Abstract
Conduct problems in childhood and adolescence are significant precursors of crime and violence in young adulthood. The purpose of the current study is to test the interaction between prenatal maternal smoking and COMT Val158Met in conduct problems and crime in the 1993 Pelotas Birth Cohort Study. Conduct problems were assessed through the parent version of the Strengths and Difficulties Questionnaire at ages 11 and 15 years. A translated version of a confidential self-report questionnaire was used to collect criminal data at 18 years of age. Negative binomial regression analyses showed an association between prenatal maternal smoking and SDQ conduct problem scores (IRR = 1.24; 95% CI: 1.14–1.34; p < 0.001) at 11 years of age. However, no evidence was found for an association between COMT genotypes and conduct scores or for an interaction between maternal smoking and this gene in predicting conduct problems. Very similar results were obtained using the 15 years conduct scores and crime measure at age 18. Prenatal maternal smoking was associated with crime (IRR = 1.28; 95% CI: 1.09–1.48; p = 0.002) but neither COMT genotypes nor the possible interaction between gene and maternal smoking were significantly associated with crime. Replications of GxE findings across different social contexts are critical for testing the robustness of findings.
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Introduction
Conduct problems refer to antisocial behaviors typical of disruptive behaviors disorders (DBD) which are conditions involving difficulties in self-control. DBD symptoms are related to behaviors that violate the rights of others and/or that bring the person into conflict with societal norms or authority figures1. Notably, the presence of conduct problems in childhood and adolescence are significant predictors of crime and violence in young adulthood2,3.
Gene x environment interaction (GxE) research in psychiatry has been identified as having great potential to uncover the etiology of mental disorders4. Pioneering studies in this area, especially using candidate GxE approaches, have had a large impact on recent psychiatric literature5,6,7. However, positive GxE findings have a low rate of replicability, causing considerable doubt and debates regarding their validity4,8,9.
One of the potential candidates for GxE studies in conduct problems is the catechol-O-methyltransferase (COMT) gene which encodes a key modulator of dopamine and norepinephrine pathways. The COMT enzyme breaks down catecholamines, moderating extracellular levels of these neurotransmitters mainly in the prefrontal cortex (PFC)10,11. The Val158Met polymorphism is a common functional single nucleotide polymorphism (SNP). The Val variant determines higher COMT activity in the PFC compared to the Met variant12,13. COMT seems to play a role in cerebral areas which modulate self-regulation and expression of negative emotions, affecting antisocial behavior and criminal involvement14. These neuropsychological problems could interact cumulatively with negative environments across development, resulting in persistent antisocial behavior through the life-course2. Presumably because of the relevance of COMT activity for PFC functionality, the Val158Met SNP has been associated with poorer executive functions, childhood disruptive disorders, antisocial behavior, aggression and attention-deficit hyperactivity disorder (ADHD)15,16,17,18,19,20,21. In a recent review, the COMT gene was highlighted as one of the four most studied genes related to dopamine and serotonin pathways in association with aggression-related phenotypes21. Recent GxE studies have shown that COMT genotypes may modify the sensivity to environments that confer either risk or protection for aggressive behavior22,23,24.
Three studies have examined the effect of the interaction between prenatal risk factors and COMT Val158Met polymorphism in antisocial behaviors7,8,25. Based on results linking both PFC and prenatal adversity with childhood-onset antisocial behavior, Thapar et al.7 uncovered a significant interaction between COMT genotype and lower birth weight in relation to conduct symptoms in a sample of children with ADHD; however this result was not replicated by Sengupta et al.8. Brennan et al.25 found that individuals with Val/Val genotype whose mothers smoked during pregnancy had an increased risk for aggressive behavior outcomes in adolescence and young adulthood. Nevertheless, as emphasized by the authors, replication studies are necessary.
The prenatal exposure to cigarette smoke is a potential risk factor for several adverse outcomes in delivery and across the life cycle of the offspring, including low birth weight, conduct problems, psychopathy and criminality26,27,28,29. Sibling-comparison studies showed that associations between prenatal maternal smoking and delivery outcomes persisted when discordant siblings were compared, consistent with causal interpretations27. On the other hand, associations of conduct problems and crime with maternal smoking during pregnancy were also explained by genetic factors26,27,30,31,32,33,34,35.
The GxE studies which have analyzed the COMT gene and antisocial behaviors, as well as the vast majority of other GxE investigations, have been performed in high-income countries. Considering the higher levels of antisocial behaviors such as violence in low- and middle-income countries (LMIC), such as Brazil, research performed in cohorts from LMIC provides an important opportunity to test the robustness of risk factors associated with mental health in other settings3,36,37. As such, the aim of the present study was to test the interaction between maternal smoking during pregnancy and the COMT Val158Met polymorphism in relation to conduct problems and criminal behavior.
Results
A total of 4,101 adolescents provided saliva DNA samples at the age 15 visit. 4,095 individuals were successfully genotyped for the Val158Met polymorphism. The allele frequencies observed were 0.57 and 0.43 for the Val and Met alleles, respectively. The genotype distributions were consistent with Hardy–Weinberg equilibrium (χ2 = 3.098; df = 1; p = 0.08); 33.6% of individuals were Val/Val homozygous, 47.6% were heterozygous and 18.9% were Met/Met homozygous. Almost half of the sample were boys (48.9%) and around two thirds (63.7%) self-identified as having white skin color. The education of most mothers was between five and eight years of school attendance (43.6%) and the mean family monthly income was 4.2 minimum wages. About 5% of mothers reported having used alcohol and 33% reported smoking during pregnancy. For 30.8% of the cases, the mother was screened positive for psychopathology when children were aged 11 years. SDQ conduct scores decreased from 2.49 at age 11 to 2.29 at age 15. About 17% of individuals self-reported committing a crime in the previous 12 months at age 18/19. Detailed demographic and clinical characteristics of the sample according to genotype groups are presented in Table 1.
Negative binomial regression analyses showed main effect of maternal smoking during pregnancy in SDQ conduct scores at age 11 (IRR = 1.24; 95% CI: 1.14–1.34; p < 0.001) (Table 2). However, no evidence was found for an association between COMT genotypes and SDQ conduct scores (p = 0.932) (Table 2). Also, the interaction analysis did not show a significant interaction effect of maternal smoking and COMT gene in SDQ conduct scores at age 11 (p = 0.737; Supplementary Table S1). Very similar results were obtained in analyses of the age 15 SDQ conduct scores (Table 2 and Supplementary Table S1).
There was evidence of association between prenatal maternal smoking and crime (number of types of offences) at 18 years of age (IRR = 1.28; 95% CI: 1.09–1.48; p = 0.002) (Table 2). Nevertheless, COMT genotypes were not associated with crime (p = 0.282) (Table 2), and there was not a significant interaction between this gene and maternal smoking during pregnancy in predicting crime at age 18 (p = 0.196; Supplementary Table S1). Very similar results were found in logistic regression analysis using a dichotomous crime outcome (maternal smoking during pregnancy: OR = 1.26, 95% CI: 1.02–1.55, P = 0.032; COMT genotypes and the interaction term: p > 0.168 for both).
Discussion
GxE research in psychiatric epidemiology needs to answer whether and how genetic risks are environmentally dependent38,39. Genetic variants that are already established as risk factors for mental disorders are investigated under varying environmental situations or vice versa. In this context, the study of an interaction effect between the COMT gene and environmental factors on antisocial and aggressive symptoms might be relevant, since this gene has been associated with disruptive disorders and antisocial behaviors13,15,17. Maternal smoking during pregnancy is considered an important risk factor for a range of adverse health outcomes in offspring, including conduct problems and criminal behavior26,30,31,33,35,40,41. Therefore, this study evaluated the possible interaction effect between the COMT Val158Met polymorphism and prenatal maternal smoking in conduct problems and crime. A large population-based birth cohort in a middle-income setting was used to attempt replication. Maternal tobacco use during gestation was associated with higher levels of conduct problems at ages 11 and 15 and crimes committed in late adolescence in the current study. However, neither COMT Val158Met polymorphism effect nor interactions between this polymorphism and prenatal maternal smoking were observed.
Skepticism and concerns about the quality of GxE literature are growing due to low replicability4,39. The expansion of candidate GxE studies has given way to a literature inundated by novel findings with small effect sizes and its disappointing replications39. Many variables, definitions, and analyses have been generated by the large number of testable GxE hypotheses, increasing the risk that only significant results are published. For that reason, a strong publication bias in direction of novel positive GxE findings turns candidate findings more robust than they really are. Moreover, replication of candidate GxE studies seem also to be biased toward positive results because positive replication investigations have smaller sample sizes on average than negative ones4. However, our results corroborate previous findings that suggest a significant effect of maternal smoking during pregnancy in offspring externalizing behaviors even though genetic effects could also influence these behaviors27. It is important to highlight that further research on this topic is essential for world public health40,41.
The heterogeneity of results in GxE research may be explained by methodological differences, for instance, in terms of sample composition, design, and outcome measures9. As such, there are many statistical considerations and issues about both how suitable genetic and environmental choices should be done and these choices affect replicability39. Failure to correctly control for potential confounders can also be problematic in candidate GxE studies39. Furthermore, these studies require appropriate understanding of genetic mechanisms and suitable measurement of the target environment, as well as an integration of these two variables with respect to a specific outcome of interest39.
This work should be interpreted in the context of its limitations. First, regarding the validity of self-report data, it is questionable what proportion of pregnant women reports their true smoking status, and whether there is risk of significant underestimation. However, results from the Pelotas cohort in Brazil and the Avon Longitudinal Study of Parents and Children in Britain showed that maternal prenatal smoking in the Brazilian city was reported twice as frequently as in the British Cohort42. Additionally, in the Pelotas 1993 Birth Cohort Study, intrauterine exposure to tobacco was previously associated with low birth weight and other outcomes in infancy for which smoking is a well-known risk factor42,43. Second, the cumulative polygenic effect of other dopaminergic genes was not considered44. COMT variants could affect antisocial behavior in concert with other genes which act in dopaminergic and serotonergic pathways. Lastly, although retention rates of follow-ups are substantial, another limitation of the present study is the potential bias because of refusals and losses.
Finally, 90% of all individuals under the age of 18 years live in LMIC and many known environmental risk factors for mental disorders tend to be present more frequently in this context. Therefore, the attempt to replicate studies of GxE in LMIC provides a different context for testing the robustness of models of the etiology of mental health problems. Maternal tobacco use during gestation was associated with higher levels of conduct problems at ages 11 and 15 and crimes committed in late adolescence in the present study. However, any significant effect of COMT gene or of its interaction with prenatal maternal smoking in conduct problems and criminal offenses were not observed.
Methods
Ethics Statement
This project was approved by the Institutional Review Board of the School of Medicine, Federal University of Pelotas. All procedures were performed in accordance with the Declaration of Helsinki for medical research involving human subjects. Parents or legal guardians signed an informed consent form authorizing their own participation and that of the children in the study.
Subjects
The present study analyzed data from the Pelotas 1993 Birth Cohort Study. A detailed description of characteristics and study design of this sample may be found elsewhere45,46. Briefly, all children born in 1993 in the city of Pelotas, Brazil, were included in the study (N = 5,265), except 16 mothers who could not be interviewed or refused to participate. Follow-up visits were made at multiple time points. The current study used data collected at the perinatal assessment and follow-ups at ages 11, 15, and 18/19 years, which had retention rates of 87.5%, 85.7% and 81.3%, respectively47.
Phenotypic assessment
At perinatal assessment, mothers were interviewed about a variety of topics, including smoking during pregnancy. The mothers were classified as smokers if they reported having smoked in any trimester of gestation. Data about skin color and child gender, maternal education (number of years attending school grouped in three strata), alcohol use during pregnancy (yes/no), birth weight of newborn and monthly family income (measured in number of minimum wages, a standard unit in Brazil valued around USD 60 in 1993) were collected in the same perinatal assessment45,46.
At the age 11 visit (in 2004), the validated Brazilian Portuguese version of the Strengths and Difficulties Questionnaire (SDQ) was used to collect child mental health data48,49. The SDQ conduct subscale (ranging from 0 to 10), answered by the primary caregiver, was used as the outcome measure in the present study. Maternal mental health data were obtained using the Brazilian Portuguese validated version of the Self-Report Questionnaire (SRQ)50. At age 15 visit (in 2008), the same strategy was performed to obtain information on conduct problems of participants.
During the age 18/19 assessment (2011/2012), 3,618 adolescents completed a Brazilian Portuguese version of a confidential self-report questionnaire about criminal behavior, originally developed in the Edinburgh Study of Youth Transitions and Crime51. This questionnaire included thirteen questions referring to crimes committed by the adolescents in the previous 12 months. A detailed description of these questions and how they were translated for use in the local context can be found elsewhere3. We used a count variable as an outcome in the current analyses: the number of types of crimes committed by the youth in the previous 12 months (ranging from X to Y). We also used a categorical variable to complement this analysis, coded positive if the participant reported at least one criminal behavior in the last year.
DNA collection and genotyping
DNA samples were collected from saliva using the Oragene OG-250 DNA Self-Collection kit (DNA Genotek Inc., Kanata, Ontario, CA) at 15 age visit and were included in the present study (N = 4,101). The COMT Val158Met polymorphism was genotyped by TaqMan® allelic discrimination system, following the manufacturer’s recommended protocol (Applied Biosystems Inc., Foster City, CA, USA).
Statistical analyses
Negative binomial regression analyses were used to examine whether Val158Met genotypes interact with prenatal maternal smoking in relation to SDQ conduct measures (at ages 11 and 15) and to criminal behavior, using the number of different types of crimes committed at 18/19 as the outcome variable. Logistic regression, using a categorical variable of any crime committed in the previous 12 months as an outcome, was also used to complement this analysis. Pre-defined potential confounders were analyzed: gender, skin color, family income, maternal prenatal use of alcohol, maternal education and maternal mental health. To test the possible confounders, χ2 test was used for categorical variables and Mann-Whitney U-test for continuous variables. Covariates were included in the models if they were associated with the study factor and outcome at p ≤ 0.10.
Additional Information
How to cite this article: Salatino-Oliveira, A. et al. COMT and prenatal maternal smoking in associations with conduct problems and crime: the Pelotas 1993 birth cohort study. Sci. Rep. 6, 29900; doi: 10.1038/srep29900 (2016).
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Acknowledgements
This article is based on data from the study “Pelotas Birth Cohort, 1993” conducted by Postgraduate Program in Epidemiology at Federal University of Pelotas. The 1993 birth cohort study is currently supported by the Wellcome Trust through the program entitled Major Awards for Latin America on Health Consequences of Population Change. The European Union, National Support Program for Centers of Excellence (PRONEX), the Brazilian National Research Council (CNPq), and the Brazilian Ministry of Health supported previous phases of the study. The authors thank Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq, Brazil), Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES, Brazil), and Fundo de Incentivo à Pesquisa e Eventos - Hospital de Clínicas de Porto Alegre (FIPE/HCPA, Brazil) for financial support. Thanks are due to the patients that participated in the study and the clinical staff of ADHD Program/HCPA.
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The authors A.S.-O., J.M., L.A.R. and M.H.H. participated of the conception and design of the study. A.S.-O., J.M., C.K., J.P.G., G.P., L.A., F.W., F.C.D.B. and A.M.B.M. acquired the data. Analyzes and interpretation of data were performed by A.S.-O., J.M., L.A.R. and M.H.H. A.S.-O., J.M., L.A.R. and M.H.H. wrote the article. All authors reviewed the manuscript.
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Dr. Kieling receives research support from Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq), Coordenação de Aperfeiçoamento de Pessoal de Nível Superior (CAPES), and Fundação de Amparo à Pesquisa do Estado do Rio Grande do Sul (FAPERGS). He also receives authorship royalties from publishers Artmed and Manole. Dr. Guilherme Polanczyk receives research support from CNPq, São Paulo Research Foundation (FAPESP), and University of São Paulo (USP). He has served as a consultant to Shire. He has served on the speakers’ bureau of Shire. He has received royalties from Editora Manole. Dr. Luis Augusto Rohde has been a member of the speakers’ bureau/advisory board and/or acted as a consultant for Eli-Lilly, Janssen-Cilag, Novartis and Shire in the last three years. He receives authorship royalties from Oxford Press and ArtMed. He has also received travel awards from Shire for his participation of the 2014 APA and 2015 WFADHD meetings. The ADHD and Juvenile Bipolar Disorder Outpatient Programs chaired by him received unrestricted educational and research support from the following pharmaceutical companies in the last three years: Eli-Lilly, Janssen-Cilag, Novartis, and Shire. He also receives research support from Brazilian government institutions (CNPq, FAPERGS, HCPA and CAPES). Dr Mara H. Hutz receives support from CNPq, FINEP and CAPES. The authors have no other relevant affiliations or financial involvement with any organization or entity with a financial interest in or financial conflict with the subject matter or materials discussed in the manuscript apart from those disclosed.
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Salatino-Oliveira, A., Murray, J., Kieling, C. et al. COMT and prenatal maternal smoking in associations with conduct problems and crime: the Pelotas 1993 birth cohort study. Sci Rep 6, 29900 (2016). https://doi.org/10.1038/srep29900
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