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Abstract

The arrival of the Journal's 175th anniversary occurs at a time of recent advances in research, providing an ideal opportunity to present a neurodevelopmental roadmap for understanding, preventing, and treating psychiatric disorders. Such a roadmap is particularly relevant for early-childhood-onset neurodevelopmental conditions, which emerge when experience-dependent neuroplasticity is at its peak. Employing a novel developmental specification approach, this review places recent neurodevelopmental research on early childhood disruptive behavior within the historical context of the Journal. The authors highlight irritability and callous behavior as two core exemplars of early disruptive behavior. Both phenotypes can be reliably differentiated from normative variation as early as the first years of life. Both link to discrete pathophysiology: irritability with disruptions in prefrontal regulation of emotion, and callous behavior with abnormal fear processing. Each phenotype also possesses clinical and predictive utility. Based on a nomologic net of evidence, the authors conclude that early disruptive behavior is neurodevelopmental in nature and should be reclassified as an early-childhood-onset neurodevelopmental condition in DSM-5. Rapid translation from neurodevelopmental discovery to clinical application has transformative potential for psychiatric approaches of the millennium.

[AJP at 175: Remembering Our Past As We Envision Our Future

November 1938: Electroencephalographic Analyses of Behavior Problem Children

Herbert Jasper and colleagues found that brain abnormalities revealed by EEG are a potential causal factor in childhood behavioral disorders. (Am J Psychiatry 1938; 95:641–658)]

Mental disorders are increasingly recognized as neurodevelopmental phenomena evolving from preclinical signs to symptoms and then to chronic illness (14). However, relevant science is evolving more rapidly than clinical application (3, 4). The Journal’s 175th anniversary provides an opportunity to present a neurodevelopmental roadmap to clinical integration. Because early childhood conditions markedly influence health trajectories, illuminating their neurodevelopmental substrates is key. To do so we look back—via a historical lens focused on the Journal—and ahead, drawing on advances in many areas, particularly neuroscience and the clinical and developmental sciences, to explicate the neurodevelopmental basis of early childhood disruptive behavior.

Disruptive behavior is one of the earliest-onset psychopathologies, whose serious form is nearly always expressed in some manner before age 5 (5, 6). It is also common and predictive of diverse problems across the lifespan (79). Yet it is not currently counted within the lexicon of neurodevelopmental disorders in DSM-5, despite inclusion of similar conditions, such as attention deficit hyperactivity disorder (ADHD). Neurodevelopmental disorders such as autism are characterized by abnormal behaviors (e.g., stereotypies) that do not occur in typical development. In contrast, disruptive behavior and ADHD both exhibit waxing and waning expressions over time and require developmentally sensitive differentiation of clinical forms from normative variation in early childhood (10, 11). This article reviews a nomological net of evidence on the neurodevelopmental nature of early disruptive behavior, emphasizing two of its prominent dimensional phenotypes: irritability and callous behavior. Burgeoning science demonstrates that 1) narrow-band phenotypes illuminate brain-based mechanisms (12), 2) abnormalities in salient behavior and physiology manifest early, portending developmental impairments in multiple systems (1318), and 3) neurodevelopmental syndromes have perinatal roots, multifactorial origins, and clear genetic components (1922).

Defining The Neurodevelopmental in Early Childhood Syndromes

In broad strokes, “neurodevelopmental” connotes developmental unfolding of behavior underpinned by brain maturation, through interactions among brain systems (4). “Neurodevelopmental mental disorders” connote delays or deviations in behavioral and psychological function due to delays or deviations in brain development (3, 4). Thus, neurodevelopmental disorders require both disrupted physiology and impaired functioning. Although psychiatric disorders unfold in complex and heterogeneous ways, for heuristic purposes, we define two primary ways in which atypical neurodevelopment impacts behavior and functioning. One class of disorders manifests as neurodevelopmental predisposing features that probabilistically increase risk for later symptoms. Most mental disorders possess such features, which should be more strongly emphasized in DSM and the NIMH Research Domain Criteria (RDoC) (3). In the current review, our focus is on a second class of disorders that manifest as early-childhood-onset neurodevelopmental conditions. These are clinically expressed in early life and associated with impaired developmental capacities and an atypical neurodevelopmental course. Our emphasis on this latter set of conditions reflects the potential for early identification and treatment to reduce the public health burden of psychiatric illness, since experience-dependent neuroplasticity is at its peak during early childhood (18).

Historical Perspectives on Disruptive Behavior in Psychiatric Research

Disruptive behavior reflects a pattern of irritability and disregard for social norms (23). Its pediatric form, classified as DSM-5 oppositional defiant and conduct disorders, represents a widely validated, early-onset developmental psychopathology, with prevalence similar to that of ADHD (2%−17%) (24). Early disruptive behavior frequently co-occurs with other neurodevelopmental disorders and is a marker for chronic mental disorder risk (9, 14, 2527). However, its exclusion from the DSM-5 neurodevelopmental lexicon (28) highlights continuing controversy about its phenomenology and mechanisms (2931). Uncertainty about the neurodevelopmental nature of disruptive behavior partly reflects its heterogeneous developmental expressions, as currently reflected in typologies based on age at onset and persistence seminally introduced by Moffitt (32). Historically, this has led to emphasis on sociological features of disruptive behavior only indirectly related to brain development (33), despite the fact that Moffitt’s theory emphasizes the prominence of neurodevelopment in early emergence (34). Other early work, including Patterson’s social learning “coercive cycle” model, also prominently emphasized sociological and family environmental factors in early disruptive behavior (35). Over time, this framework has failed to explain heterogeneity of early-onset pathways, however. In particular, it underemphasizes prominent neurodevelopmental atypicality evident very early in life for childhood disruptive behavior and the fact that young children receiving competent parenting also manifest disruptive behavior (5, 21, 36, 37). Further, this framework fails to adopt current perspectives on gene-environment interplay, which now recognize how social experience impacts outcomes even in neurodevelopmental disorders with very high genetic burden (38, 39).

Important articles in the Journal provide a useful historical context for illuminating evolving conceptualizations of disruptive behavior. During the 20th century, most articles on disruptive behavior focused on adolescent delinquency. As early as the 1920s, the Journal published studies emphasizing the role of socioenvironmental factors in childhood disruptive behavior (40), an emphasis notable well into the latter part of the century (41, 42). A focus on pathophysiologic underpinnings of disruptive behavior also emerged in the early 20th century, as reflected in emphasis on epilepsy-related neurophysiologic abnormalities (43). Articles in the mid 20th century and beyond placed greater emphasis on developmental origins of antisocial behavior, noting the predictive utility of childhood disruptive behavior for adult psychiatric disease and highlighting its physiologic underpinnings, including the interaction of perinatal risk and early harsh environments in antisocial pathways (4450). Consistent with broader, evolving trends at the turn of the century (5153), more recent articles began to conceptualize early childhood psychopathology within a mental disorder framework (5458). During this same period, emergent evidence began to uncover the clinical utility of parsing heterogeneous clinical phenomena into component features, with particular emphasis on irritability and its incremental predictive utility for later mood disorders (5965). Building on this foundation, leading voices have called for qualitative shifts in approach—away from avoidance of early identification, for fear of stigmatizing children with psychiatric labels connoting a “fateful and unchangeable condition” (66), toward a view of early childhood psychopathology as a critical public health opportunity (18).

Developmental Phenotype of Early Disruptive Behavior

Core features of disruptive behavior include deficient ability to control irritable affect and conform with social rules (23, 29, 67). In DSM, these behaviors have traditionally been conceptualized along a developmental sequence, beginning with oppositional defiant disorder, followed by adolescent conduct disorder, and culminating in adult antisocial personality (68). However, we have suggested that rather than an ordered emergence of increasingly severe phenomenology, this sequence actually reflects the adolescence-driven emphasis of traditional disruptive behavior phenotyping. This includes symptoms such as truancy, which cannot occur in young children (53). Research at younger ages fails to support this traditional developmental sequence, as noncompliance, aggression, and tantrums commonly co-occur as the presenting features of early childhood disruptive behavior (53, 69). Finally, a number of studies now support parsing the heterogeneity of childhood disruptive behavior via narrow-band dimensional phenotypes. In particular, these studies differentiate childhood dimensions of oppositional defiant disorder, with irritable versus noncompliant symptoms differentially predicting mood versus conduct problems, respectively. This pattern is evident from early childhood and has utility for specification of mechanisms (64, 7075).

Dimensional Focus

Our own work generates a model of disruptive behavior with four dimensions: 1) aggression, 2) noncompliance, 3) irritability, and 4) callous behavior (75). The current review focuses on irritability and callous behavior for two key reasons: First, these two dimensions possess a strong neurodevelopmental science base (76, 77). Second, a comparison of their phenomenology highlights heterogeneous developmental expressions. For example, expression of irritability is exemplified by behaviors such as temper tantrums, which occur normatively in most young children and are only pathognomonic when very frequent and dysregulated (65, 78). In contrast, callous traits, as reflected in diminished response to the distress of others, do not normatively occur in development. When they do, however, they are developmental risk markers for severe antisocial syndromes (7981). Concern for others’ feelings manifests in rudimentary form as early as infancy, making identification of callous tendencies from very early in life plausible (8284). Together, these two dimensions predict many common childhood- and adult-onset mental disorders (5, 9, 11, 85). Thus, characterizing their neurodevelopment within a mental disorder framework could impact potentially chronic problems at a much earlier phase of the clinical sequence, which is of great import for prevention (4).

Our in-depth focus on these two phenotypes is intended as an exemplar of the neurodevelopment of disruptive behavior, leveraging the specificity and rich science base of irritability and callous behaviors. Aggression, another core disruptive behavior dimension, also emerges early and predicts later antisocial pathways (5, 6). However, it lacks clinical specificity as its varied forms are associated with both irritability (reactive aggression) and callous behaviors (proactive aggression) (76, 77). Further, relative to these first three dimensions, noncompliance has received far less attention in neuroscience.

Developmental Specification Framework

We employ a novel developmental specification framework to synthesize neurodevelopmental data, with implications for nosology and early identification. Defining the neurodevelopmental nature of mental disorder is complex, because it requires characterizing expectable age-related changes, individual differences in these patterns, and their intersection within a rapidly changing field of development (4, 23). This can be accomplished within a developmental specification framework (see heuristic, Figure 1). The initial stage identifies normative neurodevelopmental processes supporting functions within clinically relevant domains (Figure 1A) (23). The second stage statistically differentiates behavioral abnormalities and their co-occurrence in relation to normative patterns. At the behavioral level, determination of abnormality is based on frequency (i.e., rare occurrence, such as in <10% of the population) (51, 75) and severity that maps behaviors across a normal–abnormal spectrum based on qualitative features such as impairment in function (Figure 1B). We concretely illustrate this approach through psychometric work within the Multidimensional Assessment of Preschoolers Study (MAPS), using the Multidimensional Assessment Profile of Disruptive Behavior (MAP-DB) survey (75). The MAP-DB was created to quantify the normal–abnormal spectrum of disruptive behavior using item response theory methods and includes dimensional scales for irritability (“temper loss”) and callous behavior (“low concern for others”) (65, 75).

FIGURE 1.

FIGURE 1. Developmental Specification Model: Clinical Neurodevelopmental Differentiation Process in Early Childhood

The developmental specification process for neural abnormalities mirrors the statistical approach for behavior (Figure 1C). Specification of brain-behavior substrates underlying particular clinical syndromes is still evolving. Consistent with RDoC, we view behavioral abnormalities as reflecting underlying pathophysiology (86). Optimally, neural abnormalities would also be determined at the population level (87, 88), but pathophysiology data generally exist only for smaller, extreme-group comparisons. Thus, the studies described below are a first step toward rigorous establishment of neural disruptions underlying early irritability and callous behaviors. Accruing evidence supports the utility of this framework, by deploying developmentally sensitive neuroscientific tools, including functional near-infrared spectroscopy, eye tracking, EEG/event-related potential, and developmentally modified MRI and fMRI methods (87, 8991). This work finds meaningful parallels between early life and later correlates of irritability and callousness, which inform developmental perspectives (Figure 1C) (92, 93). Based on characterization in the first three phases (Figures 1A1C), clinical salience is then determined (Figure 1D) by empirically demonstrating the utility of these brain-behavior abnormalities for clinical prediction and treatment delivery (Figure 1D).

Developmental Specification of Neurodevelopmental Patterns of Early Irritability

Irritability and Its Clinical Manifestations

Irritability reflects a relative dispositional tendency to respond with anger to blocked goal attainment (65, 94, 95). There are substantial individual differences in the intensity, ease of elicitation, and persistence of irritability and the extent to which irritability impairs functioning. These individual differences are shaped by developmental assets and vulnerabilities as well as bidirectional associations with experience (96101). Long considered a complicating factor in other developmental psychopathologies, irritability has more recently been considered a problem in its own right (93). Clinical levels of irritability occur in 3%−20% of children, with higher estimates in early childhood and developmentally varying heritability estimates (i.e., 0.3–0.8) (61, 97, 102). Irritability has traditionally been classified as a feature of oppositional defiant disorder. In DSM-5, it is also the defining feature of the new diagnosis disruptive mood dysregulation disorder. Oppositional defiant disorder and disruptive mood dysregulation disorder are overlapping in their characterization of irritability, with most children meeting criteria for both disorders (103). In young children, irritability is currently best captured as a disruptive syndrome, as being younger than age 6 is an exclusion criterion for disruptive mood dysregulation disorder in DSM-5. Further, given the arbitrary adevelopmental threshold for irritability severity in disruptive mood dysregulation disorder, its stability and incremental utility remain in question (103, 104). Irritable mood may also be an indicator of depressed mood in young children. However, predominant features of young children’s depression are anhedonia and sad/withdrawn affect, and disruptive behavior is much more common than depression at preschool age (105). Irritability also commonly co-occurs in many other childhood-onset disorders (98100, 106108), and it increases the risk of adult mental disorder, particularly depression and anxiety, even with concurrent irritability symptoms controlled (62, 109). Pervasive infant irritability is also associated with nearly triple the risk of disruptive behavior through middle childhood (101). As clinical investigations of irritability have been largely disorder-specific, work on the transdiagnostic import of its early emergence is needed (73, 98, 99, 110, 111). Since the transdiagnostic approach to irritability is relatively new, it is also not yet known whether there is an adolescent- or adult-onset phenotype. However, clinically salient, persistent childhood irritability is typically presaged by an irritable disposition in the first years of life (112).

Normative Developmental Substrates of Irritability

Clinical patterns of early childhood irritability are exaggerations of normative patterns. Irritable mood and temper tantrums are normative misbehaviors that occur in most children (113, 114) (Figure 2A). For example, 83.7% of preschoolers have regular temper tantrums (78). As a result, when oppositional defiant disorder irritability symptom thresholds for older children are used for preschoolers, this triples the prevalence compared to developmentally specified thresholds (51). Thus, delineating the boundaries between normal and abnormal irritability in early childhood is particularly complex. Figure 2 highlights the application of the developmental specification framework to irritability.

FIGURE 2.

FIGURE 2. Application of Developmental Specification Model: Clinical Neurodevelopmental Differentiation of Early Childhood Irritabilitya

a ERP, event-related potential.

Irritable mood and behavior are normatively heightened during early childhood as increased capacity leads to enhanced frustration with environmental limits (95). Emotion regulation, which involves both top-down arousal processes and bottom-up control processes, is the key developmental capacity undergirding modulation of irritability (25, 115, 116). Early executive function capabilities support self-regulation of anger. These capabilities become increasingly sophisticated across the preschool period (117119), most likely due to growth during early childhood of cortical structures mediating anger regulation, with the most rapid growth from 0 to 2 years and 90% of adult brain volume achieved by age 6 (87).

Statistical Differentiation of Early Abnormal Irritability

We have established the normal–abnormal spectrum of irritability using the MAP-DB temper loss scale in the two large community samples of preschoolers in the MAPS study (see Table S1 in the data supplement accompanying the online version of this article) (65, 75). Relatively mild expressions are common (online Table S1; Figure 3 delineates severity of individual behaviors). In contrast, abnormal expressions are captured in items that are above a psychometrically derived clinical threshold, representing the severe end of a latent irritability trait. Thus, abnormality is defined in terms of frequency, dysregulation (e.g., destructive tantrums), persistence (e.g., longer than 5 minutes), and developmental expectability in context (e.g., frustration versus “out of the blue”) (78) (Figure 2B). Similar patterns in multiple community and clinical samples demonstrate replicability (online Table S1) (65, 78, 120). Thus, most preschoolers exhibit some irritable behavior, but frequent, highly dysregulated, and long-lasting behaviors are not endorsed for most children. These patterns appear to be parallel in infancy with some variation in frequency thresholds (121).

FIGURE 3.

FIGURE 3. Psychometric Severity Spectrum of Early Childhood Irritabilitya

a As measured with the MAP-DB temper loss scale in early childhood. Data are derived from the MAPS replication sample (N=1,857).

b IRT, item response theory. Theta scores are akin to z scores: mean=0, SD=1.

Early Irritability and Neurodevelopmental Abnormalities

The central emphasis of pathophysiologic investigations of irritability has identified atypical responses to frustrative nonreward, reflecting abnormalities in intensity, duration, and ease of elicitation (65, 77). This mirrors clinical features of irritability in young children (78, 113). Dysfunctions may involve atypical reward processing, aberrant subcortical activation, and perturbed prefrontal functions (Figure 2C). More recently, research on adolescents also points to dysfunctional threat processing in the pathophysiology of irritability (77, 122). However, this work has not yet been systematically extended to younger children. In early explorations in the MAPS study, perturbed threat processing was implicated in preschool anxiety (123) but not irritability.

Executive Functioning

Executive function involves top-down control of processes that guide behavior and undergird emotion, self-regulation, and goal-oriented achievement (115, 118). Deficits in executive function impede children’s ability to regulate negative emotions and execute adaptive responses (118). Developmental perturbations of the prefrontal cortex may impair the regulation of emotional arousal in irritable children (124126). In the only investigation to date of the neural processes underlying executive function in early irritability, Li and colleagues found that children who are dispositionally, but not clinically, irritable display increased lateral prefrontal cortex activation during a task requiring cognitive flexibility relative to nonirritable children (72). The relative capacity of irritable children to recruit this region may serve an adaptive regulatory function and prevent impairment.

From a behavioral perspective, young children with deficits in response reversal are less effective at regulating mood and behavior across varied social contexts, while those who can shift attention flexibly during frustration/demand tasks are at reduced risk of externalizing problems (116, 127, 128). In terms of predicting clinical problems, irritable preschoolers with a blunted error-related negativity response manifest signs of deficient conflict monitoring (73). Such children face risk for later disruptive behavior, unlike irritable preschoolers with an enhanced error-related negativity, who face risk for anxious/depressed symptoms (73). These findings reflect the context-sensitive deployment of executive function processes (39). For example, irritable infants with left frontal electroencephalographic (EEG) asymmetry exhibit poorer inhibitory control (129). Parallels at older ages include the presence of cognitive flexibility deficits along with underlying prefrontal cortex and striatal functional deficits in irritable adolescents (130, 131). Of course, executive function is both a common and dissociable mechanism of a range of psychopathologies (132). For example, although executive dysfunction is not the hallmark of callousness, there is evidence that it serves as a moderator of clinical escalation from both childhood irritability and callous behavior (133, 134).

Reward Processing

Individual differences in irritability are associated with aberrant reward processing (93). Irritable young children have relatively high reward orientation and approach tendencies, putting them at risk for frequent and intense frustration (111). These patterns may differentiate irritable young children with adaptive versus maladaptive functioning (12, 135). Variation in severity across the irritability spectrum is associated with differential activation in the dorsolateral prefrontal cortex (DLPFC), a region that also serves executive function, manifesting as an inverted U-shaped association (12). Specifically, along the ascending arm of the curve, irritability and DLPFC activation are positively associated at frustration onset, i.e., higher irritability is correlated with greater DLPFC activation. In contrast, in the descending arm of the inverted U curve, irritability and DLPFC activation are negatively associated at frustration activation, i.e., higher irritability is associated with weaker DLPFC activation (12). Children within the first subgroup (ascending arm of inverted U) had variable irritability levels, but all fell within the normative range of irritability on the MAP-DB temper loss scale, whereas the latter subgroup (descending arm of inverted U) had subclinical- to clinical-level MAP-DB temper loss scores. This inverted U pattern points to the possibility that developmentally typical versus atypical reward processing may be a pathophysiologic mechanism associated with the transition from vulnerability to clinical disorder in children at risk for irritability-related pathology. Of note, in this study the neural threshold marking the transition of the inverted U (i.e., the point at which the association between DLPFC activation and irritability switched from positive to negative) closely approximates the psychometrically derived severity on the MAP-DB scale. Other salient work relies on event-related potentials (ERPs). Here, clinically salient patterns of irritability at preschool age, as captured via symptoms of disruptive mood dysregulation disorder, predicted preadolescent enhanced neural sensitivity to reward (ERP reward positivity), possibly contributing to exaggerated stimulus response learning and perseveration (136).

Clinical and Predictive Validity of Early Childhood Irritability

This model of irritability provides a map to clinical patterns and progression (Figure 2D). At least 10 studies have demonstrated specific clinical and predictive utility of early childhood irritability. These studies support five major conclusions (Table 1):

TABLE 1. Overview of Studies Demonstrating Clinical Validity of Early Childhood Irritabilitya

SampleSample SizeMeasurementAge(s) (years)Psychometric ValiditybClinical and Predictive Validity of Irritability
Barcelona sample (71, 137)622DICA oppositional defiant disorder symptoms3, 4, 5, and 6YesDifferentiates association with concurrent disorders; trajectories differentiate normal and abnormal patterns to age 6
Bipolar at risk sample (138)44DB-DOS observed anger modulation3–6YesPreschoolers with family history of bipolar disorder have greater observed irritability
Connecticut Early Development Project (64)532ITSEA temper loss3YesConcurrent impairment
Chicago Preschool Project (64, 139)336K-DBDS index, DB-DOS, observed anger modulation3–5YesConcurrent/longitudinal impairment to age 6
Fragile Families and Child Wellbeing Study (140)4,898CBCL3, 5, and 9YesTrajectories over time differentiate normal and abnormal patterns: children with stable high irritability have greater risk of externalizing problems at age 9
Multidimensional Assessment of Preschoolers Study (MAPS) (65, 75, 78)Psychometric, 3,347; validity, 497MAP-DB temper loss3–5, with 9-month follow-upYesQuality and frequency psychometrically distinguish normal and abnormal patterns; concurrent/longitudinal impairment; provides incremental utility beyond DSM-IV symptoms; differentiates clinical prediction of disruptive and mood disorders to age 8
Pittsburgh developmental psychopathology study (127)310 (boys)Observed anger regulation3.5–6YesPoorer regulation of anger predicts later externalizing problems to age 6
St. Louis study of early depression (120)279PAPA tantrum features3–6YesTantrum quality, duration, and frequency differentiate disruptive and depressed preschoolers from healthy controls
Stonybrook temperament and clinical samples (59, 113, 136, 141)601PAPA chronic irritability3–4, 6, and 9YesPredicts current/longitudinal impairment and DSM-IV disorders; incremental utility for disruptive and mood disorders, functional impairment, and service use beyond baseline symptoms to age 9; differentiating facets of irritability (irritable mood and tantrums) has clinical utility; DMDD prevalence at age 6: 8.2% (6.9% with daily criterion)
Twins Early Development Study (TEDS) (142)3,154 twin pairsIrritability: SDQ4, 7, and 9YesPreschool irritability more stable through age 9 than behavioral conduct problems
Duke preschool study (143)928Irritability: PAPA DMDD symptoms2–6YesDMDD prevalence: 3.3% (1.7% with daily criterion)

aCBCL, Child Behavior Checklist. DB-DOS, Disruptive Behavior Diagnostic Observation Schedule. DICA, Diagnostic Interview for Children and Adolescents. DMDD, disruptive mood dysregulation disorder. ITSEA, Infant Toddler Social Emotional Assessment. K-DBDS, Kiddie Disruptive Behavior Disorders Schedule. MAP-DB, Multidimensional Assessment Profile of Disruptive Behavior. PAPA, Preschool Age Psychiatric Assessment. SDQ, Strengths and Difficulties Questionnaire.

bPsychometric validity includes internal reliability, test-retest reliability, and contribution of unique model variance dissociable from general disruptive behavior.

TABLE 1. Overview of Studies Demonstrating Clinical Validity of Early Childhood Irritabilitya

Enlarge table
  1. Clinically significant irritability differs from normative variation in terms of qualitative features, including frequency, dysregulation, and context (78, 113, 141).

  2. Developmental patterns of irritability manifest across a dimensional spectrum. Probabilistic risk for clinical disorder occurs along the irritability spectrum at levels typically defined as within the normal range. For example, more than two-thirds of preschoolers at 1 SD above the population mean for MAP-DB temper loss meet criteria for DSM mood and/or behavioral disorders (65). This is not surprising given that the temper loss dimension encompasses both dysregulated outbursts, which are core features of oppositional defiant disorder, and irritable mood features associated with depression and anxiety (65, 94).

  3. Dysregulated tantrums are a clinical marker. These include intense, prolonged, and destructive tantrums, as well as difficulty recovering from tantrums. Dysregulated tantrums are significantly more likely in clinical versus community-based samples of 3–6-year-old children, they are virtually always associated with impairment in referred children, and patterns of developmental atypicality begin at very young ages (113, 120, unpublished 2017 study of Manning et al.). These clinical findings converge with psychometric thresholds of severity (Figure 3).

  4. Early irritability manifests coherent developmental patterning. Early childhood irritability is moderately stable (mean r=0.70) but also demonstrates expectable intra- and interindividual variability (65, 71, 133, 140, 144). Because of rapid rates of developmental change in emotion regulation in young children, accounting for longitudinal variability in growth of irritability across early childhood enhances clinical prediction (65).

  5. Early irritability has clinical and predictive validity. Despite these developmental fluctuations, early irritability has specific and incremental utility for later mood and disruptive disorders and impairment, above and beyond DSM symptoms (65, 71, 140).

Developmental Specification of Neurodevelopmental Patterns of Early Callous Behavior

Callous Behavior and Its Clinical Manifestations

Callous/unemotional traits reflect diminished responsiveness to the distress of others (67, 79, 145). Their early emergence is a marker of antisocial behavior persistence and severity, and they may serve as a developmental substrate of psychopathy (146, 147). Prevalence of conduct disorder with callous/unemotional traits in youth is estimated at 2−4% (about 25%−35% of children with conduct disorder), with heritability of 40%−78% (145, 148). In DSM-5, callous/unemotional behavior is the core element of the “limited prosocial emotions” specifier for conduct disorder (149). However, as DSM callous/unemotional symptoms are not delineated in a developmentally meaningful manner for young children, this has precluded their clinical evaluation in young children (53). Callous/unemotional behavior probabilistically increases the risk of severe antisocial behavior and psychopathy, but most youths with these traits do not develop psychopathic tendencies. Thus, early callous/unemotional behavior represents a pattern of insensitivity to others that predisposes to severe antisocial behavior, but whether or not severe psychopathology develops depends on a combination of genetic risk, environment, learning, and opportunity (146, 150152). (Note: We focus on callous behaviors, which have received far more attention in early childhood research than unemotional features.)

Developmental Substrates of Callous Behavior

Processes that go awry in callous syndromes are the development of empathic concern for others and development of the moral emotions (e.g., shame) that undergird rule internalization (e.g., guilt) (Figure 4A) (75, 83, 148, 153, 154). While empathic concern was originally thought to be a late-developing process, developmental science now suggests that rudimentary concern for others is present at birth (83). The implication is that top-down control is required to directly express concern; however, the capacity to feel for others is more automatic (83). For example, neonates are negatively aroused by the distress of others, reflecting overlap in the neural circuitry underlying perception of one’s own versus others’ emotions (155). Infants in the first year of life also demonstrate prosocial versus antisocial preferences and empathic concern (83, 156159). Moreover, toddlers exhibit stable dispositional empathy and internalization of rules, and they perform prosocial acts to ameliorate others’ distress (157). Thus, sensitivity to others’ feelings and the capacity to follow social norms manifest in the first years of life (83, 158). Moral emotions (e.g., guilt) are also identifiable in nascent forms as exhibited through bodily tension and gaze aversion following transgression in toddlers, and through expressions of remorse and reparation at preschool age (159). Both concern for others and guilt inhibit antisocial behavior that will cause others distress (160, 161).

FIGURE 4.

FIGURE 4. Application of Developmental Specification Model: Clinical Neurodevelopmental Differentiation of Early Childhood Callous Behaviors

Statistical Differentiation of Early Callous Behavior

Applying the psychometric approach, we have established the severity spectrum of callous behavior by means of the MAP-DB scale “low concern for others” (Figure 4B) (75). Items range from indifference (e.g., “not seem to care about others’ feelings”) to goal-oriented distress evocation (e.g., “enjoy making others mad”). In contrast to the common display of early irritable behaviors described above (and shown in the online Table S1), the severity spectrum of the “low concern for others” scale indicates that these are not normative misbehaviors. None of the callous behaviors are common at preschool age (i.e., less than one-third of children are reported to have engaged in any these behaviors over the past month; see online Table S2). Of note, all of these behaviors were identified as psychometrically severe across two community samples of preschoolers (i.e., above the 95th percentile severity threshold; Figure 5), regardless of socioeconomic context. Despite the greater severity of these callous-type behaviors in general, there is still dimensional variation. The least severe item reflects insensitivity to others’ feelings in developmentally expectable contexts (e.g., “not caring about others’ feelings when upset”), whereas the most severe item reflects intentional provocation of distress in others (e.g., “doing things to humiliate others”) (Figure 5). This severity spectrum is consistent with findings that toddlers’ active evocation of others’ distress predicts adolescent conduct disorder symptoms, whereas lower levels of prosocial concern do not (15).

FIGURE 5.

FIGURE 5. Psychometric Severity Spectrum of Early Childhood Callous Behaviors

a As measured by the MAP-DB scale for low concern for others. Data are derived from the MAPS replication sample (N=1,857).

b IRT, item response theory. Theta scores are akin to z scores: mean=0, SD=1. All behaviors are above the 95th percentile severity threshold of 1.477.

Early Callous Behavior and Neurodevelopmental Abnormalities

In adolescents and adults, specific affective and cognitive atypicalities have been robustly established as neural substrates of callousness (Figure 4C), particularly amygdala dysfunction (162164). At least 10 studies have demonstrated specific, rather than general, deficits in emotion processing in callous youth (80, 81, 165). In particular, deficits in distress processing, especially fear processing, have been identified (166, 167). A recent fMRI meta-analysis also suggests specificity in patterns of neural disruptions in disruptive youth with and without psychopathic traits (which roughly parallels our irritable versus callous distinction) (67).

Neurodevelopmentally, such socioemotional deficits impair responsiveness to socialization. This is because attunement to others’ distress and displeasure inhibits other-directed negative behavior by transgression- and empathy-related arousal, and undergirds the development of conscience (84, 165). In terms of emotion processing deficits, we have demonstrated a specific association between the MAP-DB scale for low concern for others and decrements in fear processing at preschool age, even with impulsivity, aggression, and irritability controlled (81). While this requires replication, the specificity of these findings parallel to patterns in older youth is striking. Other pathophysiologic indicators of early callous behavior include impaired eye contact (during performance-based and social interaction paradigms) (168), reduced cardiac and behavioral arousal in response to distress-eliciting stimuli, and increased fearlessness in contrast to irritable infants (169). The progression of early childhood callous behaviors to later externalizing problems is moderated by theory of mind deficits, underscoring the role of social processing deficits in these pathways (170). Evidence of heritability of callous traits in an adoption sample is also consistent with biologic plausibility (171). To our knowledge, developmentally sensitive neuroimaging techniques have not yet been employed to examine neural underpinnings of callous behavior in very young children, an important area for future research.

Clinical and Predictive Validity of Early Callous Behavior

This model of the early callous phenotype points to clinical patterns and progression (Figure 4D). There has been a veritable explosion of research on callous behavior in early childhood (Table 2). Drawing on both direct observation and maternal report, at least 20 independent studies (beginning as young as 14 months of age) have led to several conclusions.

TABLE 2. Overview of Studies Demonstrating Clinical Validity of Early Childhood Callous Behaviorsa

SampleSample SizeMeasurementAge(s)Psychometric ValiditybClinical and Predictive Validity of Callous Behaviors
Barcelona study (172, 173)622ICU3 and 4 yearsYesPredicts disruptive behavior disorder and comorbid symptoms, impairment, and service use at 5 years, accounting for age 3 disruptive behavior disorders and temperament
Colorado longitudinal twin study (15, 174)956Observed and interview-derived concern and disregard for others14–36 months (4 times)YesDisregard predicts conduct disorder symptoms to age 17
Connecticut Early Development Project (64)532ITSEA low concern for others3 yearsYesNo
Cyprus sample (175)214ICU and University of New South Wales callous/unemotional scale3–6 yearsYesAssociated with overt aggression and overall problem intensity
Chicago Preschool Project (64)336K-DBDS low concern for others3–5 yearsYesNo
Early Growth and Development Study (EGDS) (171, 176, 177)561CBCL26 monthsYesPredicts externalizing problems at age 10; severe antisocial behavior of biologic parent (+) and adoptive mother positive reinforcement (–) predict callous behavior at 27 months
Early Steps study (178, 179)731CBCL, ECBI, ACRS deceitful/callous behavior scale2–4 years (3 times)YesPredicts problem behavior to age 4; does not moderate treatment effectiveness
Durham Child Health and Development Study (169)178CBCL3 yearsYesNo
Finnish Internet-assisted parent training study (180)464ICU4 yearsIs responsive to parent training
Head Start sample (181)49APSD2–5 yearsYesAssociated with concurrent aggression
Hitkashrut intervention study (182)209APSD, ICU3–5 yearsYesTreatment improves callous/unemotional behaviors, and control group callous/unemotional behaviors worsen
Iowa family study (157, 183)102ICU, decrements in observed features of conscience (empathy and internalization of rules)ICU, 5.5 years; decreases in features of conscience, 25–52 months (3 times)YesPrediction of externalizing problems to 8 years by (a) interaction of callous/unemotional behaviors and mutual parent-child engagement and (b) poorly developed conscience
NICHD Early Childcare Study (184)1,176CBCL3 yearsYesPredicts stably high aggression to age 11
Michigan preschool externalizing study (170, 177)240CBCL3 yearsYesPredicts growth of externalizing problems to age 10
Multidimensional Assessment of Preschoolers Study (MAPS) (75, unpublished 2016 study by Wakschlag et al.)Psychometric, 3,347; validity, 497MAP-DB low concern for others3–5 yearsYesAssociated with concurrent and short-term longitudinal impairment
Parent-child interaction therapy (PCIT) samples (185)63CBCL46 monthsYesPredicts reduced response to treatment
Project Support intervention study (186)66APSD, ICU4–9 yearsYesTreatment improves callous/unemotional behaviors
Southeastern U.S. study (187)102APSD, SDQ4–6 yearsYesNo
Summer treatment camp sample (188)86Peer nominations5 yearsYesAssociated with impairment in academic and social functioning
Parenting Our Children to Excellence (PACE) study (189)610APSD4 yearsYesNo

aACRS, Adult Child Relationship Scale. APSD, Antisocial Process Screening Device. CBCL, Child Behavior Checklist. DB-DOS, Disruptive Behavior Diagnostic Observation Schedule. DICA, Diagnostic Interview for Children and Adolescents. ECBI, Eyberg Child Behavior Inventory. ICU, Inventory of Callous/Unemotional Traits. ITSEA, Infant Toddler Social Emotional Assessment. K-DBDS, Kiddie Disruptive Behavior Disorder Schedule. MAP-DB, Multidimensional Assessment Profile of Disruptive Behavior. NICHD, National Institute of Child Health and Human Development. PAPA, Preschool Age Psychiatric Assessment. SDQ, Strengths and Difficulties Questionnaire.

bPsychometric validity includes internal reliability, test-retest reliability, and contribution of unique model variance dissociable from general disruptive behavior.

TABLE 2. Overview of Studies Demonstrating Clinical Validity of Early Childhood Callous Behaviorsa

Enlarge table
  1. Callous behavior can be assessed in a reliable and developmentally meaningful manner in very young children. Evidence of developmental validity includes data suggesting distribution across a dimensional spectrum and associations with developmental impairments in guilt, moral regulation, and empathy (75, 177).

  2. Early callous behaviors have incremental clinical utility for prediction, above and beyond more common forms of disruptive behavior. Early callous behaviors are associated with increased risk of childhood disruptive behavior and later conduct disorder. For example, toddlers’ observed disregard for others explains unique variance in adolescent conduct disorder symptoms (15). Conversely, observed indicators of emergent conscience predict reduced risk of conduct problems (157).

  3. Early callous behavior manifests coherent developmental patterns. As the study of callous behavior in early childhood is relatively recent, few studies have examined its developmental patterning. There is evidence of moderate stability (range, 0.41–0.83) (75, 190). Despite the more severe and pathognomonic nature of callous traits relative to irritability, their developmental patterns of stability and change are very similar in the MAPS sample (longitudinal instability in about one-third of the preschoolers). This is not surprising given that the developmental processes that undergird these behaviors are rapidly developing across early childhood. This variability in combination with the buffering effects of early parental sensitivity speak to the importance of considering callous behaviors as malleable in early childhood (84, 151, 179).

  4. Early callous behaviors predict more severe, and more treatment-resistant, forms of disruptive behavior. Early callous behaviors predict high and rising aggression and externalizing problems through adolescence (170, 177). Meta-analysis also indicates a large effect size of early callous behaviors on the severity of preschool-age conduct problems (r=0.39, p<0.001) (191).

Intersection of Neurodevelopmental Predispositions and Environment in Shaping Disruptive Behavior Pathways

Our discussion so far has highlighted the substantial nomologic science base indicating that the behavioral and pathophysiologic atypicalities of irritable and callous syndromes are identifiable in early life. The likelihood that such early clinical and/or prodromal patterns will persist or escalate is probabilistic. That is, these early phenotypic patterns shape, and are shaped by, environmental inputs and outputs (151, 192, 193). For example, young children with aberrant eye gaze elicit less positive maternal feelings, and irritable children evoke more negative parenting behavior, with evidence of evocative gene-environment correlations in adopted-out children (168, 192, 194). Such studies indicate the salience of bidirectional influences in the neurodevelopmental unfolding and persistence of clinical pathways. Longitudinal examination of the amplifying and buffering effects of these bidirectional processes in predicting lifespan clinical trajectories is a critical next step for identifying modifiable, modulating influences for early neurodevelopmental atypicalities.

Conclusions and Future Directions

As the Journal celebrates its 175th anniversary, the field is poised for a transformational shift that embraces the neurodevelopmental nature of early childhood disruptive behavior based on integration of a robust and burgeoning evidence base at the intersection of developmental, clinical, and neuroscience fields. By the Journal’s 200th anniversary, we envision early childhood disruptive behavior being fully incorporated within nosologic systems, such as the DSM, as a neurodevelopmental condition. This will serve as the foundation for brain-based prevention efforts designed to prevent exacerbation during this period of heightened neuroplasticity and to prevent the lifespan burden of chronic mental disorder at the point of origin. We anticipate that over these next few decades increased sharpening of irritable and callous and related disruptive behavior neurodevelopmental phenotypes may heighten clinical distinction, perhaps resulting in demarcation of all or some of these as distinct early-onset syndromes. In particular, we anticipate that irritability will emerge as a cross-cutting neurodevelopmental phenotype with targeted preventions that improve outcomes for young children with a host of early-onset conditions including autism, ADHD, anxiety, and depression (26, 27, 58). Evidence that callous features can be meaningfully distinguished as early as the first years of life also points to the potential of targeted prevention for reducing life-course impact of severe antisocial behavior. More precise developmental specification linking behavior to pathophysiology supports such neuroscience-oriented preventive approaches (10, 168, 195).

These conclusions arise from a nomological net of evidence delineating coherent “neuro” and “developmental” perturbations underlying irritable and callous phenotypes. Clear gaps remain in this evidence base, including insufficient neuroimaging research to clarify similarities and differences among early- and later-onset childhood disruptive behavior patterns, an intriguing compilation of neurodevelopmental findings (some of which still require replication), and the need for more systematic charting of normal variations in neurodevelopmental processes from the first years of life through adolescence. Despite these gaps, it is clear that these irritable and callous phenotypes reflect fundamental disruptions in neurodevelopment manifesting in the first years of life in ways distinct from the normative misbehavior of early childhood. Importantly, each phenotype signals distinct developmental perturbations in its own right, with associated patterns of pathophysiology replicating patterns in older youth. While further investigation can systematically strengthen the evidence base, the available data clearly and strongly point to these early disruptive behavior phenotypes as clinically meaningful and distinct neurodevelopmental entities.

While we here focus on early disruptive behavior, we also foresee that the developmental specification paradigm has broad applicability to advancing a neurodevelopmental understanding of mental disorder, with transformative implications for how we think about, identify, and treat psychiatric phenomenology across the lifespan (3). Investigation at the intersection of neuroscience, clinical science, and developmental science forms the basis for a broad and systematic clinical research approach for both core types of neurodevelopmental conditions (i.e., those with neurodevelopmental predisposing factors and those with onset in early childhood). This will enable a truly neurodevelopmental nosology to be fully realized.

In conclusion, developmental, clinical, and cognitive sciences research on early childhood irritability and callous behavior converges to underscore the neurodevelopmental nature of early childhood disruptive behavior and points to the imperative to relinquish entrenched notions belied by recent research. Developmentally specified, clinically informative toolkits set the stage for translation of neurodevelopmental discovery to clinical application for disruptive behavior and to mental disorders more broadly. Our review supports the strong imperative to “do better” at the earliest phases of this neurodevelopmental clinical sequence.

From the Department of Medical Social Sciences, Institute for Innovations in Developmental Sciences, and the Institute for Policy Research, Northwestern University, Chicago; the Department of Psychiatry, University of Pittsburgh, Pittsburgh; the Center for Neurobehavioral Research, Boys Town National Research Hospital, Boys Town, Nebr.; the Department of Psychiatry, University of Connecticut, Farmington, Conn.; and the National Institute of Mental Health, Bethesda, Md.
Address correspondence to Dr. Wakschlag ().

Supported in part by NIMH grants 2U01MH082830 (Drs. Wakschlag and Briggs-Gowan), R01MH107652 (Drs. Wakschlag, Briggs-Gowan, and Perlman), R01 MH107540 (Drs. Perlman and Wakschlag), and K01MH094467 (Dr. Perlman).

The authors report having no financial relationships with commercial interests.

The authors thank Katie Martini for work on historical review of disruptive behavior papers within the Journal; Bennett Leventhal for teaching us well that the boundaries of nosologic systems must always remain elastic to scientific progress; David Cella, whose championing of the imperative of forward-thinking clinical science inspired this review; and their many collaborators (particularly Amelie Petitclerc, Ryne Estabrook, Elizabeth Norton, and Megan Roberts) for their ongoing contributions to this work.

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