Skip to main content
Log in

Psychotherapy Research Needs Theory. Outline for an Epistemology of the Clinical Exchange

  • Regular Article
  • Published:
Integrative Psychological and Behavioral Science Aims and scope Submit manuscript

Abstract

This paper provides an analysis of a basic assumption grounding the clinical research: the ontological autonomy of psychotherapy—based on the idea that the clinical exchange is sufficiently distinguished from other social objects (i.e. exchange between teacher and pupils, or between buyer and seller, or interaction during dinner, and so forth). A criticism of such an assumption is discussed together with the proposal of a different epistemological interpretation, based on the distinction between communicative dynamics and the process of psychotherapy—psychotherapy is a goal-oriented process based on the general dynamics of human communication. Theoretical and methodological implications are drawn from such a view: It allows further sources of knowledge to be integrated within clinical research (i.e. those coming from other domains of analysis of human communication); it also enables a more abstract definition of the psychotherapy process to be developed, leading to innovative views of classical critical issues, like the specific-nonspecific debate. The final part of the paper is devoted to presenting a model of human communication—the Semiotic Dialogical Dialectic Theory–which is meant as the framework for the analysis of psychotherapy.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. Here and henceforth I use the term “instantiation” for referring to the nexus between the phenomenon and the basic dynamics/general object underpinning it. Saying that X is an instantiation of Y, I want to mean that X is an instance, an example, a specific object of the general class Y. My use of the term is consistent with philosophical language—the “principle of instantiation” states that any property exists only if it is instantiated in a specific object (needless to say the consistency in the use of the term does not mean to agree with such a philosophical thesis). I adopt the term “instantiation” for the sake of avoiding a dualistic view of the nexus between dynamics and phenomenon, entailing in the use of terms as “cause” and “effect”—namely the dynamics as something that causes the phenomenon as its own effect. Thus, the use of the term “instantiation” is motivated by the assumption that there is just one world that one can see in accordance to different epistemic frames and levels of abstraction—at a very abstract level one sees it as a dynamic, while at a less abstract, more local level one sees it as a specific phenomenical experience. Consider the nexus between the English language and this text. The latter is not the effect of the former. Rather, it is its instantiation, namely an exemplar, a concrete object that keeps inherently in itself the properties of the English language. The text and the English are not two different things—rather, the latter is the form of the former as well as the former is the “place” where the latter comes to existence.

References

  • Abbey, E., & Valsiner, J. (2005). Emergence of meanings through ambivalence. Forum Qualitative Sozialforschung/Forum: Qualitative Social Research, 6(1), 58.

    Google Scholar 

  • Angus, L. E., & McLeod, J. (Eds.). (2004). The handbook of narrative and psychotherapy. Practice, Theory and Research. London: Sage.

    Google Scholar 

  • Avdi, E. (2011). Exploring the contribution of subject positioning to studying therapy as a dialogical enterprise. International Journal of Dialogical Science (in press).

  • Bakhtin, M. M. (1981). The dialogic imagination: Four essays by M. M. Bakhtin (C. Emerson & M. Holquist, rev. ed.). Austin: University of Texas Press.

  • Beutler, L. E., & Harwood, M. T. (2002). What is and can be attributed to the therapeutic relationship? Journal of Contemporary Psychotherapy, 32, 25–33.

    Article  Google Scholar 

  • Carli, R. (2007). Pulcinello or ‘on ambiguity’. Rivista di psicologia clinica/Journal of Clinical Psychology (On line Journal) 3. Retrieved from http://www.rivistadipsicologiaclinica.it/english/number3_07/Carli.htm.

  • Colli, A., & Lingiardi, V. (2009). The Collaborative Interactions Scale: a new transcript-based method for the assessment of therapeutic alliance ruptures and resolutions in psychotherapy. Psychotherapy Research, 19(6), 718–734.

    Article  PubMed  Google Scholar 

  • Di Nuovo, S. (2010). Back to phenomenology: An (old) new way for psychotherapy research. In S. Salvatore, J. Valsiner, A. Gennaro, & J. Traves (Eds.), Yearbook of idiographic science (Vol. 2). Roma: Firera Publishing Group.

    Google Scholar 

  • Eigen, M. (1981). The area of faith in Winnicott, Lacan and Bion. International Journal of Psychoanalysis, 62(4), 413–433.

    PubMed  Google Scholar 

  • Elliott, R. (2002). Hermeneutic single case efficacy design. Psychotherapy Research, 12(1), 1–22.

    Article  Google Scholar 

  • Faccio, E., Centomo, C., & Mininni, G. (2011). “Measuring up to measure” Dysmorphophobia as a language game. Integrative Psychological and Behavioral Science. doi:10.1007/s12124-011-9179-2.

  • Foucault, M. (2006). History of madness (J. Khalfa ed., J. Murphy & J. Khalfa trans.). London: Routledge (Original work published on 1961).

  • Freda, M. (2011). Understanding continuity to recognize discontinuity. Integrative Psychological and Behavioral Science. doi:10.1007/s12124-011-9169-4.

  • Freud, S. (1961). The Ego and the Id. In J. Strachey (Ed. and Trans.), The standard edition of the complete psychological works of Sigmund Freud (Vol. 19). London: The Hogarth Press and the Institute of Psycho-analysis. (Original work published 1923).

  • Gennaro, A. (2011). The building of models as pathway to understand the therapeutic process. Integrative Psychological and Behavioral Science. doi:10.1007/s12124-011-9181-8.

  • Gennaro, A., Salvatore, S., Gelo, O., Manzo, S., & Radaideh, A. (2010). A semiotic and dialogical look at psychotherapy research. An empirical analysis of the clinical exchange by the DFA (Discourse Flow Analysis). In S. Salvatore, J. Valsiner, A. Gennaro, & J. Traves (Eds.), Yearbook of idiographic science, vol. 2. Roma: Firera Publishing Group.

    Google Scholar 

  • Georgaca, E. (2011).The essential elements of dialogically based research on psychotherapy: a proposal. International Journal of Dialogical Science (in press).

  • Gigerenzer, G. (2010). Personal reflections on theory and psychology. Theory and Psychology, 20(6), 733–745.

    Article  Google Scholar 

  • Grossen, M. (2009). Interaction analysis and psychology a dialogical perspective. Integrative Psychological and Behavioral Science, 44(1), 1–22.

    Article  Google Scholar 

  • Hermans, H. J. M., & Dimaggio, G. (2004) (Eds.), The dialogical self in psychotherapy. New York: Brunner-Routledge.

  • Hermans, H. J. M., & Hermans-Jansen, E. (1995). Self-narratives. The construction of meaning in psychotherapy. New York: Guilford.

    Google Scholar 

  • Hill, C. E., & Lambert, M. J. (2004). Methodological issues in studying psychotherapy process and outcome. In J. M. Lambert (Ed.), Bergin and Garfield’s handbook of psychotherapy and behavior change (5th ed., pp. 84–135). New York: Wiley.

    Google Scholar 

  • Hoffman, I. Z. (1998). Ritual and spontaneity in the psychoanalytic process. Hillsdale: Analytic.

    Google Scholar 

  • Horvath, A. (2011). Alliance in common factor land: a view through the research lens. Psychotherapy Research: Psychopathology, Process and Outcome [On line Journal], 14(1).

  • Johnson-Laird, P. N. (1983). Mental models. Towards a cognitive science of language, inference, and consciousness. Cambridge: Cambridge University Press.

    Google Scholar 

  • Klein, M. (1967). Contribution to psychoanalysis, 1921–1945. New York: Mac Graw-Hill.

    Google Scholar 

  • Kohut, H. (1971). The analysis of the self. New York: International Universities Press.

    Google Scholar 

  • Lacan, J. (1978). The four fundamental concepts of psychoanalysis. New York: Norton and Company Inc.

    Google Scholar 

  • Lambert, M. J. (Ed.) (2004). Bergin and Garfield’s handbook of psychotherapy and behavior change (5th ed.). New York: Wiley.

  • Laurenceau, J. P., Hayes, A. M., & Feldman, G. C. (2007). Statistical and methodological issues in the study of change in psychotherapy. Clinical Psychology Review, 27, 682–695.

    Article  PubMed  Google Scholar 

  • Lauro-Grotto, R., Salvatore, S., Gennaro, A., & Gelo, O. (2009). The unbearble dynamicity of psychological processes: highlights of the psychodynamics theories. In J. Valsiner, P. Molenaar, M. Lyra, & N. Chaudhary (Eds.), Dynamics process methodology in the social and developmental sciences (pp. 1–30). New York: Springer.

    Chapter  Google Scholar 

  • Leiman, M. (in press). Dialogical sequence analysis in studying psychotherapeutic discourse. International Journal of Dialogical Science.

  • Lepper, G. (2011). Taking a pragmatic approach to dialogical science. International Journal of Dialogical Science (in press).

  • Lepper, G., & Mergenthaler, E. (2008). Observing therapeutic interaction in the “Lisa” case. Psychotherapy Research, 18(6), 634–644.

    Article  PubMed  Google Scholar 

  • Linell, P. (2009). Rethinking language, mind, and world dialogically. Charlotte: Information Age Publishing.

    Google Scholar 

  • Luborsky, L., Singer, B., & Luborsky, L. (1975). Comparative studies of psychotherapies. Is it true that “Everyone has won and all must have a prize? Archives of General Psychiatry, 32, 995–1008.

    PubMed  Google Scholar 

  • Lyra, M. C. D. P (2011). Contributions for modeling the psychotherapeutic process of change. Integrative Psychological and Behavioral Science. doi:10.1007/s12124-011-9178-3.

  • Malone, K., & Roberts, J. L. (2010). In the world of language but not of it: lacanian inquiry into the subject of discourse psychology. Theory and Psychology, 20(6), 835–854.

    Article  Google Scholar 

  • Manzo, S. (2010). La ricerca di processo nel decennio 1998–2007: contributo a una review critica. [Process research in the decade 1998–2007: a contribute to a critical review]. Ricerca in Psicoterapia/Research in Psychotherapy [On-line Journal], 13(1), 92–119.

    Google Scholar 

  • Mc Namee, S., & Gergen, K. J. (Ed.) (1992). Therapy as social construction. London: Sage Publications.

  • Medin, D. L., & Wattenmarker, W. D. (1987). Concepts and conceptual development. In U. Neisser (Ed.), Ecological and intellectual factors in categorization (pp. 25–62). Cambridge: Cambridge University Press.

    Google Scholar 

  • Mergenthaler, E. (1996). Emotion abstraction patterns in verbatim protocols: a new way of describing therapeutic processes. Journal of Consulting and Clinical Psychology, 64, 1306–1318.

    Article  PubMed  Google Scholar 

  • Minsky, M. (1986). The society of mind. New York: Simon & Schuster.

    Google Scholar 

  • Mitchell, S., & Aron, L. (1999). Relational psychoanalysis: the emergence of a tradition. Hillsdale: Analytic.

    Google Scholar 

  • Muller, J. P. (1996). Beyond the psychoanalytic dyad. Developmental semiotics in Freud, Peirce and Lacan. London: Routledge.

    Google Scholar 

  • Nathan, P. E., & Gorman, J. M. (2002). A guide to treatments that works (2nd ed.). New York: Oxford University Press.

    Google Scholar 

  • Neisser, U. (Ed.). (1987). Concepts and conceptual development. Ecological and intellectual factors in categorization. Cambridge: Cambridge University Press.

    Google Scholar 

  • Orlinsky, D. E., Ronnestad, M. H., & Willutzki, U. (2004). Fifty years of psychotherapy process-outcome research: continuity and change. In M. Lambert (Ed.), Bergin and Garfield’s handbook of psychotherapy and behaviour change (5th ed., pp. 307–389). New York: Wiley.

    Google Scholar 

  • Pascual-Leone, A., Greenberg, L. S., & Pascual-Leone, L. (2009). Developments in task analysis: new methods to study change. Psychotherapy Research, 19(4), 527–542.

    Article  PubMed  Google Scholar 

  • Peirce, C. S. (1932). In C. Hartshorne & P. Weiss (Eds.), Collected papers of Charles Sanders Peirce, vol. 2. Cambridge: Harvard University Press. Original version: 1897.

    Google Scholar 

  • Perry, J. C., Beck, S. M., Costantinides, P., & Foley, E. J. (2009). Studying change in defensive functioning in psychotherapy using the defense mechanisms rating scales: four hypotheses, four cases. In R. A. Levy & J. S. Ablon (Eds.), Handbook of evidence based psychodynamic psychotherapy (pp. 121–153). Boston: Springer.

    Chapter  Google Scholar 

  • Reyes, L., Arístegui, R., Krause, M., Strasser, K., Tomicic, A., Valdés, N., et al. (2008). Language and therapeutic change: a speech acts analysis. Psychotherapy Research, 18, 355–362.

    Article  PubMed  Google Scholar 

  • Ribeiro, A. P., & Gonçalves, M. M. (2011). Maintenance and transformation of problematic self-narratives: A semiotic-dialogical approach. Integrative Psychological and Behavioral Science. doi:10.1007/s12124-010-9149-0.

  • Rommetveit, R. (1992). Outlines of a dialogically based social-cognitive approach to human cognition and communication. In A. H. Wold (Ed.), The dialogical alternative towards a theory of language and mind (pp. 19–44). Oslo: Scandinavian University Press.

    Google Scholar 

  • Russell, R. L. (1994). Reassessing psychotherapy research. New York: Guilford.

    Google Scholar 

  • Safran, J. D., & Muran, J. C. (2000). Negotiating the therapeutic alliance: a relational treatment guide. New York: Guildford.

    Google Scholar 

  • Salvatore, S. (2006). Modelli di conosenza e agire psicologico/models of knowledge and psychological action. Rivista di Psicologia Clinica, 1 (2–3). Retrieved from http://www.rivistadipsicologiaclinica.it/english/number2/Salvatore.htm.

  • Salvatore, S., (2011). Social life of the sign: sensemaking in society. In J. Valsiner (Eds), The Oxford handbook of culture and psychology. Oxford: Oxford University Press (in press)

  • Salvatore, S., & Gennaro, A. (2011). The inherent dialogicality of the clinical exchange. International Journal of Dialogical Science (in press).

  • Salvatore, S., & Tschacher, W. (submitted). Time dependency of psychotherapeutic exchanges: the contribution of the theory of dynamic systems in analyzing process.

  • Salvatore, S., & Valsiner, J. (2010). Between the general and the unique: overcoming the nomothetic versus idiographic opposition. Theory and Psychology, 20(6), 817–833.

    Article  Google Scholar 

  • Salvatore, S., & Zittoun, T. (Eds.). (2011). Cultural psychology and psychoanalysis in dialogue. Issues for constructive theoretical and methodological synergies. Charlotte: Info Age.

    Google Scholar 

  • Salvatore, S., Gelo, O., Gennaro, A., Manzo, S., & Al-Radaideh, A. (2010). Looking at the psychotherapy process as an intersubjective dynamic of meaning- making. A case study with discourse flow analysis. Journal of Constructivist Psychology, 23, 195–230.

    Article  Google Scholar 

  • Salvatore, G., Carcione, A., & Dimaggio, G. (2011). The dependent self in narcissistic personality disorder in comparison to dependent personality disorder: a dialogical analysis. International Journal of Dialogical Science (in press).

  • Sanford, A. J. (1987). The mind of man. Models of human understanding. London: Harvester Wheatsheaf.

    Google Scholar 

  • Schank, R., & Abelson, R. (1977). Scripts, goals, and understanding. Hillsdale: Erlbaum.

    Google Scholar 

  • Slifes, B. D. (2004). Theoretical challenges to therapy practice and reseach: The constraint of naturalism. In M. J. Lambert (Ed.), Bergin and Garfield’s handbook of psychotherapy and behavior change (5th ed., pp. 44–83). New York: Wiley.

    Google Scholar 

  • Sloane, R. B., Staples, F. R., Cristol, A. H., Yorkston, N. J., & Whipple, K. (1975). Psychotherapy versus behavior therapy. Cambridge: Harward University Press.

    Google Scholar 

  • Smith, M. L., Glass, G. V., & Miller, T. I. (1980). The benefit of psychotherapy. Baltimore: John Hopkins Hospital University Press.

    Google Scholar 

  • Stiles, W. B. (2002). Assimilation of problematic experiences. In J. C. Norcross (Ed.), Psychotherapy relationships that work: Therapist contributions and responsiveness to patients (pp. 357–365). New York: Oxford University Press.

    Google Scholar 

  • Stiles, W. B., & Shapiro, D. A. (1994). Disabuse of the drug metaphor: psychotherapy process-outcome correlations. Journal of Consulting and Clinical Psychology, 62(5), 942–948.

    Article  PubMed  Google Scholar 

  • Strupp, H. H., & Hadley, S. W. (1979). Specific versus non specific factors in psychotherapy. Archives of General Psychiatry, 36, 1125–1136.

    PubMed  Google Scholar 

  • Toomela, A. (2009). How methodology became a toolbox—and how it escapes from that box. In J. Valsiner, P. Molenaar, M. Lyra, & N. Chaudhary (Eds.), Dynamic process methodology in the social and developmental sciences (pp. 45–66). New York: Springer.

    Chapter  Google Scholar 

  • Traversa, R. (2011). The carnal self expanding the dialogical self. International Journal of Dialogical Science (in press).

  • Valsiner, J. (2001). Processes structure of semiotic mediaton in human development. Human Development, 44, 84–97.

    Article  Google Scholar 

  • Valsiner, J. (2002). Forms of dialogical relations and semiotic autoregulation within the self. Theory and Psychology, 12, 251–265.

    Article  Google Scholar 

  • Valsiner, J. (2007). Culture in minds and societies. Foundations of cultural psychology. New Delhi: Sage.

    Google Scholar 

  • Valsiner, J. (2009). Integrating psychology within the globalizing world: a requiem to the post-modernist experiment with Wissenschaft. Integrative Psychological and Behavioral Science, 43(1), 1–21.

    Article  PubMed  Google Scholar 

  • Venza, G. (Ed.). (2006). Psicologia e psicodinamica dell’immersione subacquea [Psychology and psychodynamics of diving]. Milano: Franco Angeli.

    Google Scholar 

  • Vygotskij, L. S. (1986). Thought and language (A. Kozulin, rev. ed.). Cambridge, MA: MIT Press (Original work published on 1936).

  • Wampold, B. (2001). The great psychotherapy debate: models, methods, and findings. Mahwah: Erelbaum.

    Google Scholar 

  • Winnicott, D. W. (1971). Playing and reality. London: Tavistock Publications.

    Google Scholar 

  • Wittgenstein, L. (1958). Philosophical investigations (2nd ed.). Oxford: Basil Blackwell. Original work published 1953.

    Google Scholar 

  • Zittoun, T. (2011). Meaning and change in psychotherapy. Integrative Psychological and Behavioral Science. doi:10.1007/s12124-011-9166-7.

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Sergio Salvatore.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Salvatore, S. Psychotherapy Research Needs Theory. Outline for an Epistemology of the Clinical Exchange. Integr. psych. behav. 45, 366–388 (2011). https://doi.org/10.1007/s12124-011-9180-9

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12124-011-9180-9

Keywords

Navigation