Developmental pathways to attention-deficit/hyperactivity disorder and disruptive behavior disorders: Investigating the impact of the stress response on executive functioning
Introduction
Since its formation as a diagnostic category in the 1960s and subsequent evolution from “Hyperkinetic Reaction of Childhood” to attention-deficit/hyperactivity disorder (ADHD), ADHD has been the subject of much scrutiny and extensive research (Barkley, 2006). Recent findings suggest that ADHD, currently defined as a childhood disorder of inattention and hyperactivity/impulsivity, is associated with an array of neurological, cognitive, and behavioral impairments (Nigg, 2006, Willcutt et al., 2005). Although a number of etiological mechanisms have been proposed, no clear pathway to ADHD has yet been established (Nigg, 2006, Nigg, 2012, Sonuga-Barke, 2005). Multiple pathway models provide the best current theoretical models of how the ADHD symptom profile and associated comorbidities, such as disruptive behavior disorders (DBDs), which include conduct disorder and oppositional defiant disorder, arise (Castellanos et al., 2006, Nigg et al., 2004, Sonuga-Barke, 2005). The constellation of symptoms associated with ADHD and the lack of a single neuropsychological or biological profile for the disorder suggests that a single model of ADHD development is unlikely to explain its onset in most cases (Fair et al., 2012, Nigg et al., 2005, Sonuga-Barke, 2005).
Nigg et al. (2004) multiple pathway construal of disorder development is based upon the idea that particular temperaments early in life give rise to disordered behaviors (e.g., ADHD and comorbid disorders). In the first of these pathways, Nigg et al. (2004) theorizes that early negative temperament (i.e., anger) results in later problems in regulation that then may lead to ADHD-C (ADHD-Combined type per DSM-IV) and comorbid DBD along with minimal executive dysfunction, particularly in executive attention (i.e., being able to maintain attention in a goal-directed fashion through the use of working memory) (Nigg & Huang-Pollock, 2003). A second pathway is posited to lead to primary deficits in executive functioning as well as possible DBD comorbidity through early dysfunction in regulatory abilities (Nigg et al., 2004) The third and final pathway proposed to lead to conduct disorder and comorbid ADHD posits a developmental trajectory focused on low arousal or withdrawal related behaviors associated with subsequent serious conduct problems (i.e., aggression and late onset of conduct-related behaviors) as well as low physiological arousal/diminished anxiety (Nigg et al., 2004). Although Nigg and colleagues speculate that three different pathways could lead to the development of ADHD and comorbid DBDs, only the latter of the three is of especial interest in this review.
This review will focus on the low arousal pathway to ADHD development, a pathway that bears similarity to the theory of ADHD proposed by Barkley (1997) which was built in part upon Quay's theory (1997) first published in 1988. Quay's theory stated that the central deficit in ADHD was an underactive behavioral inhibition system (BIS), which is a motivational system associated with responding to punishment, lack of reward, and fear/anxiety provoking stimuli and the physiological stress response. In testing this theory, others have noted that if the BIS is impaired, individuals with ADHD would be expected to exhibit deficient HPA axis functioning as well as deficits in response inhibition, which should lead to deficits in executive functioning more broadly (e.g., King et al., 1998, Randazzo et al., 2008, van West et al., 2009). Although Nigg and colleagues' low arousal pathway and Barkley's theory of response inhibition share a proposed dysfunctional biological mechanism, the two theories appear to differ in the hypothesized outcomes of this mechanism; Barkley's theory proposes a central outcome of deficient response inhibition and executive functioning whereas Nigg's theory proposes primarily conduct problems and aggression.
The intent of this review is to determine whether low physiological arousal should be considered a central component of a pathway to ADHD leading to primary executive functioning deficits as proposed by Barkley or, as theorized by Nigg, does low arousal not necessarily lead to these deficits. In order to fulfill this aim, the current review will examine cognitive deficits associated with ADHD and DBDs, the typical stress response, the impact of stress on executive functioning, and the nature of the stress response among those with ADHD and comorbid DBDs. This review will also synthesize findings and suggest future directions.
Section snippets
ADHD and executive functioning
One line of research to be evaluated when examining these pathways is that of cognitive deficits among children with ADHD. The constellation of cognitive deficits attributable to ADHD points to impairment in executive functioning as one of the main deficits associated with the disorder. Executive functions, also known as goal-directed behaviors, govern an important array of cognitive abilities including one's ability to plan and organize information, to retain information for a brief period of
Stress: typical and atypical response to stressors
Stress can be conceived of as a disruption or threat to homeostasis (e.g., Goldstein, 2010, McEwen, 2000). Accordingly, stress threatens typical functioning, whether that stress is physiological or psychological in nature. In order to respond to stress without having a significant and detrimental impact on homeostasis, allostatic systems enact adaptation (McEwen, 1998). Allostasis, “the ability to achieve stability through change,” is attained through the functioning of the sympathetic
Sympathetic nervous system
Due to its role as a neurotransmitter and impact on prefrontal cortex activity, norepinephrine is often evaluated as an indicator of stress reactivity (Arnsten, 2011). Activation of the SAM system early in the stress response is believed to have a beneficial impact on learning (Joëls et al., 2008, Schwabe et al., 2012). Catecholamines are thought to exert effects on cognition in an inverted U-shaped pattern with lower levels having facilitatory effects while non-optimal performance is
Stress and ADHD
The previously illustrated effects of stress on cortisol and dopamine along with the subsequent cognitive impairment found after exposure to stress prompt questions about how stress may influence impairment in a disorder known to be linked to dopaminergic dysfunction (Madras, Miller, & Fischman, 2005) and cognitive impairments (Martinussen et al., 2005), namely ADHD. However, before those questions can be answered and the results fully understood, it may be beneficial to understand the typical
Stress, ADHD, and disruptive behavior disorders
Among the studies of ADHD and stress, some evidence was provided for the idea that particular patterns of reactivity may be associated with an increase in the severity of the disorder or an increase in conduct problems. Yet, the research reviewed above is not sufficient for drawing conclusions about the nature of the relationship between the stress response and particular symptoms or behaviors. Research on the stress response among children with ADHD and comorbid disruptive behavior disorders
Conclusions and future directions
The previous research reviewed on the stress response suggests several important areas of consideration. The current review indicates that a link has been established between cortisol levels and cognitive functioning, showing that moderate increases in cortisol are associated with enhanced cognitive functioning (Joëls, 2006). In contrast, too much or too little cortisol release can be detrimental to functioning (Belanoff et al., 2001), as seen in working memory impairments (Schoofs et al., 2009
Author disclosure
No funding was obtained for the development of this manuscript. Ann C. Johnson was the sole author of this manuscript and declares no conflicts of interest.
Acknowledgments
I thank Bradley Gibson, Michelle Wirth, Joshua Diehl, Jessica Payne, and Kristin Valentino for their feedback and guidance in the preparation of this manuscript.
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