased risk of a
Case studyprescribed warfarin had athromboembolic event
(level IV)thromboembolic eventespecially when warfarin is
compared to 6 of 40 (15%)not prescribed upon
patients not prescribedhospital discharge
warfarin
Fumoto et al.,Fourteen mongrel dogsSuccessful closure100% (14/14)In dogs, the third-generation
(2008), J Thoracimplanted with the third-of the LAAatrial exclusion device achieved
Cardiovasc Surg,generation atrial exclusioneasy, reliable and safe
USA, [11]device at the base of theexclusion of the LAA
LAA. The right atrial
Case seriesappendage was stapled with
(level IV)a commercial apparatus for
comparison
Sick et al., (2007),All patients received theSuccessful LAA54 of 58 patients (93%) hadThis study shows that LAA
J Am Coll Cardiol,WATCHMAN LAAclosurecomplete closure of the LAAocclusion with the
USA, [12]occlusion device (75).WATCHMAN device is
Sixty-six patientsThromboembolicNo ischaemic strokes orsafe and feasible with no
Case studyunderwent successful deviceeventssystemic emboli occurredthromboembolic events in the
(level IV)implantationpatients studied.
Kamohara et al.,Ten mongrel dogs had LAASuccessful closure of10/10 (100%)Device implantation is rapid,
(2000), J Thoracocclusion device implantedLAAreliable and a safe method of
Cardiovasc Surg,into the LAA through a leftexcision of the LAA
[13]thoracotomy of their beating
heart
Case series
(level IV)

LAA, left atrial appendage; CABG, coronary artery bypass graft; AF, atrial fibrillation; MVR, mitral valve replacement; TIA, transient ischaemic attack; CI, confidence interval; CVA, cerebrovascular accident; TOE, transoesophageal echocardiography.

Table 1

Best evidence papers

Author, date and countryPatient groupOutcomesKey resultsComments
Study type
(level of evidence)
Healey et al., (2005),This study included 77Successful LAA66% (44/52)This randomised controlled
Am Heart J, Canadapatients who wereocclusiontrial is the first of its kind
and Germany, [2]randomised in a ratio of 2:1analysing LAA occlusion.
favouring left atrialCardiopulmonary72±27 min in the occlusionThis study showed that
Randomisedocclusion during CABGbypass timegroupsurgical occlusion can be
controlled trialsurgery. There were 5275±39 min in the controlsuccessfully performed at
(level Ia)patients who received LAAgroup; P=0.63CABG without increasing
occlusion and 25 patientsoperation time, perioperative
who acted as controlsPostoperative bleedingThere were no increases inbleeding or heart failure.
perioperative bleedingOcclusion was successfully
(P=0.53), postoperative AFachieved in 2/3 of patients and
(P=0.56) or diuretic useimproved with surgeon
(P=0.87)experience and use of stapling
device. There were two cases
ThromboembolicTwo cases (2.6%)of thromboembolic events
eventsOne intraoperatively andin the LAA occlusion group
one on day 3compared to 11.6% of patients
who did not have LAA
No strokes were identifiedocclusion
postoperatively with a mean
follow-up of 13 months
Surveys sent to all eligible
patients revealed that 25
patients (11.6%) self reported
either a TIA or stroke with a
postoperative follow-up of
between 10 and 29 months
Schneider et al.,During a 12-month period,Successful LAA17% (1/6)This is a small study which
(2005), Cardiology,6 female patients (age 61–81closurehas shown that 83% of
Germany, [3]years) with paroxysmal (3)patients with LAA closure
or permanent (3) AFThromboembolicOne patient (17%) withwere free from stroke at
Case seriesunderwent surgical LAAeventspermanent AF suffered a15 months. With inadequate
(level IV)closure at the time of mitralstroke four weeks afterclosure occurring in 17% of
and/or aortic valve surgerysurgerypatients, this study has
proposed that blood will
Left atrial thrombusTwo patients (33%) showedbecome stagnant and increase
LAA thrombus which wasthe likelihood of the formation
absent in the preoperativeof thrombus and thus stroke.
TEEThis study therefore felt that
there is a need to improve the
surgical technique and verify
closure with echocardiographic
studies
Bando et al., (2009)Between May 1977 andThromboembolicSeventy-two patients had aClosure of the LAA failed to
J Thorac CardiovascDecember 2001, 812 MVRseventslate stroke; 47 (65%) ofprevent late stroke
Surg, Japan, [4]were performed. 493 (55%)patients had the LAA closed
of patients had the LAA
Retrospectiveclosed; 320 patientsRisk factor for lateClosure of the LAA was not a
cohort studyundergoing MVR hadstrokesignificant risk factor for
(level IIb)concomitant ligation of thelate stroke (P=0.69)
LAA, whereas 173 patients
who underwent combined
MVR and the MAZE
procedure had the LAA
closed
Kanderian et al.,A total of 2546 patientsMethod of closureFifty-two of 137 patients hadWhen LAA is
(2008), J Am Collunderwent closure of theexcision of the LAA (41 byperformed, excision of
Cardiol, USA, [5]LAA by various methodsscissors and 11 by a staplingthe appendage using
for all types of cardiacdevice), and 85 receivedscissors is the most
Cohort studysurgery between 1993 andexclusion of the LAA of whichreliable method. This
(level IIIb)2004. 137 patients were73 of these (86%) were bystudy demonstrated a
included as follow-up datasuture and 12 (14%) bytrend toward decreased
were availablestapler excisionincidence of stroke/TIA
in patients with
Successful LAA closureFifty-five of 137 patientssuccessful LAA closure,
(40%) had successful LAAhowever, it was not
closure. LAA closure occurredstatistically significant
more often with excision of the
LAA (73%) compared with
suture exclusion (23%) and
stapler exclusion (0%)
(P≤0.001)
Predictors of successfulLAA excision was predictive
surgical outcomeof successful procedural
outcome (P<0.001). Excluding
the LAA by either suture or
stapler techniques was more
likely to predict unsuccessful
LAA closure over scissors
(P≤0.001 and P=0.002,
respectively).
ThromboembolicEighteen patients (13%)
eventsexperienced stroke/TIA;
6 with LAA excision, 11 with
suture exclusion and 1 with
stapler exclusion. Of the 55
patients with successful LAA
closure, 6 (11%) had stroke/
TIA vs. 12 of 82 patients
(15%) with unsuccessful
LAA closure (P=0.61)
García-FernándezThis study consisted of 205Successful closure ofComplete ligation of the LAAThis study shows that LAA
et al., (2003), J Ampatients who underwentLAAwas achieved in 52 patientsligation during surgery for
Coll Cardiol, Spain,MVR for rheumatic valve(89.7%)MVR is consistent with a
[6]disease In 170, endocarditisreduction of the risk of late
in 10, severe ischaemicThromboembolicTwenty-seven patients hadembolism (6.7-fold reduction
Cohort studyregurgitation in 6 and mitraleventsan embolic event; 19 patientsin embolic risk). If complete
(level IIb)valve prolapse in 19had an ischaemic stroke, fiveligation is achieved and
patientspatients had a peripheralconfirmed with TEE, a further
arterial embolism and 3 had areduction in embolic risk is
TIA. Of the 27 patients withobserved (11.9-fold)
an embolic event, two patients
had the LAA ligated
The occurrence of systemic
embolism was significantly
more frequent in patients
without LAA ligation
compared to patients with
LAA ligation (17% vs. 3.4%)
P=0.01
Multivariate analyses
identified the absence of LAA
ligation as an independent
predictor of the occurrence of
an embolic event after MVR
surgery [odds ratio 6.7 (95%
CI 1.5–31.0) P=0.02].
Moreover, if the absence of
effective ligation as assessed
by echocardiography was
included in the model, the odds
ratio increased up to 11.9
(95% CI 1.5–93.6) P=0.02
Orszulak et al.,All patients receiving aRisk of strokeThere was a strong correlationThis study found that ligation
(1995), Eur JMVR (285) betweenwith late stroke in patientsof the LAA during MVR+
Cardiothorac Surg,February 1979–Decemberwho had the LAA ligatedCABG was linked to an
USA, [7]1989 were studied. MVR waswhen undergoing MVRincreased risk of late stroke.
performed in isolation inand CABG (P≤0.02),However, MVR alone did not
Cohort study199 and MVR withhowever, correlation withincrease the risk of late stroke
(level IIb)concomitant CABGisolated MVR cohort and the
was performed in 86overall group did not reach
patients. Ninety-twostatistical significance
patients had operative(P=0.81)
ligation of the LAA
Johnsona et al.,From 1995 to 1997, 437ThromboembolicTwenty-one patients had aWith no strokes related to the
(2000), Eur Jpatients had the LAAeventsperioperative CVA of variableatrial appendage, this study
Cardiothorac Surg,excluded during open-heartseverity with no evidence ofhas shown that removal of the
USA, [8]operationsatrial clot on TOE. Sevenappendage is safe and should
patients developed a CVAbe considered
Case studypostoperatively and 4 had
(level IV)AF, but again no atrial clots
were demonstrated
Katz et al., (2000),Fifty patients undergoingSuccessful closure of64% (32/50)Inadequate closure of the
J Am Coll Cardiol,MVR and LAA ligationthe LAALAA may act to increase the
USA, [9]were studiedrisk of thromboembolic events
ThromboembolicFour patients with an
Case serieseventsincompletely ligated LAA had
(level IV)thromboembolic phenomena:
one stroke; one TIA; two
mesenteric emboli
Almahameed et al.,Between 1993 and 1998,Thromboembolic14 (12.3%)Patients undergoing LAA
(2007), J Cardiovasc136 patients underwenteventsexclusion during mitral valve
Electr, USA, [10]LAA exclusion at the timesurgery have a significantly
of mitral valve surgeryWarfarin statusSeven of 67 (10%) patientsincreased risk of a
Case studyprescribed warfarin had athromboembolic event
(level IV)thromboembolic eventespecially when warfarin is
compared to 6 of 40 (15%)not prescribed upon
patients not prescribedhospital discharge
warfarin
Fumoto et al.,Fourteen mongrel dogsSuccessful closure100% (14/14)In dogs, the third-generation
(2008), J Thoracimplanted with the third-of the LAAatrial exclusion device achieved
Cardiovasc Surg,generation atrial exclusioneasy, reliable and safe
USA, [11]device at the base of theexclusion of the LAA
LAA. The right atrial
Case seriesappendage was stapled with
(level IV)a commercial apparatus for
comparison
Sick et al., (2007),All patients received theSuccessful LAA54 of 58 patients (93%) hadThis study shows that LAA
J Am Coll Cardiol,WATCHMAN LAAclosurecomplete closure of the LAAocclusion with the
USA, [12]occlusion device (75).WATCHMAN device is
Sixty-six patientsThromboembolicNo ischaemic strokes orsafe and feasible with no
Case studyunderwent successful deviceeventssystemic emboli occurredthromboembolic events in the
(level IV)implantationpatients studied.
Kamohara et al.,Ten mongrel dogs had LAASuccessful closure of10/10 (100%)Device implantation is rapid,
(2000), J Thoracocclusion device implantedLAAreliable and a safe method of
Cardiovasc Surg,into the LAA through a leftexcision of the LAA
[13]thoracotomy of their beating
heart
Case series
(level IV)
Author, date and countryPatient groupOutcomesKey resultsComments
Study type
(level of evidence)
Healey et al., (2005),This study included 77Successful LAA66% (44/52)This randomised controlled
Am Heart J, Canadapatients who wereocclusiontrial is the first of its kind
and Germany, [2]randomised in a ratio of 2:1analysing LAA occlusion.
favouring left atrialCardiopulmonary72±27 min in the occlusionThis study showed that
Randomisedocclusion during CABGbypass timegroupsurgical occlusion can be
controlled trialsurgery. There were 5275±39 min in the controlsuccessfully performed at
(level Ia)patients who received LAAgroup; P=0.63CABG without increasing
occlusion and 25 patientsoperation time, perioperative
who acted as controlsPostoperative bleedingThere were no increases inbleeding or heart failure.
perioperative bleedingOcclusion was successfully
(P=0.53), postoperative AFachieved in 2/3 of patients and
(P=0.56) or diuretic useimproved with surgeon
(P=0.87)experience and use of stapling
device. There were two cases
ThromboembolicTwo cases (2.6%)of thromboembolic events
eventsOne intraoperatively andin the LAA occlusion group
one on day 3compared to 11.6% of patients
who did not have LAA
No strokes were identifiedocclusion
postoperatively with a mean
follow-up of 13 months
Surveys sent to all eligible
patients revealed that 25
patients (11.6%) self reported
either a TIA or stroke with a
postoperative follow-up of
between 10 and 29 months
Schneider et al.,During a 12-month period,Successful LAA17% (1/6)This is a small study which
(2005), Cardiology,6 female patients (age 61–81closurehas shown that 83% of
Germany, [3]years) with paroxysmal (3)patients with LAA closure
or permanent (3) AFThromboembolicOne patient (17%) withwere free from stroke at
Case seriesunderwent surgical LAAeventspermanent AF suffered a15 months. With inadequate
(level IV)closure at the time of mitralstroke four weeks afterclosure occurring in 17% of
and/or aortic valve surgerysurgerypatients, this study has
proposed that blood will
Left atrial thrombusTwo patients (33%) showedbecome stagnant and increase
LAA thrombus which wasthe likelihood of the formation
absent in the preoperativeof thrombus and thus stroke.
TEEThis study therefore felt that
there is a need to improve the
surgical technique and verify
closure with echocardiographic
studies
Bando et al., (2009)Between May 1977 andThromboembolicSeventy-two patients had aClosure of the LAA failed to
J Thorac CardiovascDecember 2001, 812 MVRseventslate stroke; 47 (65%) ofprevent late stroke
Surg, Japan, [4]were performed. 493 (55%)patients had the LAA closed
of patients had the LAA
Retrospectiveclosed; 320 patientsRisk factor for lateClosure of the LAA was not a
cohort studyundergoing MVR hadstrokesignificant risk factor for
(level IIb)concomitant ligation of thelate stroke (P=0.69)
LAA, whereas 173 patients
who underwent combined
MVR and the MAZE
procedure had the LAA
closed
Kanderian et al.,A total of 2546 patientsMethod of closureFifty-two of 137 patients hadWhen LAA is
(2008), J Am Collunderwent closure of theexcision of the LAA (41 byperformed, excision of
Cardiol, USA, [5]LAA by various methodsscissors and 11 by a staplingthe appendage using
for all types of cardiacdevice), and 85 receivedscissors is the most
Cohort studysurgery between 1993 andexclusion of the LAA of whichreliable method. This
(level IIIb)2004. 137 patients were73 of these (86%) were bystudy demonstrated a
included as follow-up datasuture and 12 (14%) bytrend toward decreased
were availablestapler excisionincidence of stroke/TIA
in patients with
Successful LAA closureFifty-five of 137 patientssuccessful LAA closure,
(40%) had successful LAAhowever, it was not
closure. LAA closure occurredstatistically significant
more often with excision of the
LAA (73%) compared with
suture exclusion (23%) and
stapler exclusion (0%)
(P≤0.001)
Predictors of successfulLAA excision was predictive
surgical outcomeof successful procedural
outcome (P<0.001). Excluding
the LAA by either suture or
stapler techniques was more
likely to predict unsuccessful
LAA closure over scissors
(P≤0.001 and P=0.002,
respectively).
ThromboembolicEighteen patients (13%)
eventsexperienced stroke/TIA;
6 with LAA excision, 11 with
suture exclusion and 1 with
stapler exclusion. Of the 55
patients with successful LAA
closure, 6 (11%) had stroke/
TIA vs. 12 of 82 patients
(15%) with unsuccessful
LAA closure (P=0.61)
García-FernándezThis study consisted of 205Successful closure ofComplete ligation of the LAAThis study shows that LAA
et al., (2003), J Ampatients who underwentLAAwas achieved in 52 patientsligation during surgery for
Coll Cardiol, Spain,MVR for rheumatic valve(89.7%)MVR is consistent with a
[6]disease In 170, endocarditisreduction of the risk of late
in 10, severe ischaemicThromboembolicTwenty-seven patients hadembolism (6.7-fold reduction
Cohort studyregurgitation in 6 and mitraleventsan embolic event; 19 patientsin embolic risk). If complete
(level IIb)valve prolapse in 19had an ischaemic stroke, fiveligation is achieved and
patientspatients had a peripheralconfirmed with TEE, a further
arterial embolism and 3 had areduction in embolic risk is
TIA. Of the 27 patients withobserved (11.9-fold)
an embolic event, two patients
had the LAA ligated
The occurrence of systemic
embolism was significantly
more frequent in patients
without LAA ligation
compared to patients with
LAA ligation (17% vs. 3.4%)
P=0.01
Multivariate analyses
identified the absence of LAA
ligation as an independent
predictor of the occurrence of
an embolic event after MVR
surgery [odds ratio 6.7 (95%
CI 1.5–31.0) P=0.02].
Moreover, if the absence of
effective ligation as assessed
by echocardiography was
included in the model, the odds
ratio increased up to 11.9
(95% CI 1.5–93.6) P=0.02
Orszulak et al.,All patients receiving aRisk of strokeThere was a strong correlationThis study found that ligation
(1995), Eur JMVR (285) betweenwith late stroke in patientsof the LAA during MVR+
Cardiothorac Surg,February 1979–Decemberwho had the LAA ligatedCABG was linked to an
USA, [7]1989 were studied. MVR waswhen undergoing MVRincreased risk of late stroke.
performed in isolation inand CABG (P≤0.02),However, MVR alone did not
Cohort study199 and MVR withhowever, correlation withincrease the risk of late stroke
(level IIb)concomitant CABGisolated MVR cohort and the
was performed in 86overall group did not reach
patients. Ninety-twostatistical significance
patients had operative(P=0.81)
ligation of the LAA
Johnsona et al.,From 1995 to 1997, 437ThromboembolicTwenty-one patients had aWith no strokes related to the
(2000), Eur Jpatients had the LAAeventsperioperative CVA of variableatrial appendage, this study
Cardiothorac Surg,excluded during open-heartseverity with no evidence ofhas shown that removal of the
USA, [8]operationsatrial clot on TOE. Sevenappendage is safe and should
patients developed a CVAbe considered
Case studypostoperatively and 4 had
(level IV)AF, but again no atrial clots
were demonstrated
Katz et al., (2000),Fifty patients undergoingSuccessful closure of64% (32/50)Inadequate closure of the
J Am Coll Cardiol,MVR and LAA ligationthe LAALAA may act to increase the
USA, [9]were studiedrisk of thromboembolic events
ThromboembolicFour patients with an
Case serieseventsincompletely ligated LAA had
(level IV)thromboembolic phenomena:
one stroke; one TIA; two
mesenteric emboli
Almahameed et al.,Between 1993 and 1998,Thromboembolic14 (12.3%)Patients undergoing LAA
(2007), J Cardiovasc136 patients underwenteventsexclusion during mitral valve
Electr, USA, [10]LAA exclusion at the timesurgery have a significantly
of mitral valve surgeryWarfarin statusSeven of 67 (10%) patientsincreased risk of a
Case studyprescribed warfarin had athromboembolic event
(level IV)thromboembolic eventespecially when warfarin is
compared to 6 of 40 (15%)not prescribed upon
patients not prescribedhospital discharge
warfarin
Fumoto et al.,Fourteen mongrel dogsSuccessful closure100% (14/14)In dogs, the third-generation
(2008), J Thoracimplanted with the third-of the LAAatrial exclusion device achieved
Cardiovasc Surg,generation atrial exclusioneasy, reliable and safe
USA, [11]device at the base of theexclusion of the LAA
LAA. The right atrial
Case seriesappendage was stapled with
(level IV)a commercial apparatus for
comparison
Sick et al., (2007),All patients received theSuccessful LAA54 of 58 patients (93%) hadThis study shows that LAA
J Am Coll Cardiol,WATCHMAN LAAclosurecomplete closure of the LAAocclusion with the
USA, [12]occlusion device (75).WATCHMAN device is
Sixty-six patientsThromboembolicNo ischaemic strokes orsafe and feasible with no
Case studyunderwent successful deviceeventssystemic emboli occurredthromboembolic events in the
(level IV)implantationpatients studied.
Kamohara et al.,Ten mongrel dogs had LAASuccessful closure of10/10 (100%)Device implantation is rapid,
(2000), J Thoracocclusion device implantedLAAreliable and a safe method of
Cardiovasc Surg,into the LAA through a leftexcision of the LAA
[13]thoracotomy of their beating
heart
Case series
(level IV)

LAA, left atrial appendage; CABG, coronary artery bypass graft; AF, atrial fibrillation; MVR, mitral valve replacement; TIA, transient ischaemic attack; CI, confidence interval; CVA, cerebrovascular accident; TOE, transoesophageal echocardiography.

6. Results

There are two issues to address in this topic: is the LAA an important source of emboli in patients with AF and whether exclusion of the LAA reduces the incidence of thromboembolic events.

6.1. Left atrial appendage and source of emboli

Studies have concluded that approximately 90% of left atrial thrombi are located in the LAA [14, 15]. It follows that successful closure of the LAA should aid in reducing the risk of thromboembolic events in patients with AF [16]. Indeed, recurrent and persistent AF in patients who remain symptomatic with heart rate control and where anti-arrhythmic medication is not tolerated or no longer effective, then LAA ablation should be considered [17].

6.2. Exclusion of the LAA and thromboembolic events

Healey et al. [2] performed a randomised controlled clinical trial of 77 patients undergoing coronary artery bypass graft (CABG) surgery with 52 patients receiving LAA occlusion. Successful LAA occlusion was identified in only 66% of their study population, although this rate improved with experience.

Perioperative thromboembolic events were recorded for two patients; one an intraoperative ischaemic stroke and the other a transient ischaemic attack (TIA). No thromboembolic events were recorded during follow-up. Surveys were sent to all eligible patients for the study, but who chose not to participate and it showed that 12% self-reported a thromboembolic event (12 strokes and 13 TIAs).

During a 12-month period, Schneider et al. [3] examined six patients who received LAA closure at the time of mitral and/or aortic valve surgery. Postoperative TOE demonstrated successful closure in one patient. One patient experienced a stroke four weeks postoperatively despite a high level of anticoagulation.

Bando et al. [4] examined 812 patients following mitral surgery of whom 55% had their LAA ligated. Seventy-two patients experienced a late stroke. Of the 72 patients, 65% had the LAA ligated.

In 2008, Kanderian et al. [5] examined 137 patients who underwent LAA closure. They demonstrated that only 55% of their patients had successful closure of the LAA. They reported that 52 patients had excision of the LAA (41 by scissors and 11 by a stapling device) and 85 received exclusion of the appendage of which 73 were by suture and 12 by stapler excision. It was found that successful occlusion occurred more often with excision of the LAA (73%) relative to suture and stapler exclusion (23% and 0%, respectively). Six of 55 patients with successful closure experienced a stroke or TIA compared with 12 of 82 patients who had unsuccessful LAA closure, which was not significant.

García-Fernández et al. [6] examined 205 patients undergoing mitral valve surgery of which 58 patients received LAA ligation. Successful ligation was present in 89.7%. Twenty-seven patients, two of whom had their LAA ligated, experienced thromboembolic complications; 19 patients had an ischaemic stroke, five patients had a peripheral arterial embolism, and three patients experienced a TIA. Consequently, it was found that the occurrence of systemic emboli was more frequent among patients without relative to patients who had received LAA ligation. Moreover, this study demonstrated that the absence of ligation of the LAA was an independent predictor of the occurrence of an embolic event following mitral valve surgery with an odds ratio of 6.7. If the absence of effective ligation is incorporated into the model, the odds ratio increased to 11.9.

Orszulak et al. [7] examined 285 patients undergoing mitral valve replacement (MVR). Ninety-two patients received operative ligation of the LAA. This study found an increased rate of late stroke in patients who had the LAA ligated.

In 2000, Johnson et al. [8] studied 437 patients who received exclusion of the LAA during open heart surgery. Perioperative cerebrovascular accidents (CVAs) occurred in 21 patients despite no patients being identified by TOE to have intra-atrial clots. Seven patients developed a CVA postoperatively, four of whom were in AF, but no atrial clots were demonstrated on TOE.

Katz et al. [9] analysed 50 patients undergoing LAA ligation during MVR surgery. Incomplete ligation was detected in 36% of patients. Four patients with an incompletely ligated LAA had thromboembolic phenomena (one stroke; one TIA and two mesenteric emboli).

Almahameed et al. [10] studied 136 patients who underwent LAA ligation at the time of mitral valve surgery. Fourteen (12.3%) patients experienced thromboembolic events. They found a significantly increased rate of stroke in patients with LAA occlusion.

Fumoto et al. [11] studied 14 mongrel dogs implanted with the third-generation atrial exclusion device in their LAA. The right atrial appendage was stapled with commercial apparatus for comparison. LAA exclusion was complete and achieved without haemodynamic instability, and coronary angiography revealed that the left circumflex artery was patent in all cases.

Sick et al. [12] reported their experience with the WATCHMAN LAA occlusion device. The device was implanted into 75 patients, of whom 66 had successful implantation (88%). Complete closure of the LAA was observed in 93%. Three patients experienced device failure, two of which were embolisations and one was a delivery system failure due to a fractured wire.

Kamohara et al. [13] analysed ten mongrel dogs with the second generation atrial exclusion device implanted at the base of the LAA. This was performed without complication in all dogs.

7. Clinical bottom line

Despite finding five clinical trials including one randomised controlled trial that studied around 1400 patients who underwent LAA occlusion, the results of these studies do not clearly show a benefit for appendage occlusion. Indeed of the five studies, only one showed a statistical benefit for LAA occlusion, with three giving neutral results and in fact one demonstrating a significantly increased risk. One reason for this may be the inability to achieve acceptably high rates of successful occlusion on TOE when attempting to perform this procedure. The highest success rate was only 93% but most studies reported only a 55–66% successful occlusion rate when attempting closure in a variety of methods including stapling, ligation and amputation. Currently, the evidence is insufficient to support LAA occlusion and may indeed cause harm especially if incomplete exclusion occurs.

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