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Alan G. Dawson, Sanjay Asopa, Joel Dunning, Should patients undergoing cardiac surgery with atrial fibrillation have left atrial appendage exclusion?, Interactive CardioVascular and Thoracic Surgery, Volume 10, Issue 2, February 2010, Pages 306–311, https://doi.org/10.1510/icvts.2009.227991
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Summary
A best evidence topic in cardiac surgery was written according to a structured protocol. The question addressed was ‘Should patients undergoing cardiac surgery with atrial fibrillation (AF) have left atrial appendage (LAA) exclusion?’ Altogether 310 papers were found using the reported search, of which 12 represented the best evidence to answer the clinical question. The authors, journal, date and country of publication, patient group studied, study type, relevant outcomes and results of these papers are tabulated. We conclude that despite finding five clinical trials including one randomised controlled trial, that studied around 1400 patients who underwent LAA occlusion, the results of these studies do not clearly show a benefit for appendage occlusion. Indeed of the five studies, only one showed a statistical benefit for LAA occlusion, with three giving neutral results and in fact one demonstrating a significantly increased risk. One reason for this may be the inability to achieve acceptably high rates of successful occlusion on echocardiography when attempting to perform this procedure. The highest success rate was only 93% but most studies reported only a 55–66% successful occlusion rate when attempting closure in a variety of methods including stapling, ligation and amputation. Currently, the evidence is insufficient to support LAA occlusion and may indeed cause harm especially if incomplete exclusion occurs.
1. Introduction
A best evidence topic was constructed according to a structured protocol. This is fully described in the ICVTS [1].
2. Clinical scenario
You are performing a left atrial radiofrequency MAZE procedure on a patient who is also undergoing bypass grafting. It is your practice to also oversew the left atrial appendage (LAA) after this. While doing this, however, the thin left atrium tears and you spend the next 20 min repairing this tear with pledgets. As you comment to the anaesthetist that you wish that you had never tried to oversew the appendage, he also comments that on transoesophageal echocardiography (TOE) he often still sees quite a long residual stalk anyway and you both wonder if there really is an advantage to LAA removal.
3. Three-part question
In [patients undergoing cardiac surgery with atrial fibrillation] does [exclusion of the left atrial appendage] protect from [thromboembolic complications].
4. Search strategy
Medline 1950 to May 2009 using OVID interface
[exp Atrial Appendage/or left atrial appendage.mp OR (appendage.mp AND atr$.mp)] AND [excision.mp OR exclusion.mp OR ligation.mp OR occlusion.mp OR closure.mp OR obliteration.mp]
5. Search outcome
Three hundred and ten papers were found using the reported search from which 12 papers were identified that provided the best evidence to answer the question. These are presented in Table 1 .
Author, date and country | Patient group | Outcomes | Key results | Comments |
Study type | ||||
(level of evidence) | ||||
Healey et al., (2005), | This study included 77 | Successful LAA | 66% (44/52) | This randomised controlled |
Am Heart J, Canada | patients who were | occlusion | trial is the first of its kind | |
and Germany, [2] | randomised in a ratio of 2:1 | analysing LAA occlusion. | ||
favouring left atrial | Cardiopulmonary | 72±27 min in the occlusion | This study showed that | |
Randomised | occlusion during CABG | bypass time | group | surgical occlusion can be |
controlled trial | surgery. There were 52 | 75±39 min in the control | successfully performed at | |
(level Ia) | patients who received LAA | group; P=0.63 | CABG without increasing | |
occlusion and 25 patients | operation time, perioperative | |||
who acted as controls | Postoperative bleeding | There were no increases in | bleeding or heart failure. | |
perioperative bleeding | Occlusion was successfully | |||
(P=0.53), postoperative AF | achieved in 2/3 of patients and | |||
(P=0.56) or diuretic use | improved with surgeon | |||
(P=0.87) | experience and use of stapling | |||
device. There were two cases | ||||
Thromboembolic | Two cases (2.6%) | of thromboembolic events | ||
events | One intraoperatively and | in the LAA occlusion group | ||
one on day 3 | compared to 11.6% of patients | |||
who did not have LAA | ||||
No strokes were identified | occlusion | |||
postoperatively with a mean | ||||
follow-up of 13 months | ||||
Surveys sent to all eligible | ||||
patients revealed that 25 | ||||
patients (11.6%) self reported | ||||
either a TIA or stroke with a | ||||
postoperative follow-up of | ||||
between 10 and 29 months | ||||
Schneider et al., | During a 12-month period, | Successful LAA | 17% (1/6) | This is a small study which |
(2005), Cardiology, | 6 female patients (age 61–81 | closure | has shown that 83% of | |
Germany, [3] | years) with paroxysmal (3) | patients with LAA closure | ||
or permanent (3) AF | Thromboembolic | One patient (17%) with | were free from stroke at | |
Case series | underwent surgical LAA | events | permanent AF suffered a | 15 months. With inadequate |
(level IV) | closure at the time of mitral | stroke four weeks after | closure occurring in 17% of | |
and/or aortic valve surgery | surgery | patients, this study has | ||
proposed that blood will | ||||
Left atrial thrombus | Two patients (33%) showed | become stagnant and increase | ||
LAA thrombus which was | the likelihood of the formation | |||
absent in the preoperative | of thrombus and thus stroke. | |||
TEE | This study therefore felt that | |||
there is a need to improve the | ||||
surgical technique and verify | ||||
closure with echocardiographic | ||||
studies | ||||
Bando et al., (2009) | Between May 1977 and | Thromboembolic | Seventy-two patients had a | Closure of the LAA failed to |
J Thorac Cardiovasc | December 2001, 812 MVRs | events | late stroke; 47 (65%) of | prevent late stroke |
Surg, Japan, [4] | were performed. 493 (55%) | patients had the LAA closed | ||
of patients had the LAA | ||||
Retrospective | closed; 320 patients | Risk factor for late | Closure of the LAA was not a | |
cohort study | undergoing MVR had | stroke | significant risk factor for | |
(level IIb) | concomitant ligation of the | late stroke (P=0.69) | ||
LAA, whereas 173 patients | ||||
who underwent combined | ||||
MVR and the MAZE | ||||
procedure had the LAA | ||||
closed | ||||
Kanderian et al., | A total of 2546 patients | Method of closure | Fifty-two of 137 patients had | When LAA is |
(2008), J Am Coll | underwent closure of the | excision of the LAA (41 by | performed, excision of | |
Cardiol, USA, [5] | LAA by various methods | scissors and 11 by a stapling | the appendage using | |
for all types of cardiac | device), and 85 received | scissors is the most | ||
Cohort study | surgery between 1993 and | exclusion of the LAA of which | reliable method. This | |
(level IIIb) | 2004. 137 patients were | 73 of these (86%) were by | study demonstrated a | |
included as follow-up data | suture and 12 (14%) by | trend toward decreased | ||
were available | stapler excision | incidence of stroke/TIA | ||
in patients with | ||||
Successful LAA closure | Fifty-five of 137 patients | successful LAA closure, | ||
(40%) had successful LAA | however, it was not | |||
closure. LAA closure occurred | statistically significant | |||
more often with excision of the | ||||
LAA (73%) compared with | ||||
suture exclusion (23%) and | ||||
stapler exclusion (0%) | ||||
(P≤0.001) | ||||
Predictors of successful | LAA excision was predictive | |||
surgical outcome | of successful procedural | |||
outcome (P<0.001). Excluding | ||||
the LAA by either suture or | ||||
stapler techniques was more | ||||
likely to predict unsuccessful | ||||
LAA closure over scissors | ||||
(P≤0.001 and P=0.002, | ||||
respectively). | ||||
Thromboembolic | Eighteen patients (13%) | |||
events | experienced stroke/TIA; | |||
6 with LAA excision, 11 with | ||||
suture exclusion and 1 with | ||||
stapler exclusion. Of the 55 | ||||
patients with successful LAA | ||||
closure, 6 (11%) had stroke/ | ||||
TIA vs. 12 of 82 patients | ||||
(15%) with unsuccessful | ||||
LAA closure (P=0.61) | ||||
García-Fernández | This study consisted of 205 | Successful closure of | Complete ligation of the LAA | This study shows that LAA |
et al., (2003), J Am | patients who underwent | LAA | was achieved in 52 patients | ligation during surgery for |
Coll Cardiol, Spain, | MVR for rheumatic valve | (89.7%) | MVR is consistent with a | |
[6] | disease In 170, endocarditis | reduction of the risk of late | ||
in 10, severe ischaemic | Thromboembolic | Twenty-seven patients had | embolism (6.7-fold reduction | |
Cohort study | regurgitation in 6 and mitral | events | an embolic event; 19 patients | in embolic risk). If complete |
(level IIb) | valve prolapse in 19 | had an ischaemic stroke, five | ligation is achieved and | |
patients | patients had a peripheral | confirmed with TEE, a further | ||
arterial embolism and 3 had a | reduction in embolic risk is | |||
TIA. Of the 27 patients with | observed (11.9-fold) | |||
an embolic event, two patients | ||||
had the LAA ligated | ||||
The occurrence of systemic | ||||
embolism was significantly | ||||
more frequent in patients | ||||
without LAA ligation | ||||
compared to patients with | ||||
LAA ligation (17% vs. 3.4%) | ||||
P=0.01 | ||||
Multivariate analyses | ||||
identified the absence of LAA | ||||
ligation as an independent | ||||
predictor of the occurrence of | ||||
an embolic event after MVR | ||||
surgery [odds ratio 6.7 (95% | ||||
CI 1.5–31.0) P=0.02]. | ||||
Moreover, if the absence of | ||||
effective ligation as assessed | ||||
by echocardiography was | ||||
included in the model, the odds | ||||
ratio increased up to 11.9 | ||||
(95% CI 1.5–93.6) P=0.02 | ||||
Orszulak et al., | All patients receiving a | Risk of stroke | There was a strong correlation | This study found that ligation |
(1995), Eur J | MVR (285) between | with late stroke in patients | of the LAA during MVR+ | |
Cardiothorac Surg, | February 1979–December | who had the LAA ligated | CABG was linked to an | |
USA, [7] | 1989 were studied. MVR was | when undergoing MVR | increased risk of late stroke. | |
performed in isolation in | and CABG (P≤0.02), | However, MVR alone did not | ||
Cohort study | 199 and MVR with | however, correlation with | increase the risk of late stroke | |
(level IIb) | concomitant CABG | isolated MVR cohort and the | ||
was performed in 86 | overall group did not reach | |||
patients. Ninety-two | statistical significance | |||
patients had operative | (P=0.81) | |||
ligation of the LAA | ||||
Johnsona et al., | From 1995 to 1997, 437 | Thromboembolic | Twenty-one patients had a | With no strokes related to the |
(2000), Eur J | patients had the LAA | events | perioperative CVA of variable | atrial appendage, this study |
Cardiothorac Surg, | excluded during open-heart | severity with no evidence of | has shown that removal of the | |
USA, [8] | operations | atrial clot on TOE. Seven | appendage is safe and should | |
patients developed a CVA | be considered | |||
Case study | postoperatively and 4 had | |||
(level IV) | AF, but again no atrial clots | |||
were demonstrated | ||||
Katz et al., (2000), | Fifty patients undergoing | Successful closure of | 64% (32/50) | Inadequate closure of the |
J Am Coll Cardiol, | MVR and LAA ligation | the LAA | LAA may act to increase the | |
USA, [9] | were studied | risk of thromboembolic events | ||
Thromboembolic | Four patients with an | |||
Case series | events | incompletely ligated LAA had | ||
(level IV) | thromboembolic phenomena: | |||
one stroke; one TIA; two | ||||
mesenteric emboli | ||||
Almahameed et al., | Between 1993 and 1998, | Thromboembolic | 14 (12.3%) | Patients undergoing LAA |
(2007), J Cardiovasc | 136 patients underwent | events | exclusion during mitral valve | |
Electr, USA, [10] | LAA exclusion at the time | surgery have a significantly | ||
of mitral valve surgery | Warfarin status | Seven of 67 (10%) patients | increased risk of a | |
Case study | prescribed warfarin had a | thromboembolic event | ||
(level IV) | thromboembolic event | especially when warfarin is | ||
compared to 6 of 40 (15%) | not prescribed upon | |||
patients not prescribed | hospital discharge | |||
warfarin | ||||
Fumoto et al., | Fourteen mongrel dogs | Successful closure | 100% (14/14) | In dogs, the third-generation |
(2008), J Thorac | implanted with the third- | of the LAA | atrial exclusion device achieved | |
Cardiovasc Surg, | generation atrial exclusion | easy, reliable and safe | ||
USA, [11] | device at the base of the | exclusion of the LAA | ||
LAA. The right atrial | ||||
Case series | appendage was stapled with | |||
(level IV) | a commercial apparatus for | |||
comparison | ||||
Sick et al., (2007), | All patients received the | Successful LAA | 54 of 58 patients (93%) had | This study shows that LAA |
J Am Coll Cardiol, | WATCHMAN LAA | closure | complete closure of the LAA | occlusion with the |
USA, [12] | occlusion device (75). | WATCHMAN device is | ||
Sixty-six patients | Thromboembolic | No ischaemic strokes or | safe and feasible with no | |
Case study | underwent successful device | events | systemic emboli occurred | thromboembolic events in the |
(level IV) | implantation | patients studied. | ||
Kamohara et al., | Ten mongrel dogs had LAA | Successful closure of | 10/10 (100%) | Device implantation is rapid, |
(2000), J Thorac | occlusion device implanted | LAA | reliable and a safe method of | |
Cardiovasc Surg, | into the LAA through a left | excision of the LAA | ||
[13] | thoracotomy of their beating | |||
heart | ||||
Case series | ||||
(level IV) |
Author, date and country | Patient group | Outcomes | Key results | Comments |
Study type | ||||
(level of evidence) | ||||
Healey et al., (2005), | This study included 77 | Successful LAA | 66% (44/52) | This randomised controlled |
Am Heart J, Canada | patients who were | occlusion | trial is the first of its kind | |
and Germany, [2] | randomised in a ratio of 2:1 | analysing LAA occlusion. | ||
favouring left atrial | Cardiopulmonary | 72±27 min in the occlusion | This study showed that | |
Randomised | occlusion during CABG | bypass time | group | surgical occlusion can be |
controlled trial | surgery. There were 52 | 75±39 min in the control | successfully performed at | |
(level Ia) | patients who received LAA | group; P=0.63 | CABG without increasing | |
occlusion and 25 patients | operation time, perioperative | |||
who acted as controls | Postoperative bleeding | There were no increases in | bleeding or heart failure. | |
perioperative bleeding | Occlusion was successfully | |||
(P=0.53), postoperative AF | achieved in 2/3 of patients and | |||
(P=0.56) or diuretic use | improved with surgeon | |||
(P=0.87) | experience and use of stapling | |||
device. There were two cases | ||||
Thromboembolic | Two cases (2.6%) | of thromboembolic events | ||
events | One intraoperatively and | in the LAA occlusion group | ||
one on day 3 | compared to 11.6% of patients | |||
who did not have LAA | ||||
No strokes were identified | occlusion | |||
postoperatively with a mean | ||||
follow-up of 13 months | ||||
Surveys sent to all eligible | ||||
patients revealed that 25 | ||||
patients (11.6%) self reported | ||||
either a TIA or stroke with a | ||||
postoperative follow-up of | ||||
between 10 and 29 months | ||||
Schneider et al., | During a 12-month period, | Successful LAA | 17% (1/6) | This is a small study which |
(2005), Cardiology, | 6 female patients (age 61–81 | closure | has shown that 83% of | |
Germany, [3] | years) with paroxysmal (3) | patients with LAA closure | ||
or permanent (3) AF | Thromboembolic | One patient (17%) with | were free from stroke at | |
Case series | underwent surgical LAA | events | permanent AF suffered a | 15 months. With inadequate |
(level IV) | closure at the time of mitral | stroke four weeks after | closure occurring in 17% of | |
and/or aortic valve surgery | surgery | patients, this study has | ||
proposed that blood will | ||||
Left atrial thrombus | Two patients (33%) showed | become stagnant and increase | ||
LAA thrombus which was | the likelihood of the formation | |||
absent in the preoperative | of thrombus and thus stroke. | |||
TEE | This study therefore felt that | |||
there is a need to improve the | ||||
surgical technique and verify | ||||
closure with echocardiographic | ||||
studies | ||||
Bando et al., (2009) | Between May 1977 and | Thromboembolic | Seventy-two patients had a | Closure of the LAA failed to |
J Thorac Cardiovasc | December 2001, 812 MVRs | events | late stroke; 47 (65%) of | prevent late stroke |
Surg, Japan, [4] | were performed. 493 (55%) | patients had the LAA closed | ||
of patients had the LAA | ||||
Retrospective | closed; 320 patients | Risk factor for late | Closure of the LAA was not a | |
cohort study | undergoing MVR had | stroke | significant risk factor for | |
(level IIb) | concomitant ligation of the | late stroke (P=0.69) | ||
LAA, whereas 173 patients | ||||
who underwent combined | ||||
MVR and the MAZE | ||||
procedure had the LAA | ||||
closed | ||||
Kanderian et al., | A total of 2546 patients | Method of closure | Fifty-two of 137 patients had | When LAA is |
(2008), J Am Coll | underwent closure of the | excision of the LAA (41 by | performed, excision of | |
Cardiol, USA, [5] | LAA by various methods | scissors and 11 by a stapling | the appendage using | |
for all types of cardiac | device), and 85 received | scissors is the most | ||
Cohort study | surgery between 1993 and | exclusion of the LAA of which | reliable method. This | |
(level IIIb) | 2004. 137 patients were | 73 of these (86%) were by | study demonstrated a | |
included as follow-up data | suture and 12 (14%) by | trend toward decreased | ||
were available | stapler excision | incidence of stroke/TIA | ||
in patients with | ||||
Successful LAA closure | Fifty-five of 137 patients | successful LAA closure, | ||
(40%) had successful LAA | however, it was not | |||
closure. LAA closure occurred | statistically significant | |||
more often with excision of the | ||||
LAA (73%) compared with | ||||
suture exclusion (23%) and | ||||
stapler exclusion (0%) | ||||
(P≤0.001) | ||||
Predictors of successful | LAA excision was predictive | |||
surgical outcome | of successful procedural | |||
outcome (P<0.001). Excluding | ||||
the LAA by either suture or | ||||
stapler techniques was more | ||||
likely to predict unsuccessful | ||||
LAA closure over scissors | ||||
(P≤0.001 and P=0.002, | ||||
respectively). | ||||
Thromboembolic | Eighteen patients (13%) | |||
events | experienced stroke/TIA; | |||
6 with LAA excision, 11 with | ||||
suture exclusion and 1 with | ||||
stapler exclusion. Of the 55 | ||||
patients with successful LAA | ||||
closure, 6 (11%) had stroke/ | ||||
TIA vs. 12 of 82 patients | ||||
(15%) with unsuccessful | ||||
LAA closure (P=0.61) | ||||
García-Fernández | This study consisted of 205 | Successful closure of | Complete ligation of the LAA | This study shows that LAA |
et al., (2003), J Am | patients who underwent | LAA | was achieved in 52 patients | ligation during surgery for |
Coll Cardiol, Spain, | MVR for rheumatic valve | (89.7%) | MVR is consistent with a | |
[6] | disease In 170, endocarditis | reduction of the risk of late | ||
in 10, severe ischaemic | Thromboembolic | Twenty-seven patients had | embolism (6.7-fold reduction | |
Cohort study | regurgitation in 6 and mitral | events | an embolic event; 19 patients | in embolic risk). If complete |
(level IIb) | valve prolapse in 19 | had an ischaemic stroke, five | ligation is achieved and | |
patients | patients had a peripheral | confirmed with TEE, a further | ||
arterial embolism and 3 had a | reduction in embolic risk is | |||
TIA. Of the 27 patients with | observed (11.9-fold) | |||
an embolic event, two patients | ||||
had the LAA ligated | ||||
The occurrence of systemic | ||||
embolism was significantly | ||||
more frequent in patients | ||||
without LAA ligation | ||||
compared to patients with | ||||
LAA ligation (17% vs. 3.4%) | ||||
P=0.01 | ||||
Multivariate analyses | ||||
identified the absence of LAA | ||||
ligation as an independent | ||||
predictor of the occurrence of | ||||
an embolic event after MVR | ||||
surgery [odds ratio 6.7 (95% | ||||
CI 1.5–31.0) P=0.02]. | ||||
Moreover, if the absence of | ||||
effective ligation as assessed | ||||
by echocardiography was | ||||
included in the model, the odds | ||||
ratio increased up to 11.9 | ||||
(95% CI 1.5–93.6) P=0.02 | ||||
Orszulak et al., | All patients receiving a | Risk of stroke | There was a strong correlation | This study found that ligation |
(1995), Eur J | MVR (285) between | with late stroke in patients | of the LAA during MVR+ | |
Cardiothorac Surg, | February 1979–December | who had the LAA ligated | CABG was linked to an | |
USA, [7] | 1989 were studied. MVR was | when undergoing MVR | increased risk of late stroke. | |
performed in isolation in | and CABG (P≤0.02), | However, MVR alone did not | ||
Cohort study | 199 and MVR with | however, correlation with | increase the risk of late stroke | |
(level IIb) | concomitant CABG | isolated MVR cohort and the | ||
was performed in 86 | overall group did not reach | |||
patients. Ninety-two | statistical significance | |||
patients had operative | (P=0.81) | |||
ligation of the LAA | ||||
Johnsona et al., | From 1995 to 1997, 437 | Thromboembolic | Twenty-one patients had a | With no strokes related to the |
(2000), Eur J | patients had the LAA | events | perioperative CVA of variable | atrial appendage, this study |
Cardiothorac Surg, | excluded during open-heart | severity with no evidence of | has shown that removal of the | |
USA, [8] | operations | atrial clot on TOE. Seven | appendage is safe and should | |
patients developed a CVA | be considered | |||
Case study | postoperatively and 4 had | |||
(level IV) | AF, but again no atrial clots | |||
were demonstrated | ||||
Katz et al., (2000), | Fifty patients undergoing | Successful closure of | 64% (32/50) | Inadequate closure of the |
J Am Coll Cardiol, | MVR and LAA ligation | the LAA | LAA may act to increase the | |
USA, [9] | were studied | risk of thromboembolic events | ||
Thromboembolic | Four patients with an | |||
Case series | events | incompletely ligated LAA had | ||
(level IV) | thromboembolic phenomena: | |||
one stroke; one TIA; two | ||||
mesenteric emboli | ||||
Almahameed et al., | Between 1993 and 1998, | Thromboembolic | 14 (12.3%) | Patients undergoing LAA |
(2007), J Cardiovasc | 136 patients underwent | events | exclusion during mitral valve | |
Electr, USA, [10] | LAA exclusion at the time | surgery have a significantly | ||
of mitral valve surgery | Warfarin status | Seven of 67 (10%) patients | increased risk of a | |
Case study | prescribed warfarin had a | thromboembolic event | ||
(level IV) | thromboembolic event | especially when warfarin is | ||
compared to 6 of 40 (15%) | not prescribed upon | |||
patients not prescribed | hospital discharge | |||
warfarin | ||||
Fumoto et al., | Fourteen mongrel dogs | Successful closure | 100% (14/14) | In dogs, the third-generation |
(2008), J Thorac | implanted with the third- | of the LAA | atrial exclusion device achieved | |
Cardiovasc Surg, | generation atrial exclusion | easy, reliable and safe | ||
USA, [11] | device at the base of the | exclusion of the LAA | ||
LAA. The right atrial | ||||
Case series | appendage was stapled with | |||
(level IV) | a commercial apparatus for | |||
comparison | ||||
Sick et al., (2007), | All patients received the | Successful LAA | 54 of 58 patients (93%) had | This study shows that LAA |
J Am Coll Cardiol, | WATCHMAN LAA | closure | complete closure of the LAA | occlusion with the |
USA, [12] | occlusion device (75). | WATCHMAN device is | ||
Sixty-six patients | Thromboembolic | No ischaemic strokes or | safe and feasible with no | |
Case study | underwent successful device | events | systemic emboli occurred | thromboembolic events in the |
(level IV) | implantation | patients studied. | ||
Kamohara et al., | Ten mongrel dogs had LAA | Successful closure of | 10/10 (100%) | Device implantation is rapid, |
(2000), J Thorac | occlusion device implanted | LAA | reliable and a safe method of | |
Cardiovasc Surg, | into the LAA through a left | excision of the LAA | ||
[13] | thoracotomy of their beating | |||
heart | ||||
Case series | ||||
(level IV) |
LAA, left atrial appendage; CABG, coronary artery bypass graft; AF, atrial fibrillation; MVR, mitral valve replacement; TIA, transient ischaemic attack; CI, confidence interval; CVA, cerebrovascular accident; TOE, transoesophageal echocardiography.
Author, date and country | Patient group | Outcomes | Key results | Comments |
Study type | ||||
(level of evidence) | ||||
Healey et al., (2005), | This study included 77 | Successful LAA | 66% (44/52) | This randomised controlled |
Am Heart J, Canada | patients who were | occlusion | trial is the first of its kind | |
and Germany, [2] | randomised in a ratio of 2:1 | analysing LAA occlusion. | ||
favouring left atrial | Cardiopulmonary | 72±27 min in the occlusion | This study showed that | |
Randomised | occlusion during CABG | bypass time | group | surgical occlusion can be |
controlled trial | surgery. There were 52 | 75±39 min in the control | successfully performed at | |
(level Ia) | patients who received LAA | group; P=0.63 | CABG without increasing | |
occlusion and 25 patients | operation time, perioperative | |||
who acted as controls | Postoperative bleeding | There were no increases in | bleeding or heart failure. | |
perioperative bleeding | Occlusion was successfully | |||
(P=0.53), postoperative AF | achieved in 2/3 of patients and | |||
(P=0.56) or diuretic use | improved with surgeon | |||
(P=0.87) | experience and use of stapling | |||
device. There were two cases | ||||
Thromboembolic | Two cases (2.6%) | of thromboembolic events | ||
events | One intraoperatively and | in the LAA occlusion group | ||
one on day 3 | compared to 11.6% of patients | |||
who did not have LAA | ||||
No strokes were identified | occlusion | |||
postoperatively with a mean | ||||
follow-up of 13 months | ||||
Surveys sent to all eligible | ||||
patients revealed that 25 | ||||
patients (11.6%) self reported | ||||
either a TIA or stroke with a | ||||
postoperative follow-up of | ||||
between 10 and 29 months | ||||
Schneider et al., | During a 12-month period, | Successful LAA | 17% (1/6) | This is a small study which |
(2005), Cardiology, | 6 female patients (age 61–81 | closure | has shown that 83% of | |
Germany, [3] | years) with paroxysmal (3) | patients with LAA closure | ||
or permanent (3) AF | Thromboembolic | One patient (17%) with | were free from stroke at | |
Case series | underwent surgical LAA | events | permanent AF suffered a | 15 months. With inadequate |
(level IV) | closure at the time of mitral | stroke four weeks after | closure occurring in 17% of | |
and/or aortic valve surgery | surgery | patients, this study has | ||
proposed that blood will | ||||
Left atrial thrombus | Two patients (33%) showed | become stagnant and increase | ||
LAA thrombus which was | the likelihood of the formation | |||
absent in the preoperative | of thrombus and thus stroke. | |||
TEE | This study therefore felt that | |||
there is a need to improve the | ||||
surgical technique and verify | ||||
closure with echocardiographic | ||||
studies | ||||
Bando et al., (2009) | Between May 1977 and | Thromboembolic | Seventy-two patients had a | Closure of the LAA failed to |
J Thorac Cardiovasc | December 2001, 812 MVRs | events | late stroke; 47 (65%) of | prevent late stroke |
Surg, Japan, [4] | were performed. 493 (55%) | patients had the LAA closed | ||
of patients had the LAA | ||||
Retrospective | closed; 320 patients | Risk factor for late | Closure of the LAA was not a | |
cohort study | undergoing MVR had | stroke | significant risk factor for | |
(level IIb) | concomitant ligation of the | late stroke (P=0.69) | ||
LAA, whereas 173 patients | ||||
who underwent combined | ||||
MVR and the MAZE | ||||
procedure had the LAA | ||||
closed | ||||
Kanderian et al., | A total of 2546 patients | Method of closure | Fifty-two of 137 patients had | When LAA is |
(2008), J Am Coll | underwent closure of the | excision of the LAA (41 by | performed, excision of | |
Cardiol, USA, [5] | LAA by various methods | scissors and 11 by a stapling | the appendage using | |
for all types of cardiac | device), and 85 received | scissors is the most | ||
Cohort study | surgery between 1993 and | exclusion of the LAA of which | reliable method. This | |
(level IIIb) | 2004. 137 patients were | 73 of these (86%) were by | study demonstrated a | |
included as follow-up data | suture and 12 (14%) by | trend toward decreased | ||
were available | stapler excision | incidence of stroke/TIA | ||
in patients with | ||||
Successful LAA closure | Fifty-five of 137 patients | successful LAA closure, | ||
(40%) had successful LAA | however, it was not | |||
closure. LAA closure occurred | statistically significant | |||
more often with excision of the | ||||
LAA (73%) compared with | ||||
suture exclusion (23%) and | ||||
stapler exclusion (0%) | ||||
(P≤0.001) | ||||
Predictors of successful | LAA excision was predictive | |||
surgical outcome | of successful procedural | |||
outcome (P<0.001). Excluding | ||||
the LAA by either suture or | ||||
stapler techniques was more | ||||
likely to predict unsuccessful | ||||
LAA closure over scissors | ||||
(P≤0.001 and P=0.002, | ||||
respectively). | ||||
Thromboembolic | Eighteen patients (13%) | |||
events | experienced stroke/TIA; | |||
6 with LAA excision, 11 with | ||||
suture exclusion and 1 with | ||||
stapler exclusion. Of the 55 | ||||
patients with successful LAA | ||||
closure, 6 (11%) had stroke/ | ||||
TIA vs. 12 of 82 patients | ||||
(15%) with unsuccessful | ||||
LAA closure (P=0.61) | ||||
García-Fernández | This study consisted of 205 | Successful closure of | Complete ligation of the LAA | This study shows that LAA |
et al., (2003), J Am | patients who underwent | LAA | was achieved in 52 patients | ligation during surgery for |
Coll Cardiol, Spain, | MVR for rheumatic valve | (89.7%) | MVR is consistent with a | |
[6] | disease In 170, endocarditis | reduction of the risk of late | ||
in 10, severe ischaemic | Thromboembolic | Twenty-seven patients had | embolism (6.7-fold reduction | |
Cohort study | regurgitation in 6 and mitral | events | an embolic event; 19 patients | in embolic risk). If complete |
(level IIb) | valve prolapse in 19 | had an ischaemic stroke, five | ligation is achieved and | |
patients | patients had a peripheral | confirmed with TEE, a further | ||
arterial embolism and 3 had a | reduction in embolic risk is | |||
TIA. Of the 27 patients with | observed (11.9-fold) | |||
an embolic event, two patients | ||||
had the LAA ligated | ||||
The occurrence of systemic | ||||
embolism was significantly | ||||
more frequent in patients | ||||
without LAA ligation | ||||
compared to patients with | ||||
LAA ligation (17% vs. 3.4%) | ||||
P=0.01 | ||||
Multivariate analyses | ||||
identified the absence of LAA | ||||
ligation as an independent | ||||
predictor of the occurrence of | ||||
an embolic event after MVR | ||||
surgery [odds ratio 6.7 (95% | ||||
CI 1.5–31.0) P=0.02]. | ||||
Moreover, if the absence of | ||||
effective ligation as assessed | ||||
by echocardiography was | ||||
included in the model, the odds | ||||
ratio increased up to 11.9 | ||||
(95% CI 1.5–93.6) P=0.02 | ||||
Orszulak et al., | All patients receiving a | Risk of stroke | There was a strong correlation | This study found that ligation |
(1995), Eur J | MVR (285) between | with late stroke in patients | of the LAA during MVR+ | |
Cardiothorac Surg, | February 1979–December | who had the LAA ligated | CABG was linked to an | |
USA, [7] | 1989 were studied. MVR was | when undergoing MVR | increased risk of late stroke. | |
performed in isolation in | and CABG (P≤0.02), | However, MVR alone did not | ||
Cohort study | 199 and MVR with | however, correlation with | increase the risk of late stroke | |
(level IIb) | concomitant CABG | isolated MVR cohort and the | ||
was performed in 86 | overall group did not reach | |||
patients. Ninety-two | statistical significance | |||
patients had operative | (P=0.81) | |||
ligation of the LAA | ||||
Johnsona et al., | From 1995 to 1997, 437 | Thromboembolic | Twenty-one patients had a | With no strokes related to the |
(2000), Eur J | patients had the LAA | events | perioperative CVA of variable | atrial appendage, this study |
Cardiothorac Surg, | excluded during open-heart | severity with no evidence of | has shown that removal of the | |
USA, [8] | operations | atrial clot on TOE. Seven | appendage is safe and should | |
patients developed a CVA | be considered | |||
Case study | postoperatively and 4 had | |||
(level IV) | AF, but again no atrial clots | |||
were demonstrated | ||||
Katz et al., (2000), | Fifty patients undergoing | Successful closure of | 64% (32/50) | Inadequate closure of the |
J Am Coll Cardiol, | MVR and LAA ligation | the LAA | LAA may act to increase the | |
USA, [9] | were studied | risk of thromboembolic events | ||
Thromboembolic | Four patients with an | |||
Case series | events | incompletely ligated LAA had | ||
(level IV) | thromboembolic phenomena: | |||
one stroke; one TIA; two | ||||
mesenteric emboli | ||||
Almahameed et al., | Between 1993 and 1998, | Thromboembolic | 14 (12.3%) | Patients undergoing LAA |
(2007), J Cardiovasc | 136 patients underwent | events | exclusion during mitral valve | |
Electr, USA, [10] | LAA exclusion at the time | surgery have a significantly | ||
of mitral valve surgery | Warfarin status | Seven of 67 (10%) patients | increased risk of a | |
Case study | prescribed warfarin had a | thromboembolic event | ||
(level IV) | thromboembolic event | especially when warfarin is | ||
compared to 6 of 40 (15%) | not prescribed upon | |||
patients not prescribed | hospital discharge | |||
warfarin | ||||
Fumoto et al., | Fourteen mongrel dogs | Successful closure | 100% (14/14) | In dogs, the third-generation |
(2008), J Thorac | implanted with the third- | of the LAA | atrial exclusion device achieved | |
Cardiovasc Surg, | generation atrial exclusion | easy, reliable and safe | ||
USA, [11] | device at the base of the | exclusion of the LAA | ||
LAA. The right atrial | ||||
Case series | appendage was stapled with | |||
(level IV) | a commercial apparatus for | |||
comparison | ||||
Sick et al., (2007), | All patients received the | Successful LAA | 54 of 58 patients (93%) had | This study shows that LAA |
J Am Coll Cardiol, | WATCHMAN LAA | closure | complete closure of the LAA | occlusion with the |
USA, [12] | occlusion device (75). | WATCHMAN device is | ||
Sixty-six patients | Thromboembolic | No ischaemic strokes or | safe and feasible with no | |
Case study | underwent successful device | events | systemic emboli occurred | thromboembolic events in the |
(level IV) | implantation | patients studied. | ||
Kamohara et al., | Ten mongrel dogs had LAA | Successful closure of | 10/10 (100%) | Device implantation is rapid, |
(2000), J Thorac | occlusion device implanted | LAA | reliable and a safe method of | |
Cardiovasc Surg, | into the LAA through a left | excision of the LAA | ||
[13] | thoracotomy of their beating | |||
heart | ||||
Case series | ||||
(level IV) |
Author, date and country | Patient group | Outcomes | Key results | Comments |
Study type | ||||
(level of evidence) | ||||
Healey et al., (2005), | This study included 77 | Successful LAA | 66% (44/52) | This randomised controlled |
Am Heart J, Canada | patients who were | occlusion | trial is the first of its kind | |
and Germany, [2] | randomised in a ratio of 2:1 | analysing LAA occlusion. | ||
favouring left atrial | Cardiopulmonary | 72±27 min in the occlusion | This study showed that | |
Randomised | occlusion during CABG | bypass time | group | surgical occlusion can be |
controlled trial | surgery. There were 52 | 75±39 min in the control | successfully performed at | |
(level Ia) | patients who received LAA | group; P=0.63 | CABG without increasing | |
occlusion and 25 patients | operation time, perioperative | |||
who acted as controls | Postoperative bleeding | There were no increases in | bleeding or heart failure. | |
perioperative bleeding | Occlusion was successfully | |||
(P=0.53), postoperative AF | achieved in 2/3 of patients and | |||
(P=0.56) or diuretic use | improved with surgeon | |||
(P=0.87) | experience and use of stapling | |||
device. There were two cases | ||||
Thromboembolic | Two cases (2.6%) | of thromboembolic events | ||
events | One intraoperatively and | in the LAA occlusion group | ||
one on day 3 | compared to 11.6% of patients | |||
who did not have LAA | ||||
No strokes were identified | occlusion | |||
postoperatively with a mean | ||||
follow-up of 13 months | ||||
Surveys sent to all eligible | ||||
patients revealed that 25 | ||||
patients (11.6%) self reported | ||||
either a TIA or stroke with a | ||||
postoperative follow-up of | ||||
between 10 and 29 months | ||||
Schneider et al., | During a 12-month period, | Successful LAA | 17% (1/6) | This is a small study which |
(2005), Cardiology, | 6 female patients (age 61–81 | closure | has shown that 83% of | |
Germany, [3] | years) with paroxysmal (3) | patients with LAA closure | ||
or permanent (3) AF | Thromboembolic | One patient (17%) with | were free from stroke at | |
Case series | underwent surgical LAA | events | permanent AF suffered a | 15 months. With inadequate |
(level IV) | closure at the time of mitral | stroke four weeks after | closure occurring in 17% of | |
and/or aortic valve surgery | surgery | patients, this study has | ||
proposed that blood will | ||||
Left atrial thrombus | Two patients (33%) showed | become stagnant and increase | ||
LAA thrombus which was | the likelihood of the formation | |||
absent in the preoperative | of thrombus and thus stroke. | |||
TEE | This study therefore felt that | |||
there is a need to improve the | ||||
surgical technique and verify | ||||
closure with echocardiographic | ||||
studies | ||||
Bando et al., (2009) | Between May 1977 and | Thromboembolic | Seventy-two patients had a | Closure of the LAA failed to |
J Thorac Cardiovasc | December 2001, 812 MVRs | events | late stroke; 47 (65%) of | prevent late stroke |
Surg, Japan, [4] | were performed. 493 (55%) | patients had the LAA closed | ||
of patients had the LAA | ||||
Retrospective | closed; 320 patients | Risk factor for late | Closure of the LAA was not a | |
cohort study | undergoing MVR had | stroke | significant risk factor for | |
(level IIb) | concomitant ligation of the | late stroke (P=0.69) | ||
LAA, whereas 173 patients | ||||
who underwent combined | ||||
MVR and the MAZE | ||||
procedure had the LAA | ||||
closed | ||||
Kanderian et al., | A total of 2546 patients | Method of closure | Fifty-two of 137 patients had | When LAA is |
(2008), J Am Coll | underwent closure of the | excision of the LAA (41 by | performed, excision of | |
Cardiol, USA, [5] | LAA by various methods | scissors and 11 by a stapling | the appendage using | |
for all types of cardiac | device), and 85 received | scissors is the most | ||
Cohort study | surgery between 1993 and | exclusion of the LAA of which | reliable method. This | |
(level IIIb) | 2004. 137 patients were | 73 of these (86%) were by | study demonstrated a | |
included as follow-up data | suture and 12 (14%) by | trend toward decreased | ||
were available | stapler excision | incidence of stroke/TIA | ||
in patients with | ||||
Successful LAA closure | Fifty-five of 137 patients | successful LAA closure, | ||
(40%) had successful LAA | however, it was not | |||
closure. LAA closure occurred | statistically significant | |||
more often with excision of the | ||||
LAA (73%) compared with | ||||
suture exclusion (23%) and | ||||
stapler exclusion (0%) | ||||
(P≤0.001) | ||||
Predictors of successful | LAA excision was predictive | |||
surgical outcome | of successful procedural | |||
outcome (P<0.001). Excluding | ||||
the LAA by either suture or | ||||
stapler techniques was more | ||||
likely to predict unsuccessful | ||||
LAA closure over scissors | ||||
(P≤0.001 and P=0.002, | ||||
respectively). | ||||
Thromboembolic | Eighteen patients (13%) | |||
events | experienced stroke/TIA; | |||
6 with LAA excision, 11 with | ||||
suture exclusion and 1 with | ||||
stapler exclusion. Of the 55 | ||||
patients with successful LAA | ||||
closure, 6 (11%) had stroke/ | ||||
TIA vs. 12 of 82 patients | ||||
(15%) with unsuccessful | ||||
LAA closure (P=0.61) | ||||
García-Fernández | This study consisted of 205 | Successful closure of | Complete ligation of the LAA | This study shows that LAA |
et al., (2003), J Am | patients who underwent | LAA | was achieved in 52 patients | ligation during surgery for |
Coll Cardiol, Spain, | MVR for rheumatic valve | (89.7%) | MVR is consistent with a | |
[6] | disease In 170, endocarditis | reduction of the risk of late | ||
in 10, severe ischaemic | Thromboembolic | Twenty-seven patients had | embolism (6.7-fold reduction | |
Cohort study | regurgitation in 6 and mitral | events | an embolic event; 19 patients | in embolic risk). If complete |
(level IIb) | valve prolapse in 19 | had an ischaemic stroke, five | ligation is achieved and | |
patients | patients had a peripheral | confirmed with TEE, a further | ||
arterial embolism and 3 had a | reduction in embolic risk is | |||
TIA. Of the 27 patients with | observed (11.9-fold) | |||
an embolic event, two patients | ||||
had the LAA ligated | ||||
The occurrence of systemic | ||||
embolism was significantly | ||||
more frequent in patients | ||||
without LAA ligation | ||||
compared to patients with | ||||
LAA ligation (17% vs. 3.4%) | ||||
P=0.01 | ||||
Multivariate analyses | ||||
identified the absence of LAA | ||||
ligation as an independent | ||||
predictor of the occurrence of | ||||
an embolic event after MVR | ||||
surgery [odds ratio 6.7 (95% | ||||
CI 1.5–31.0) P=0.02]. | ||||
Moreover, if the absence of | ||||
effective ligation as assessed | ||||
by echocardiography was | ||||
included in the model, the odds | ||||
ratio increased up to 11.9 | ||||
(95% CI 1.5–93.6) P=0.02 | ||||
Orszulak et al., | All patients receiving a | Risk of stroke | There was a strong correlation | This study found that ligation |
(1995), Eur J | MVR (285) between | with late stroke in patients | of the LAA during MVR+ | |
Cardiothorac Surg, | February 1979–December | who had the LAA ligated | CABG was linked to an | |
USA, [7] | 1989 were studied. MVR was | when undergoing MVR | increased risk of late stroke. | |
performed in isolation in | and CABG (P≤0.02), | However, MVR alone did not | ||
Cohort study | 199 and MVR with | however, correlation with | increase the risk of late stroke | |
(level IIb) | concomitant CABG | isolated MVR cohort and the | ||
was performed in 86 | overall group did not reach | |||
patients. Ninety-two | statistical significance | |||
patients had operative | (P=0.81) | |||
ligation of the LAA | ||||
Johnsona et al., | From 1995 to 1997, 437 | Thromboembolic | Twenty-one patients had a | With no strokes related to the |
(2000), Eur J | patients had the LAA | events | perioperative CVA of variable | atrial appendage, this study |
Cardiothorac Surg, | excluded during open-heart | severity with no evidence of | has shown that removal of the | |
USA, [8] | operations | atrial clot on TOE. Seven | appendage is safe and should | |
patients developed a CVA | be considered | |||
Case study | postoperatively and 4 had | |||
(level IV) | AF, but again no atrial clots | |||
were demonstrated | ||||
Katz et al., (2000), | Fifty patients undergoing | Successful closure of | 64% (32/50) | Inadequate closure of the |
J Am Coll Cardiol, | MVR and LAA ligation | the LAA | LAA may act to increase the | |
USA, [9] | were studied | risk of thromboembolic events | ||
Thromboembolic | Four patients with an | |||
Case series | events | incompletely ligated LAA had | ||
(level IV) | thromboembolic phenomena: | |||
one stroke; one TIA; two | ||||
mesenteric emboli | ||||
Almahameed et al., | Between 1993 and 1998, | Thromboembolic | 14 (12.3%) | Patients undergoing LAA |
(2007), J Cardiovasc | 136 patients underwent | events | exclusion during mitral valve | |
Electr, USA, [10] | LAA exclusion at the time | surgery have a significantly | ||
of mitral valve surgery | Warfarin status | Seven of 67 (10%) patients | increased risk of a | |
Case study | prescribed warfarin had a | thromboembolic event | ||
(level IV) | thromboembolic event | especially when warfarin is | ||
compared to 6 of 40 (15%) | not prescribed upon | |||
patients not prescribed | hospital discharge | |||
warfarin | ||||
Fumoto et al., | Fourteen mongrel dogs | Successful closure | 100% (14/14) | In dogs, the third-generation |
(2008), J Thorac | implanted with the third- | of the LAA | atrial exclusion device achieved | |
Cardiovasc Surg, | generation atrial exclusion | easy, reliable and safe | ||
USA, [11] | device at the base of the | exclusion of the LAA | ||
LAA. The right atrial | ||||
Case series | appendage was stapled with | |||
(level IV) | a commercial apparatus for | |||
comparison | ||||
Sick et al., (2007), | All patients received the | Successful LAA | 54 of 58 patients (93%) had | This study shows that LAA |
J Am Coll Cardiol, | WATCHMAN LAA | closure | complete closure of the LAA | occlusion with the |
USA, [12] | occlusion device (75). | WATCHMAN device is | ||
Sixty-six patients | Thromboembolic | No ischaemic strokes or | safe and feasible with no | |
Case study | underwent successful device | events | systemic emboli occurred | thromboembolic events in the |
(level IV) | implantation | patients studied. | ||
Kamohara et al., | Ten mongrel dogs had LAA | Successful closure of | 10/10 (100%) | Device implantation is rapid, |
(2000), J Thorac | occlusion device implanted | LAA | reliable and a safe method of | |
Cardiovasc Surg, | into the LAA through a left | excision of the LAA | ||
[13] | thoracotomy of their beating | |||
heart | ||||
Case series | ||||
(level IV) |
LAA, left atrial appendage; CABG, coronary artery bypass graft; AF, atrial fibrillation; MVR, mitral valve replacement; TIA, transient ischaemic attack; CI, confidence interval; CVA, cerebrovascular accident; TOE, transoesophageal echocardiography.
6. Results
There are two issues to address in this topic: is the LAA an important source of emboli in patients with AF and whether exclusion of the LAA reduces the incidence of thromboembolic events.
6.1. Left atrial appendage and source of emboli
Studies have concluded that approximately 90% of left atrial thrombi are located in the LAA [14, 15]. It follows that successful closure of the LAA should aid in reducing the risk of thromboembolic events in patients with AF [16]. Indeed, recurrent and persistent AF in patients who remain symptomatic with heart rate control and where anti-arrhythmic medication is not tolerated or no longer effective, then LAA ablation should be considered [17].
6.2. Exclusion of the LAA and thromboembolic events
Healey et al. [2] performed a randomised controlled clinical trial of 77 patients undergoing coronary artery bypass graft (CABG) surgery with 52 patients receiving LAA occlusion. Successful LAA occlusion was identified in only 66% of their study population, although this rate improved with experience.
Perioperative thromboembolic events were recorded for two patients; one an intraoperative ischaemic stroke and the other a transient ischaemic attack (TIA). No thromboembolic events were recorded during follow-up. Surveys were sent to all eligible patients for the study, but who chose not to participate and it showed that 12% self-reported a thromboembolic event (12 strokes and 13 TIAs).
During a 12-month period, Schneider et al. [3] examined six patients who received LAA closure at the time of mitral and/or aortic valve surgery. Postoperative TOE demonstrated successful closure in one patient. One patient experienced a stroke four weeks postoperatively despite a high level of anticoagulation.
Bando et al. [4] examined 812 patients following mitral surgery of whom 55% had their LAA ligated. Seventy-two patients experienced a late stroke. Of the 72 patients, 65% had the LAA ligated.
In 2008, Kanderian et al. [5] examined 137 patients who underwent LAA closure. They demonstrated that only 55% of their patients had successful closure of the LAA. They reported that 52 patients had excision of the LAA (41 by scissors and 11 by a stapling device) and 85 received exclusion of the appendage of which 73 were by suture and 12 by stapler excision. It was found that successful occlusion occurred more often with excision of the LAA (73%) relative to suture and stapler exclusion (23% and 0%, respectively). Six of 55 patients with successful closure experienced a stroke or TIA compared with 12 of 82 patients who had unsuccessful LAA closure, which was not significant.
García-Fernández et al. [6] examined 205 patients undergoing mitral valve surgery of which 58 patients received LAA ligation. Successful ligation was present in 89.7%. Twenty-seven patients, two of whom had their LAA ligated, experienced thromboembolic complications; 19 patients had an ischaemic stroke, five patients had a peripheral arterial embolism, and three patients experienced a TIA. Consequently, it was found that the occurrence of systemic emboli was more frequent among patients without relative to patients who had received LAA ligation. Moreover, this study demonstrated that the absence of ligation of the LAA was an independent predictor of the occurrence of an embolic event following mitral valve surgery with an odds ratio of 6.7. If the absence of effective ligation is incorporated into the model, the odds ratio increased to 11.9.
Orszulak et al. [7] examined 285 patients undergoing mitral valve replacement (MVR). Ninety-two patients received operative ligation of the LAA. This study found an increased rate of late stroke in patients who had the LAA ligated.
In 2000, Johnson et al. [8] studied 437 patients who received exclusion of the LAA during open heart surgery. Perioperative cerebrovascular accidents (CVAs) occurred in 21 patients despite no patients being identified by TOE to have intra-atrial clots. Seven patients developed a CVA postoperatively, four of whom were in AF, but no atrial clots were demonstrated on TOE.
Katz et al. [9] analysed 50 patients undergoing LAA ligation during MVR surgery. Incomplete ligation was detected in 36% of patients. Four patients with an incompletely ligated LAA had thromboembolic phenomena (one stroke; one TIA and two mesenteric emboli).
Almahameed et al. [10] studied 136 patients who underwent LAA ligation at the time of mitral valve surgery. Fourteen (12.3%) patients experienced thromboembolic events. They found a significantly increased rate of stroke in patients with LAA occlusion.
Fumoto et al. [11] studied 14 mongrel dogs implanted with the third-generation atrial exclusion device in their LAA. The right atrial appendage was stapled with commercial apparatus for comparison. LAA exclusion was complete and achieved without haemodynamic instability, and coronary angiography revealed that the left circumflex artery was patent in all cases.
Sick et al. [12] reported their experience with the WATCHMAN LAA occlusion device. The device was implanted into 75 patients, of whom 66 had successful implantation (88%). Complete closure of the LAA was observed in 93%. Three patients experienced device failure, two of which were embolisations and one was a delivery system failure due to a fractured wire.
Kamohara et al. [13] analysed ten mongrel dogs with the second generation atrial exclusion device implanted at the base of the LAA. This was performed without complication in all dogs.
7. Clinical bottom line
Despite finding five clinical trials including one randomised controlled trial that studied around 1400 patients who underwent LAA occlusion, the results of these studies do not clearly show a benefit for appendage occlusion. Indeed of the five studies, only one showed a statistical benefit for LAA occlusion, with three giving neutral results and in fact one demonstrating a significantly increased risk. One reason for this may be the inability to achieve acceptably high rates of successful occlusion on TOE when attempting to perform this procedure. The highest success rate was only 93% but most studies reported only a 55–66% successful occlusion rate when attempting closure in a variety of methods including stapling, ligation and amputation. Currently, the evidence is insufficient to support LAA occlusion and may indeed cause harm especially if incomplete exclusion occurs.