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Mechanisms of atelectasis in the perioperative period

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Atelectasis appears in about 90% of all patients who are anaesthetised. Up to 15–20% of the lung is regularly collapsed at its base during uneventful anaesthesia prior to any surgery being carried out. Atelectasis can persist for several days in the postoperative period. It is likely to be a focus of infection and may contribute to pulmonary complications. A major cause of anaesthesia-induced lung collapse is the use of high oxygen concentration during induction and maintenance of anaesthesia together with the use of anaesthetics that cause loss of muscle tone and fall in functional residual capacity (a common action of almost all anaesthetics). This causes absorption atelectasis behind closed airways. Compression of lung tissue and loss of surfactant or surfactant function are additional potential causes of atelectasis. Ventilation of the lungs with pure oxygen after a vital capacity manoeuvre that had re-opened a previously collapsed lung tissue results in rapid reappearance of atelectasis. If 40% O2 in nitrogen is used for ventilation of the lungs, atelectasis reappears slowly. A post-oxygenation manoeuvre is regularly performed to reduce the risk of hypoxaemia during awakening. However, a combination of oxygenation and airway suctioning will most likely cause new atelectasis. Recruitment at the end of the anaesthesia followed by ventilation with 100% O2 causes new atelectasis before anaesthesia is terminated but not with ventilation with lower fraction of inspired oxygen (FIO2). Thus, recruitment must be followed by ventilation with moderate FIO2.

Section snippets

Occurrence of atelectasis during anaesthesia

Atelectasis appears in about 90% of all patients who are anaesthetised1 (Fig. 1). It is seen both during spontaneous breathing and after muscle paralysis and irrespective of whether intravenous or inhalational anaesthetics are used.2 The atelectatic area on a computed tomography (CT) cut near the diaphragm is about 5–6% of the total lung area but can easily exceed 15–20%. It should also be remembered that the amount of tissue that is collapsed is even larger; the atelectatic area comprising

Mechanism of atelectasis formation

There appear to be at least three potential causes of atelectasis in an anaesthetised subject:

  • 1.

    Absorption atelectasis behind closed airways;

  • 2.

    Compression of lung tissue; and

  • 3.

    Loss of surfactant or surfactant function.

  • 1.

    Absorption atelectasis

In an adult subject, the resting lung volume (functional residual capacity, FRC) is reduced by 0.7–0.8 l by changing the body position from upright to supine, and there is a further decrease by 0.4–0.5 l with the induction of general anaesthesia7 (Fig. 3). As a

Oxygen and atelectasis

The time it takes for a lung unit to collapse has been the subject of theoretical studies. Dantzker et al.27 calculated the influence of inspired alveolar ventilation/perfusion ratio (VAI/Q) and inspired oxygen concentration on alveolar stability. They found a critical VAI/Q (when alveoli eventually collapse) approaching 0.001 during air breathing and that was much higher, about 0.07 while breathing 100% oxygen. They also calculated the minimum time to collapse for units with different VAI/Q

Funding source

Supported by the Swedish Research Council 5315 and Swedish Heart–Lung Fund.

Conflict of interest statement

None.

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