Elsevier

Neuroscience & Biobehavioral Reviews

Volume 92, September 2018, Pages 128-139
Neuroscience & Biobehavioral Reviews

Mechanisms of cortisol – Substance use development associations: Hypothesis generation through gene enrichment analysis

https://doi.org/10.1016/j.neubiorev.2018.05.020Get rights and content

Highlights

  • Cortisol is associated with substance use (SU) phenotypes across the SU progression.

  • Associations are observed at multiple levels, from intra-cellular to psychological.

  • Associations of cortisol and SU across the SU progression are often bi-directional.

  • There is potential for some genetic confounding in cortisol-SU associations.

  • Genetically informed designs are critically needed to test cortisol-SU associations.

Abstract

There are many theories about the mechanisms of associations between hypothalamic-pituitary-adrenal (HPA) function (indexed by cortisol) and substance use. However, the potential for genes that contribute to both HPA function and substance use to confound the association (e.g., genetic confounding) has largely been ignored. We explore the potential role of genetics in cortisol-substance use associations, build a conceptual framework placing theories and mechanisms for how cortisol and substance use are related into a developmental progression, and develop new hypotheses based on our findings. We conclude that the relationship between cortisol function and substance use is complex, occurs at multiple levels of analysis, and is bidirectional at multiple phases of the substance use progression. Additionally, there is potential for genetic confounding in cortisol-substance use associations, and thus a need for genetically informed designs to investigate how and why cortisol function is associated with substance use phenotypes from initiation through disorder. Gene-environment interplay and developmental context are likely to impact the effectiveness of prevention and intervention efforts to reduce substance use problems.

Introduction

Substance use costs the American public more than $740 billion/year (National Institute on Drug Abuse [NIDA], 2017). Addiction has its origins in adolescence: 90% of those addicted began using during adolescence, and over $80 billion/year is spent on underage drinking and juvenile justice costs related to adolescent substance use (The National Center on Addiction and Substance Abuse [CASA], 2011). Understanding biological mechanisms underlying the progression of substance use from initiation through disorder is of key importance for prevention and intervention efforts, as substance use disorders are biologically-based (e.g., Conrod and Nikolaou, 2016; Grunberg, 1994; Kreek et al., 2005). One important biological mechanism often studied in relation to substance use is cortisol reactivity to environmental cues. The steroid hormone cortisol has been a major focus of research in biological and psychological sciences because of its important regulatory role in maintaining homeostasis in the face of stressors (Del Giudice et al., 2011; Doom and Gunnar, 2013; Gunnar and Quevedo, 2007). Cortisol reactivity to environmental stressors has been linked with emotional and behavioral problems across the lifespan that are risk factors for developing substance use problems (Alink et al., 2008; Dickerson and Kemeny, 2004; Doom and Gunnar, 2013; Marceau et al., 2015). Generally, decreased stress reactivity has also been directly linked to substance use and related phenotypes at many stages of the progression to substance use disorder (see, e.g., Lovallo, 2006; Sinha, 2011; Stephens and Wand, 2012 for review), with several theoretical explanations for these associations (detailed below). The purpose of this review is to integrate theory and hypotheses about the mechanisms of association between cortisol reactivity to environmental cues and substance use, leveraging known information about the genes associated with each phenotype to clarify potential mechanisms of association.

Section snippets

Cortisol function

We begin with a brief overview of the physiology and molecular mechanisms of cortisol, focusing on responsivity to stress, as this aspect of cortisol function (as opposed to the diurnal rhythm or awakening response) is among the more frequently examined and theorized aspects of cortisol function in relation to substance use (Koob and Kreek, 2007; Stephens and Wand, 2012). Cortisol is a steroid hormone end-product of the hypothalamic-pituitary-adrenal (HPA) axis, which is a major component of

Overview of conceptual model

Substance use disorder is defined as the recurrent use of alcohol and/or drugs (e.g., tobacco, cannabis, stimulants, hallucinogens, opioids) that cause clinically and functionally significant impairment (e.g., impaired control, social impairment, risky use), and is classified as mild, moderate, or severe based on the number of diagnostic criteria endorsed by an individual (American Psychiatric Association, 2013). For illustrative purposes, we depict a general progression to substance use

Potential for genetic confounding

Substance use phenotypes across the developmental course are heritable (Agrawal and Lynskey, 2008; Crabbe and Phillips, 1998; Hicks et al., 2004; Kendler et al., 2014). Heritability differs somewhat for each stage of progression, with some shared, but also some unique genetic influences across milestones (Heath et al., 2002; Kendler et al., 1999; Rhee et al., 2003). Genome-wide association studies (GWAS; e.g., Kalsi et al., 2016; Sherva et al., 2016; Wetherill et al., 2015) and candidate gene

Enrichment of cortisol-related genes for substance use

Because of the literature on associations of cortisol reactivity with substance use, the role for genetics in both hormone function and substance use, and the important role steroid hormones play in gene regulation and expression, we hypothesized that a greater proportion of genes would be linked to both cortisol phenotypes and substance use phenotypes than expected by chance. To test this hypothesis, we used the previously published KARG addiction gene set (Li et al., 2008), supplemented with

What can the overlapping genes tell us about associations of cortisol and substance use?

Overall, the increased representation factors using both the full and conservative cortisol-related gene sets indicate that there is a high degree of known genetic overlap in cortisol phenotypes and addiction phenotypes. The analysis including the conservative set of genes for cortisol phenotypes indicates that the same genes may contribute both to cortisol levels/changes and addiction, and thus may confound cortisol reactivity-substance use associations. However, the actual number of genes and

Building the conceptual model: theory and evidence for cortisol reactivity–substance use links

There are several existing theories explaining observed links between cortisol reactivity and substance use. It is important to note here that the significant associations between cortisol function and substance use in the literature are not always in the same direction, and different theories have been used to explain positive versus inverse associations. The goals of this synthesis are as follows. First, we place major theories and mechanisms of cortisol reactivity-substance use associations

Summary of the conceptual model

The associations of cortisol function and substance use at various developmental milestones in the progression (from behavioral risk to initiation, through increasing use to problematic use, quit attempts, withdrawal, and relapse) is complicated. As reviewed above, psychobiological theories posit both positive and negative associations of cortisol with substance use. Earliest in the progression, fearlessness and sensation seeking hypotheses explain how low cortisol reactivity is associated with

Implications of the conceptual framework for prevention and treatment

There is substantial evidence that prevention and treatment programs for reducing substance use in adolescents and young adults can be effective, although there is a great deal of heterogeneity in programs’ effectiveness (Sandler et al., 2014). This heterogeneity points to the likelihood of contextual moderators of program effectiveness. Each theory and mechanism discussed in this synthesis has specific implications for prevention or treatment of substance use disorders, and so understanding

Summary

We built a conceptual framework depicting many (but certainly not all) theories and mechanisms for how cortisol reactivity and substance use are related. We placed these theories in a developmental progression, paid special attention to the possibilities of genetic confounding and genetic and epigenetic mechanisms, and developed new hypotheses to guide future research based on this theoretical synthesis. There are three main conclusions that can be drawn from the literature reviewed here.

Funding

The funding for this study was provided by the National Institute on Drug Abuse:K01 DA039288 (PI: Marceau). Early work leading to this publication was supported by F31 DA033737 (PI: Marceau).

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