Are some adolescents differentially susceptible to the influence of bullying on depression?

This paper is dedicated to Dr. Andy Baum and Dr. Duane Burhmester. They provided significant contributions to both our lives and this project; you both may be gone too soon, but you will never be forgotten
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Abstract

Not all children react to being bullied in the same way. Some children may be more predisposed to depression when bullied than are other children. Using a G × E approach, this study examined the influence of a genetic polymorphism in the serotonin transport gene (5-HTTLPR) on the victimization-depression link. The validity of the diathesis-stress versus environmental susceptibility hypothesis was tested. A total of 157 adolescents (Mage = 12.21) took part in this study. For adolescents with the S,S/S,L variants, victimization was positively related to depression. No relationship between victimization and depression was found for children with the L,L variant. Findings further suggest that the influence of 5HTTLPR on the association between victimization and depression more closely follow an environmental susceptibility model.

Highlights

► Being bullied was related to depression and anxiety in adolescents. ► For adolescents with the S–S or S–L variant, victimization was positively related to depression and anxiety. ► No relationship between victimization and depression was found for children with the L–L variant.

Introduction

Although a certain degree of exposure to aggressive behaviors is likely to be normal for most children and adolescents, some children are the repeated target of abuse by their peers. This constant exposure to the negative aggressive actions (e.g., teasing, threats, rumors, physical harm) of one or more peers or classmates is often termed peer victimization or bullying (Andreou, 2001, Olweus, 2001). Estimates of the percentage of American children who report being victimized by their peers have ranged from 10% to 30% (Grills and Ollendick, 2002, Limber and Small, 2003, Nansel et al., 2001). This statistic is exceedingly important when one considers the potential for harm that peer victimization may cause. Being bullied by peers has been associated with a myriad of long-term psychological and physical problems (Arseneault et al., 2010, Cleary, 2000, Knack et al., 2011, Miller and Vaillancourt, 2007).

The current study examined whether being bullied predicted increases in depression and anxiety in early adolescence. Perhaps more importantly, this study focused on a potential genetic moderator to the victimization-depression association, namely the influence of the serotonin transport gene 5-HTTLPR polymorphism, which has been associated with physiological responsiveness to chronic stress (Moffitt, Caspi, & Rutter, 2005). We anticipated that young adolescent children with at least one S allele in 5-HTTLPR would be more susceptible to the negative influences of bullying on depression and anxiety than would adolescent children who were L,L homozygote (i.e., we anticipated a G × E interaction).

Although people can be bullied at any point in the lifespan, adolescence is a particularly important developmental period to study. As of 2009, adolescents were a part of the largest group in the world at 1.2 billion, accounting for approximately 18% of the world population (UNICEF, 2011). The sheer number of adolescents sheds light on the significance of studying this age group. Of greater consequence, early adolescence is associated with significant changes in biological, cognitive, and social functioning that are rivaled only by those changes seen in infancy (Larson & Richards, 1994). For example, early adolescent children undergo a number of major physiological changes including puberty, changes in the endocrine and immune systems, and rapid brain maturation (Golub et al., 2008, Walker et al., 2001). Adolescents also undergo a number of changes in their social environment (Larson & Richards, 1994). Peers and friends begin to play an increasingly important socialization role (Hartup, 1996). As friendship intimacy increases during adolescence and supplements intimacy with parents, adolescents also begin to rely more on friends to satisfy needs and solve problems that arise (Furman & Buhrmester, 1985). Both longitudinal and cross-sectional studies have found that peer victimization also peaks during this time (Nansel et al., 2001, Nylund et al., 2007).

Additionally, the onset of mental illnesses, such as depression, anxiety disorders, and mood disorders, increases substantially during adolescence as a result of a greater vulnerability to stress that occurs as the adolescent goes through major physiological changes (e.g., Paus et al., 2008). Adolescent anxiety and depressive disorders show an approximate two to three fold increased risk for adulthood anxiety (Pine, Cohen, Gurley, Brook, & Ma, 1998). Depression is the second leading cause of disability adjusted life years (DALYs; i.e., productive years lost due to premature death or physical disability) starting at 15 years (Murray and Lopez, 1997, World Health Organization, 2011) and is often an early symptom of other physical health problems (e.g., Henningsen et al., 2003, Penninx et al., 1999). Finally, depression is a major risk factor for suicide, which is the 3rd leading cause of child and adolescent mortality in the United States (Centers for Disease Control and Prevention (CDC), 2011).

Ironically, it is during this period, when adolescents are going through major physiological changes and are the most vulnerable to depression and anxiety symptoms that they are also most likely to become victims of peer abuse (Eisenberg & Aalsma, 2005). A meta-analysis conducted by Hawker and Boulton (2002) found that being bullied was most strongly related to depression, more so than any other component of psychological distress. Bullying was also associated with increased risk of suicidal ideation, suicide attempts, and suicide (Hay and Meldrum, 2010, Kaminski and Fang, 2009, Kim and Leventhal, 2008). For example, data collected by the Centers for Disease Control and Prevention as part of the Youth Risk Behavior Surveillance System revealed that there was a 73% increased likelihood that the adolescent would attempt suicide at least once if the adolescent was bullied compared to if the adolescent was not bullied (Centers for Disease Control and Prevention (CDC), 2009).

Perhaps more ominous is the fact that the association between victimization and depression seems to hold steady over time. Depression and anxiety is also much higher for those individuals that continue to be bullied over time compared to those who are only bullied for a more limited period (Menesini, Modena, & Tani, 2009). Finally, this association between bullying and depression appears to be bi-directional in nature. Victimized children are more likely to become depressed, but depressed children are also more likely to be victimized because they exhibit distress that is often rewarding for the bullies, creating a viscous cycle of bullying and depression for these children (e.g., Arseneault et al., 2010, Egan and Perry, 1998).

Not all adolescents succumb to depression and anxiety when bullied. One possibility for this variability in adjustment outcomes is that individual characteristics of the child interact with environmental influences to produce outcomes. That is, some children may be constitutionally more at risk for developing depression and anxiety problems when exposed to bullying from peers than are other children. The notion that the developmental outcomes of a particular individual involve the interaction between hereditary and environmental factors is widely accepted (Caspi & Moffit, 2006; Plomin, Owen, & McGuffin, 1994). Recently, behavior geneticists have begun to examine the interaction between specific genotypes and environmental factors in relation to outcomes (Moffitt et al., 2005). Indeed, one specific functional polymorphism, namely a functional polymorphism in the promoter region of the serotonin transporter (5-HTT) gene has been associated with depression and anxiety in adults and children who have experienced adverse environmental influences.

5-HTTLPR codes for the serotonin transport protein 5-HTT that is responsible for the reuptake of extracellular serotonin back into the presynaptic neuron (Bah et al., 2007). The gene that codes for 5-HTT (SLC6A4) is found on the 17q12 chromosome (Bah et al., 2007, Holmes and Hariri, 2003, Holmes et al., 2002). Humans have a 44-base pair insertion/deletion polymorphism found in the promoter region of the 5-HTT gene which is further up from the coding region of SLC6A4 (the serotonin transport linked polymorphic region, 5-HTTLPR) (Heinz et al., 2000, Lesch et al., 1996). This gene can be comprised of a long variant (L) and a short variant (S) (Heinz et al., 2000, Lesch et al., 1996). Those individuals who carry the L variant have 16 repeats within the gene while those who carry the S- variant have 14 repeats within the gene (Bah et al., 2007). About 30% of the human population carries the two L variant genes, 50% one S and one L, and finally, 20% of the human population carries two S variants of the gene (Caspi et al., 2003).

The S variant is the less active allele; this short allele has been shown to decrease the transcriptional efficiency of the 5-HTT gene promotor (Bah et al., 2007, Lesch et al., 1996). Individuals who have either one or two copies of the short (S) allele are known to have fewer serotonin transporters than those persons with an L,L genotype (Heinz et al., 2000, Holmes and Hariri, 2003, Lesch et al., 1996). In addition, individuals with at least one S allele show greater amygdala activation to fearful stimuli (Hariri et al., 2002) and are at greater risk for developing depression, anxiety-related traits, and psychiatric disorders (Caspi et al., 2003, Hairiri et al., 2005, Lesch et al., 1996, Melke et al., 2001, Sen et al., 2004, Serretti et al., 2006).

Some of the first evidence for 5-HTTLPR influencing the onset of depression after stressful life events was reported by Caspi et al. (2003) as part of a longitudinal study. The polymorphism of the 5-HTTLPR gene moderated the link between stressful life events and depression. Specifically, those individuals who had one or two variants of the S-allele were found to exhibit more depressive symptoms, were more often diagnosed with depression, and had more suicidal thoughts as a result of stressful events than those individuals containing the two L alleles. At least fifteen independent studies have found a gene-environment interaction between the 5-HTTLPR polymorphism and environmental adversities that have been associated with depression (e.g., Caspi et al., 2003, Hairiri et al., 2005, Lesch et al., 1996, Serretti et al., 2006).

Several recent studies have begun to examine the influence of 5-HTTLPR on the bullying-depression association. For example, Benjet (2010) found that 5-HTTLPR moderated the influence of relational victimization on depression in a sample of 78 adolescent girls. The polymorphism of 5-HTTLPR alone did not significantly predict depression suggesting that some adolescents may be more susceptible to depression but only when bullied. Similarly, Sugden et al. (2010) found that victimized adolescents with the S,S genotype had more emotional problems than victimized adolescents with the L,L genotype. Again, they did not find a main effect for 5-HTTLPR.

One potential problem with most of these G × E interaction explanations is that they have been framed exclusively in terms of risk. In other words, researchers have suggested that that individuals who carry at least one S allele may be more vulnerable to expressing specific negative developmental outcomes (e.g. depression) only if they additionally face environmental adversity such as being bullied (Monroe & Simons, 1991). Interestingly, research has not only found that individuals with at least one S allele report having more maladaptive problems than the L,L homozygote if they experience adverse environments (Fox et al., 2005, Kochanska et al., 2011), but it also appears that these individuals with at least one S allele often appear to do better in more optimal environments than people with the L,L genotype (For examples, see Benjet, 2010, Caspi et al., 2003). In other words, the G × E interaction appears to cross within the possible range of scores suggesting a disordinal interaction (see Aiken and West (1991, p. 22) for more details).

As such, it is possible that having at least one short allele may simply make a person more malleable to both positive and negative environmental influences. Indeed, Boyce and Ellis (2005) concluded that the diathesis stress model did not take into account what they deemed as “differential susceptibility” in GXE interactions. This sentiment was also shared by Taylor et al., 2006, Belsky et al., 2009, Belsky and Pluess, 2009 in their findings on other G × E studies. As such, it may be better to conceptualize the S allele of 5-HTTLPR to be more involved with malleability or plasticity to environmental influences than simply increasing vulnerability or risk when exposed to adverse environments. As found by many studies, adverse or suboptimal environments are often more likely to yield negative effects for individuals with at least one S allele. However, these same individuals may be more likely to benefit from positive support and thrive more substantially than L,L homozygote individuals in similar optimal situations (Uher & McGuffin, 2008).

Kochanska, Kim, Barry, and Philibert (2011) were the first to explicitly examine whether 5-HTTLPR was associated with greater plasticity to environmental influences rather than simply vulnerability. They found that children with S,S/S,L alleles whose mothers were high in responsiveness were more competent than those children whose mothers were less responsive. Moreover, mother’s responsiveness had no effect on competence for children with the L,L homozygote genotype. Most interesting however, although S,S/S,L children whose mothers were less responsive reported worse outcomes than L,L homozygote children, S,S/S,L children who had responsive mothers, had better outcomes than L,L homozygote children. This finding suggests evidence of a differential susceptibility model (i.e., greater malleability) rather simply than a diathesis-stress model (i.e., greater vulnerability only).

Despite the previous studies that have examined the G × E interaction of bullied children, no study to date has directly compared the two competing G × E interaction models: Diathesis-stress versus differential susceptibility (Kochanska et al., 2011). The Diathesis-Stress hypothesis would predict that bullied adolescents with at least one S allele would report higher levels of depression as a result of the social stress associated with being peer victimized. That is, peer victimization would act as the catalyst for depression, but only for adolescents with at least one S allele. Moreover, there would be no differences between adolescents with at least one S allele and adolescents with two L alleles in more optimal environments (i.e., low levels of bullying). Alternatively, the differential susceptibility hypothesis would predict adolescents with at least one S allele would be influenced by both positive and negative peer interactions. That is, not only would adolescents with at least one S allele be more likely to report higher levels of depression when bullied but they would also report lower levels of depression when exposed to positive peer environments (i.e., very low levels of peer abuse) compared to adolescents with the L,L genotype. In other words, the influence of the 5-HTTLPR gene variant on depression should be evidenced at both ends of the victimization spectrum.

It is also possible that genetic factors may predispose some children to being the targets of victimization. Being bullied is not a completely random event (e.g., “being in the wrong place at the wrong time”). Rather, attributes of the child can influence the likelihood that he or she will become a peer victim. Such characteristics include poor self-control as well as exhibiting internalizing and externalizing problems; all of which are influenced by genetic factors (Arseneault et al., 2010, Jensen-Campbell et al., 2009). More specifically, Ball et al. (2008) found genetic factors accounting for 73% of the variation in the victimization of children in their sample suggesting that genetic endowments may contribute to an individual being the recipient of aggressive peer acts. As such, we also explored the possibility that genetic variations of 5-HTTLPR may predispose individuals to experience peer victimization, which in turn leads to greater depression (i.e., a mediation model).

Section snippets

Participants

A total of 157 participants took part in this study (boys; N = 66; 42%; girls; N = 91; 58%). The ethnic composition was diverse with 46.5% Caucasian, 10.3% African American, 33.0% Hispanic or Latino, 1.3% Asian, 0.8% American Indian or Native American, and 8.3% Other/Multi-racial. Participants were 5–8th grade adolescents (Mage = 12.21, SD = 1.10; age range: 10–15 years) who were taking part in an ongoing study on peer social relationships and health.

Procedure

In phase 1, adolescents completed victimization

Does 5-HTTLPR predict victimization?

First, we examined whether our participants’ age, ethnicity, and gender were associated with either 5-HTTLPR or victimization. There was no evidence that our participant demographics were associated with either victimization or 5-HTTLPR (see Table 1).

Second, we examined the degree of relation between the 5-HTTLPR and victimization. It is possible that a person’s genetic make-up may make them more susceptible to bullying. That is, adolescents with at least one S allele may be more anxious or

Discussion

Advancement of our understanding of the causes and consequences of peer victimization is critically important for several reasons. Bullying in modern society is surprisingly common and widespread. In the current study, approximately 27% of participants reported being bullied; 6% of our sample reported scores two standard deviations above the mean.

Evidence is also mounting to suggest that victims of bullying suffer from a number of serious mental and physical health consequences. Consistent with

Acknowledgments

We also thank Avshalom Caspi for his help with the DNA analyses. This research was supported in part by grants from both the Timberlawn Foundation and Marchionne Grant Foundation.

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