Endophenotypes in schizophrenia: A selective review
Introduction
Schizophrenia is an inherited, likely complex genetic disorder that “runs in families” and the single best predictor for developing the illness is having an affected first-degree relative (Waddington et al., 2007). However, most affected individuals lack a family history, leaving open the question of how risk is acquired in such cases. Therefore, it is important, while studying prevalence rates for endophenotypes in patients and first-degree relatives, to also be aware of prevalence rates within the general population.
Because the pathophysiology of schizophrenia remains unknown, there are presently no laboratory tests or biological markers (biomarkers) related to the central etiopathology of the illness. Biomarkers are objectively measured characteristics that are “indicators of normal biologic processes, pathogenic processes, or pharmacologic responses to a therapeutic intervention (Atkinson, 2001).” They are disease-specific indicators of the presence or severity of the biological process directly linked to the clinical manifestations and outcome of a particular disorder (Ritsner, 2009). For example, hemoglobin A1c (HbA1c or glycosylated hemoglobin) is a minor component of hemoglobin which binds glucose and whose levels are proportional to average recent blood glucose concentrations. HbA1c is thus a useful indicator of adequacy of blood glucose control in patients with type II diabetes, as well as being related to the pathophysiology of this disorder of carbohydrate metabolism and in detecting an important disease feature, i.e. pathologically elevated blood glucose.
In contrast, Endophenotypes, or “intermediate phenotypes,” are best considered as quantifiable biological variations or deficits that are types of stable trait markers or indicators of presumed inherited vulnerability or liability to a disease (Ritsner, 2009). Because the pathophysiology of schizophrenia remains obscure, and thus biomarkers are lacking, genetic research into the disorder has generally focused on the clinical phenomenology of this complex and likely multi-determined, multi-path, inherited disorder as the relevant phenotype. Endophenotypes are associated with the illness, state-independent, co-segregate within families and are found in some unaffected relatives of individuals with the disorder (because they represent vulnerability for the disorder, not the disorder itself), although at a higher prevalence than in the general population (Gottesman & Gould, 2005). They are not visible to the naked eye and are assessed by experimental, laboratory-based methods rather than by clinical observation. Because schizophrenia is likely to fall into the category of common, multi-genetic disorders (analogous to hypertension or type II diabetes; Pearlson et al., 2008a, Pearlson and Folley, 2008b) endophenotype strategies are increasingly employed by researchers, based on the presumption that endophenotypes have more straightforward inheritance patterns and are coded for by smaller numbers of genes than are complex, heterogeneous phenomenological entities such as Diagnostic and Statistical Manual-IV-TR (DSM-IV-TR; American Psychiatric Association, 2000) diagnostic categories. Seen in this light, the endophenotype is “intermediate” between a clinical entity and the associated disease vulnerability genes. The hope is that by employing endophenotypes, the search for the etiopathology, including genetic determinants, of schizophrenia is made more straightforward (Chan and Gottesman, 2008, Pearlson et al., 2008a, Pearlson and Folley, 2008b).
Although new mutations, deletions, or copy number variants may account for some cases (Walsh et al., 2008), other affected individuals are believed to acquire their liability for the disorder through inheritance of several common single nucleotide polymorphism (SNP) based variants, likely acting multiplicatively (Gangestad and Yeo, 2006). At a genetic level, collections of smaller numbers of SNPs may manifest as endophenotypic abnormalities (Campbell et al., 2006).
Population geneticists often assume the Hardy–Weinberg equilibrium (Hardy, 1908) when predicting genetic outcomes in subsequent populations, stating that genes and their phenotypes remain constant barring changes. However, changes including mutations (particularly caused by duplications), selection, migration, and other consequences of population and individual mating choices can cause disorders to be introduced and propagated by these forces, disrupting the Hardy–Weinberg equilibrium. Complex inherited disorders are examples of such disequilibrium including schizophrenia (Sullivan et al., 2003), bipolar disorder (Smoller and Finn, 2003), multiple sclerosis (Oksenberg and Barcellos, 2005), and type II diabetes (Permutt et al., 2005), which affect multiple loci and have been related to population drift. Thus, through multiplicative and additive models, these relatively prevalent disorders can persist in the population. This complicates the known inheritance of these disorders, but it also makes it possible to observe these multiple loci pooling in certain individuals, which are likely to be more affected by the clinical phenotypes.
It is thus likely not uncommon for healthy individuals in the general population to possess one or a few schizophrenia-associated endophenotypes, although actual prevalence rates are poorly documented. Theoretically, these endophenotypes could be neutral or even beneficial singly, if not combined with other intermediate phenotypes (Keller and Miller, 2006, Pearlson et al., 2008a,b). Like the hypothesized “thrifty genes” associated with type II diabetes, they may confer selective advantage under particular circumstances (Neel, 1962). These multiple genetic loci (polygenes) of small relative effect are likely additive or epistatic (interactive) with regard to cumulative schizophrenia risk; only in combination are they deleterious and likely then often in conjunction with environmental events.
There is a wealth of data in the literature on disease-related endophenotypes in schizophrenia patients (SCZ) and their first-degree relatives (REL), yet very few reviews of prevalence rates within all three categories [SCZ, REL, and healthy controls (HC)], despite the theoretical importance of such information. Heinrichs (2001) provides a thorough review of endophenotypes, but concentrates mainly on SCZ and REL, with little data on HC. Recent articles, such as the “Just the Facts” series in this journal (Tandon et al., 2008a, Tandon et al., 2008b, Keshavan et al., 2008), have brought to light the importance of evaluating endophenotypes for schizophrenia in order to assess research progress in this area thus far. As a prelude to further study of the co-occurrence of multiple schizophrenia biomarkers in a large, representative community sample, including all three categories, we surveyed the existing literature on the most widely published endophenotypes (Heinrichs, 2001) in order to continue our examination of the prevalence of endophenotypic abnormalities in the general population (Pearlson et al., 2008a, Pearlson and Folley, 2008b). Articles that compared SCZ to HC or REL to HC (or both) within six different groups of endophenotypes (structural and functional brain abnormalities, sensory processing measures, neuromotor abnormalities, neuropsychological measures, physiologic abnormalities and minor physical anomalies) were included in this review. A conservative definition of abnormality was utilized in this review based on a model of statistical infrequency. As such, depending on available data, percent of abnormal findings, generally defined as greater than two standard deviations (SD) from the mean (in the direction of abnormality) and/or effect sizes (Cohen's d; Cohen, 1988) were extracted from each article. Under our summaries of each endophenotype, the total number of articles reviewed is reported; however, not all articles reviewed reported data on SCZ, REL, and HC samples. The number of articles reported within tables for each endophenotype reflect the number of articles that report unique data contributing to the calculations of each summary statistic, which may be different that the overall total within each endophenotype.
The purpose of this review was to assess the frequency of these established endophenotypes in all three categories, in order to provide a source of reference, as well as a beginning point for discussion on prevalence rates within SCZ, REL, and HC.
Section snippets
Ventricular volume
A Medline search was completed with the search terms of “schizophrenia” combined with “ventricular volume or lateral ventricles.” Studies that assessed volumetric measurements in cubic centimeters or milliliters of the right and left lateral ventricles in SCZ, REL, and HC were included. Effect sizes were calculated based on measurements of absolute volume rather than ventricle-brain ratios since they provided greater discrimination between groups. A total of 13 articles met our criteria and
Prepulse inhibition
All studies that assessed sensory gating deficits measured by prepulse inhibition in SCZ, REL, and HC were included. A Medline search with the terms “schizophrenia” combined with “prepulse inhibition” was completed. Due to multiple variations in paradigm conditions, we specified two from which effect sizes were calculated: interstimulus interval and sound intensity. We chose an interstimulus interval of 60–120 ms between the prepulse and pulse stimuli and sound intensities ranging from
Smooth pursuit eye movement
For abnormal smooth pursuit eye movements, a Medline search was completed using the terms “schizophrenia” combined with “smooth pursuit eye movement”. Typically referred to as eye tracking dysfunction (ETD), prevalence rates were determined primarily from qualitative observations. However, some studies reported prevalence rates based on quantitative measures, including the natural log of signal-to-noise ratio (ln S/N), or the root mean square error (RMSE). In addition, we calculated effect
Wisconsin card sorting task
A Medline search with the terms “Wisconsin Card Sorting Task” combined with “schizophrenia” was conducted. Articles reporting number of categories achieved and perseverative errors in SCZ, REL, and HC were included. Effect sizes were calculated and reported on a total of 41 articles (38 categories achieved: Altshuler et al., 2004, Battaglia et al., 1994, Braff et al., 1991, Cadenhead et al., 1999, Condray et al., 1999, Dieci et al., 1997, Drakeford et al., 2006, Egan et al., 2001a, Franke et
Niacin flushing
A small amount of research has addressed the prevalence of presumed prostaglandin deficiency in schizophrenia with deficient niacin flushing as a potential test for disease liability. For this biomarker, we included all relevant studies on oral or topical niacin administration that compared SCZ, REL, and HC. A Medline search with the term “schizophrenia” combined with “niacin or flush” was completed. After excluding articles that did not present percent abnormal scores (absolute measures of the
Dysmorphology
A well-documented correlate for schizophrenia, minor physical anomalies (MPA) are theorized to represent evidence of a genetic variant and/or prenatal insult, resulting in abnormal physical development, that may serve as a marker for schizophrenia, and that may additionally be a proxy for disturbed neurodevelopment. For dysmorphology, a Medline search with the search terms “schizophrenia” combined with “MPA or physical anomalies or dysmorphology” was completed. Two measures were subsequently
Summary
Summary statistics (mean and standard deviations) across all endophenotypes reviewed are presented in Table 7. Median effect size and 95% CI for each endophenotype are presented in Fig. 1. Also, see Fig. 2 for summary of percent abnormals for each category (with the exception of “structural and functional MRI” due to not having percent abnormals available for this category).
Discussion
To examine the prevalence of known endophenotypes for schizophrenia in SCZ, REL, and HC, we reviewed the literature to assess the percent of participants in each category with endophenotypic abnormalities. The intention of this review was to provide a summary of prevalence data for endophenotypes, as well as to begin a discussion on these prevalence rates, especially those of the general population who present with endophenotypes at a rate higher than would be expected based on a statistically
Role of funding source
Funding for this study was provided by the following NIMH grants to GDP: R01 MH077945, R37 MH43775 (MERIT Award) and MH074797.
Contributors
Author Pearlson designed the study. Authors Allen and Griss managed the literature search and analysis of the literature, as well as the statistical analysis. Author Allen wrote the first draft of the manuscript. All authors contributed to and have approved the final manuscript.
Conflict of interest
None of the authors have a conflict of interest to report.
Acknowledgements
The authors do not wish to make any acknowledgements.
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