Elsevier

Clinical Psychology Review

Volume 36, March 2015, Pages 1-12
Clinical Psychology Review

Developmental pathways to attention-deficit/hyperactivity disorder and disruptive behavior disorders: Investigating the impact of the stress response on executive functioning

https://doi.org/10.1016/j.cpr.2014.12.001Get rights and content

Highlights

  • Integrated research areas to examine a proposed pathway to ADHD and DBD

  • Non-optimal stress results in sub-optimal cognitive performance

  • Atypical stress response is associated with symptoms of ADHD, DBD, and aggression

  • Atypical response likely linked to deficits in executive functioning

Abstract

A current theory suggests multiple pathways to the onset of attention-deficit/hyperactivity disorder (ADHD) and comorbid oppositional defiant disorder or conduct disorder, proposing that heterogeneous factors lead to various patterns of behavior, cognitive impairments, and even physiological signs which are categorized as ADHD and comorbid disorders. This review focused on one proposed pathway to the onset of ADHD and ODD/CD in order to examine how low physiological arousal, as indicated by atypical hypothalamic–pituitary–adrenal axis and sympathetic adrenomedullary functioning, might be associated with cognitive impairment. First, the cognitive deficits associated with ADHD and disruptive behavior disorders were reviewed. In order to understand the atypical response, studies of the typical stress response and its relationship to cognition, particularly executive functioning, were then examined. Finally, this review summarized findings of an atypical stress response among children with ADHD and ODD/CD. Review of the literature led to the conclusion that the theorized pathway may be improved by taking into account the effects of stress on executive functioning given that an atypical stress response would likely be associated with impairment in this area. Future research directions needed to advance our understanding of the relationship between low arousal, ADHD, and ODD/CD were highlighted.

Introduction

Since its formation as a diagnostic category in the 1960s and subsequent evolution from “Hyperkinetic Reaction of Childhood” to attention-deficit/hyperactivity disorder (ADHD), ADHD has been the subject of much scrutiny and extensive research (Barkley, 2006). Recent findings suggest that ADHD, currently defined as a childhood disorder of inattention and hyperactivity/impulsivity, is associated with an array of neurological, cognitive, and behavioral impairments (Nigg, 2006, Willcutt et al., 2005). Although a number of etiological mechanisms have been proposed, no clear pathway to ADHD has yet been established (Nigg, 2006, Nigg, 2012, Sonuga-Barke, 2005). Multiple pathway models provide the best current theoretical models of how the ADHD symptom profile and associated comorbidities, such as disruptive behavior disorders (DBDs), which include conduct disorder and oppositional defiant disorder, arise (Castellanos et al., 2006, Nigg et al., 2004, Sonuga-Barke, 2005). The constellation of symptoms associated with ADHD and the lack of a single neuropsychological or biological profile for the disorder suggests that a single model of ADHD development is unlikely to explain its onset in most cases (Fair et al., 2012, Nigg et al., 2005, Sonuga-Barke, 2005).

Nigg et al. (2004) multiple pathway construal of disorder development is based upon the idea that particular temperaments early in life give rise to disordered behaviors (e.g., ADHD and comorbid disorders). In the first of these pathways, Nigg et al. (2004) theorizes that early negative temperament (i.e., anger) results in later problems in regulation that then may lead to ADHD-C (ADHD-Combined type per DSM-IV) and comorbid DBD along with minimal executive dysfunction, particularly in executive attention (i.e., being able to maintain attention in a goal-directed fashion through the use of working memory) (Nigg & Huang-Pollock, 2003). A second pathway is posited to lead to primary deficits in executive functioning as well as possible DBD comorbidity through early dysfunction in regulatory abilities (Nigg et al., 2004) The third and final pathway proposed to lead to conduct disorder and comorbid ADHD posits a developmental trajectory focused on low arousal or withdrawal related behaviors associated with subsequent serious conduct problems (i.e., aggression and late onset of conduct-related behaviors) as well as low physiological arousal/diminished anxiety (Nigg et al., 2004). Although Nigg and colleagues speculate that three different pathways could lead to the development of ADHD and comorbid DBDs, only the latter of the three is of especial interest in this review.

This review will focus on the low arousal pathway to ADHD development, a pathway that bears similarity to the theory of ADHD proposed by Barkley (1997) which was built in part upon Quay's theory (1997) first published in 1988. Quay's theory stated that the central deficit in ADHD was an underactive behavioral inhibition system (BIS), which is a motivational system associated with responding to punishment, lack of reward, and fear/anxiety provoking stimuli and the physiological stress response. In testing this theory, others have noted that if the BIS is impaired, individuals with ADHD would be expected to exhibit deficient HPA axis functioning as well as deficits in response inhibition, which should lead to deficits in executive functioning more broadly (e.g., King et al., 1998, Randazzo et al., 2008, van West et al., 2009). Although Nigg and colleagues' low arousal pathway and Barkley's theory of response inhibition share a proposed dysfunctional biological mechanism, the two theories appear to differ in the hypothesized outcomes of this mechanism; Barkley's theory proposes a central outcome of deficient response inhibition and executive functioning whereas Nigg's theory proposes primarily conduct problems and aggression.

The intent of this review is to determine whether low physiological arousal should be considered a central component of a pathway to ADHD leading to primary executive functioning deficits as proposed by Barkley or, as theorized by Nigg, does low arousal not necessarily lead to these deficits. In order to fulfill this aim, the current review will examine cognitive deficits associated with ADHD and DBDs, the typical stress response, the impact of stress on executive functioning, and the nature of the stress response among those with ADHD and comorbid DBDs. This review will also synthesize findings and suggest future directions.

Section snippets

ADHD and executive functioning

One line of research to be evaluated when examining these pathways is that of cognitive deficits among children with ADHD. The constellation of cognitive deficits attributable to ADHD points to impairment in executive functioning as one of the main deficits associated with the disorder. Executive functions, also known as goal-directed behaviors, govern an important array of cognitive abilities including one's ability to plan and organize information, to retain information for a brief period of

Stress: typical and atypical response to stressors

Stress can be conceived of as a disruption or threat to homeostasis (e.g., Goldstein, 2010, McEwen, 2000). Accordingly, stress threatens typical functioning, whether that stress is physiological or psychological in nature. In order to respond to stress without having a significant and detrimental impact on homeostasis, allostatic systems enact adaptation (McEwen, 1998). Allostasis, “the ability to achieve stability through change,” is attained through the functioning of the sympathetic

Sympathetic nervous system

Due to its role as a neurotransmitter and impact on prefrontal cortex activity, norepinephrine is often evaluated as an indicator of stress reactivity (Arnsten, 2011). Activation of the SAM system early in the stress response is believed to have a beneficial impact on learning (Joëls et al., 2008, Schwabe et al., 2012). Catecholamines are thought to exert effects on cognition in an inverted U-shaped pattern with lower levels having facilitatory effects while non-optimal performance is

Stress and ADHD

The previously illustrated effects of stress on cortisol and dopamine along with the subsequent cognitive impairment found after exposure to stress prompt questions about how stress may influence impairment in a disorder known to be linked to dopaminergic dysfunction (Madras, Miller, & Fischman, 2005) and cognitive impairments (Martinussen et al., 2005), namely ADHD. However, before those questions can be answered and the results fully understood, it may be beneficial to understand the typical

Stress, ADHD, and disruptive behavior disorders

Among the studies of ADHD and stress, some evidence was provided for the idea that particular patterns of reactivity may be associated with an increase in the severity of the disorder or an increase in conduct problems. Yet, the research reviewed above is not sufficient for drawing conclusions about the nature of the relationship between the stress response and particular symptoms or behaviors. Research on the stress response among children with ADHD and comorbid disruptive behavior disorders

Conclusions and future directions

The previous research reviewed on the stress response suggests several important areas of consideration. The current review indicates that a link has been established between cortisol levels and cognitive functioning, showing that moderate increases in cortisol are associated with enhanced cognitive functioning (Joëls, 2006). In contrast, too much or too little cortisol release can be detrimental to functioning (Belanoff et al., 2001), as seen in working memory impairments (Schoofs et al., 2009

Author disclosure

No funding was obtained for the development of this manuscript. Ann C. Johnson was the sole author of this manuscript and declares no conflicts of interest.

Acknowledgments

I thank Bradley Gibson, Michelle Wirth, Joshua Diehl, Jessica Payne, and Kristin Valentino for their feedback and guidance in the preparation of this manuscript.

References (137)

  • D.J. de Quervain et al.

    Glucocorticoids and the regulation of memory in health and disease

    Frontiers in Neuroendocrinology

    (2009)
  • M. de Vries-Bouw et al.

    Concurrent attenuated reactivity of alpha-amylase and cortisol is related to disruptive behavior in male adolescents

    Hormones and Behavior

    (2012)
  • A. Del Arco et al.

    Stress, prefrontal cortex and environmental enrichment: Studies on dopamine and acetylcholine release and working memory performance in rats

    Behavioural Brain Research

    (2007)
  • R. Duncko et al.

    Working memory performance after acute exposure to the cold pressor stress in healthy volunteers

    Neurobiology of Learning and Memory

    (2009)
  • G. Fairchild et al.

    Cortisol diurnal rhythm and stress reactivity in male adolescents with early-onset or adolescence-onset conduct disorder

    Biological Psychiatry

    (2008)
  • C.M. Freitag et al.

    Cortisol awakening response in healthy children and children with ADHD: Impact of comorbid disorders and psychosocial risk factors

    Psychoneuroendocrinology

    (2009)
  • S.C. Herpertz et al.

    Psychophysiological responses in ADHD boys with and without conduct disorder: Implications for adult antisocial behavior

    Journal of the American Academy of Child and Adolescent Psychiatry

    (2001)
  • S. Het et al.

    A meta-analytic review of the effects of acute cortisol administration on human memory

    Psychoneuroendocrinology

    (2005)
  • M. Joëls

    Corticosteroid effects in the brain: U-shape it

    Trends in Pharmacological Sciences

    (2006)
  • P.S. Keller et al.

    Interactions between salivary cortisol and alpha-amylase as predictors of children's cognitive functioning and academic performance

    Physiology & Behavior

    (2012)
  • J.A. King et al.

    Attention-deficit hyperactivity disorder and the stress response

    Biological Psychiatry

    (1998)
  • H. Lackschewitz et al.

    Physiological and psychological stress responses in adults with attention-deficit/hyperactivity disorder (ADHD)

    Psychoneuroendocrinology

    (2008)
  • J. Lataster et al.

    Psychosocial stress is associated with in vivo dopamine release in human ventromedial prefrontal cortex: A positron emission tomography study using [18F]fallypride

    NeuroImage

    (2011)
  • S.J. Lupien et al.

    Stress, memory, and the hippocampus: Can't live with it, can't live without it

    Behavioural Brain Research

    (2001)
  • S.J. Lupien et al.

    The modulatory effects of corticosteroids on cognition: Studies in young human populations

    Psychoneuroendocrinology

    (2002)
  • B.K. Madras et al.

    The dopamine transporter and attention-deficit/hyperactivity disorder

    Biological Psychiatry

    (2005)
  • R. Martinussen et al.

    A meta-analysis of working memory impairments in children with attention-deficit/hyperactivity disorder

    Journal of the American Academy of Child and Adolescent Psychiatry

    (2005)
  • B. McEwen

    The neurobiology of stress: From serendipity to clinical relevance

    Brain Research

    (2000)
  • N. Michels et al.

    Children's heart rate variability as stress indicator: Association with reported stress and cortisol

    Biological Psychology

    (2013)
  • C.A. Morgan et al.

    Stress-induced deficits in working memory and visuo-constructive abilities in special operations soldiers

    Biological Psychiatry

    (2006)
  • E.D. Musser et al.

    Emotion regulation and heterogeneity in attention-deficit/hyperactivity disorder

    Journal of the American Academy of Child & Adolescent Psychiatry

    (2013)
  • U.M. Nater et al.

    Salivary alpha-amylase as a non-invasive biomarker for the sympathetic nervous system: Current state of research

    Psychoneuroendocrinology

    (2009)
  • U.M. Nater et al.

    Human salivary alpha-amylase reactivity in a psychosocial stress paradigm

    International Journal of Psychophysiology

    (2005)
  • A.B. Negrao et al.

    Individual reactivity and physiology of the stress response

    Biomedicine & Pharmacotherapy

    (2000)
  • J.T. Nigg et al.

    Causal heterogeneity in attention-deficit/hyperactivity disorder: Do we need neuropsychologically impaired subtypes?

    Biological Psychiatry

    (2005)
  • J. Oosterlaan et al.

    Low basal salivary cortisol is associated with teacher-reported symptoms of conduct disorder

    Psychiatry Research

    (2005)
  • M.L. Peters et al.

    Cardiovascular and endocrine responses to experimental stress: Effects of mental effort and controllability

    Psychoneuroendocrinology

    (1998)
  • A.J. Porcelli et al.

    The effects of acute stress on human prefrontal working memory systems

    Physiology & Behavior

    (2008)
  • J. Posthumus et al.

    Heart rate and skin conductance in four-year-old children with aggressive behavior

    Biological Psychology

    (2009)
  • S. Qin et al.

    Acute psychological stress reduces working memory-related activity in the dorsolateral prefrontal cortex

    Biological Psychiatry

    (2009)
  • A. Raine et al.

    Low resting heart rate at age 3 years predisposes to aggression at age 11 years: Evidence from the Mauritius Child Health Project

    Journal of the American Academy of Child and Adolescent Psychiatry

    (1997)
  • L.R.A. Alink et al.

    Cortisol and externalizing behavior in children and adolescents: Mixed meta-analytic evidence for the inverse relation of basal cortisol and cortisol reactivity with externalizing behavior

    Developmental Psychobiology

    (2008)
  • A.F.T. Arnsten

    Catecholamine modulation of prefrontal cortical cognitive function

    Trends in Cognitive Sciences

    (1998)
  • A.F.T. Arnsten

    Development of the cerebral cortex: Stress impairs prefrontal cortical function

    Journal of the American Academy of Child and Adolescent Psychiatry

    (1999)
  • A.F.T. Arnsten

    Stress signaling pathways that impair prefrontal cortex structure and function

    Nature

    (2009)
  • R.A. Barkley

    Behavioral inhibition, sustained attention, and executive functions: Constructing a unifying theory of ADHD

    Psychological Bulletin

    (1997)
  • R.A. Barkley

    Attention-deficit hyperactivity disorder

    (2006)
  • R. Barnett et al.

    Neurocognitive function in attention-deficit-hyperactivity disorder with and without comorbid disruptive behaviour disorders

    Australian and New Zealand Journal of Psychiatry

    (2009)
  • A.M. Bauer et al.

    Associations between physiological reactivity and children's behavior: Advantages of a multisystem approach

    Journal of Developmental and Behavioral Pediatrics

    (2002)
  • T.P. Beauchaine

    Vagal tone, development, and Gray's motivational theory: Toward an integrated model of autonomic nervous system functioning in psychopathology

    Development and Psychopathology

    (2001)
  • Cited by (0)

    View full text