Empathy as a Multi-Domain Trait
Empathy has been defined as the “natural capacity to share and understand other’s feelings and thoughts” (Decety & Cowell,
2017). It is widely considered to be a multidimensional phenomenon incorporating, at the very least, separate emotional and cognitive domains (Jolliffe & Farrington,
2006; Lawrence et al.,
2004; Raine & Chen,
2018; Vachon & Lynam,
2016; Wang & Wang,
2015) which display distinct neurological correlates (Eres et al.,
2015).
Emotional empathy is a person’s ability to share the emotional experiences of others, for example feeling upset if a friend gets hurt. It includes aspects of emotional concern, emotional accuracy and emotion sharing (Song et al.,
2019).
Cognitive empathy, on the other hand, is the ability to attribute a mental state to another. It includes the ability to mentally “walk in another person’s shoes,” and to make predictions of how others are likely to feel or act. While some measures of empathy restrict themselves to cognitive and emotional domains alone (e.g.,
Interpersonal Reactivity Index; Davis,
1980), others have incorporated a behavioural dimension (Overgaauw et al.,
2017; Reid et al.,
2013).
Behavioural empathy includes appropriate empathic behavioural responses, such as comforting or prosocial behaviours. Additionally,
somatic (or
automatic)
empathy, involves bodily responses to the emotions of others, such as mimicry (Ferguson,
2016), for example smiling when other people are happy (Raine & Chen,
2018).
This paper explores the multidimensional nature of empathy through an examination of children across the general population, with and without educational differences and sensory sensitivities, using one widely-used global empathy measure. We investigated the factor structure of the English language Empathy Quotient for Children (EQ-C; Auyeung et al.,
2009) in order to examine domains of empathy. Our paper is the first to explore in detail the domains of empathy in children using this measure for different groups of children with and without educational differences and sensory sensitivities.
Correlates with Empathy
Recognizing the role of empathy in children is crucial as it influences various aspects of their lives, including social interactions, behaviour, and well-being (Jolliffe & Farrington,
2004). For example, lower empathy has been linked to bullying, higher levels of callous-unemotional traits, greater aggression (Cohen & Strayer,
1996; Lovett & Sheffield,
2007; Zych et al.,
2019), poorer moral judgements (Gleichgerrcht & Young,
2013), and poorer well-being (Shanafelt et al.,
2005). Capturing domains of empathy in children could also be particularly useful as there is growing evidence that certain groups (e.g., those with psychopathy, schizophrenia, sensory processing disorder, and autism spectrum conditions - henceforth autism), may have unusual presentations of empathy profiles (Blair,
2005; Cosbey et al.,
2012; Derntl et al.,
2012; Schwenck et al.,
2012; Song et al.,
2019; Tavassoli et al.,
2018). For example, some autistic individuals display lower cognitive empathy on empathy measures, but intact or even heightened aspects of emotional empathy (e.g., being upset when someone else is upset) (Smith,
2009; Song et al.,
2019). A comparable relationship has been found within sub-clinical autistic traits in the general population. Sindermann and colleagues (Sindermann et al.,
2019) found that autistic-trait severity in adults was linked with reduced
perspective taking (cognitive empathy), lower reported
emotional concern (emotional empathy) but heightened personal distress (emotional empathy). Differences across domains of empathy therefore appear important for understanding individual differences, and we might therefore seek to better understand these domains in children.
Investigating the Domain Structure of the EQ-C
In the current study we explored the factor structure of the child measure EQ-C (Auyeung et al.,
2009), a parent-completed scale measuring children’s empathy. Although young children are able to provide reliable reports about many aspects of their health and well-being (Ialongo et al.,
2001; Smees et al.,
2019; Varni et al.,
2007) they can be reluctant to report truthfully about negative behaviours (Dockerell et al.,
2000). Additionally, certain children (e.g., autistic children) may be less able to report socially complex abilities such as empathy (McMahon et al.,
2016), or internal emotional states (Kinnaird et al.,
2019). Whilst other parent-report measures are available for tapping children’s empathy, they have certain limitations. Take, for example, the parent-report 23-item
Griffin Empathy Measure (Dadds et al.,
2008). This multidimensional model of empathy, encompassing cognitive and emotional domains, has weaknesses in terms of its psychometric properties (Dadds et al.,
2008). Internal consistency for the cognitive domain is low (α = 0.62), possibly reflecting the high number of cross loading items in this scale. However, although this measure has its limitations in terms of internal consistency, it identifies cognitive and emotional empathy domains. We would therefore likely expect to find in the EQ-C. Additionally, we investigated the possibility of identifying a behavioural domain, alongside the other empathy factors expected to be identified.
Our predictions about finding domains in the EQ-C were supported by the equivalent adult scale. The forerunner to the EQ-C is the adult
Empathy Quotient (
EQ; Baron-Cohen et al.,
2004), used widely as a single scale as well as individual domains. Lawrence and colleagues’ (
2004) Principle Component Analysis (PCA) of the 28 item EQ revealed a three-factor solution. Two factors aligned with previously identified
cognitive and
emotional empathy domains (and were named
cognitive empathy and
emotional reactivity), alongside a third factor (
social skills). The authors concluded that both the uni-dimensional and multi-domain measures were reliable and valid scales of empathy. Other cross-cultural factorial explorations of the EQ have since validated their three-factor solution via confirmatory factor analysis, concluding that the multi-dimensional solution is perhaps preferable to a uni-dimensional scale (Allison et al.,
2011; Groen et al.,
2015; Muncer & Ling,
2006).
In contrast to the considerable factorial explorations of the adult scale (i.e., the EQ), the child version (i.e., the EQ-C) has received less attention. The English-language version has only been validated as a uni-dimensional scale in English (Auyeung et al.,
2009), although factorial explorations of the EQ-C on Chinese and Indonesian translations have been carried out (Phallapi et al.,
2018; Wang et al.,
2022). Phallapi et al. (
2018) conducted a PCA on 20 items (of the original 27) and extracted two factors. An inspection of the items suggests the first component consists primarily of extreme behaviours (e.g., bullying other children, pulling legs off insects) while the second factor was a mixture of the remaining items. However, there are a number of methodological reasons that may have limited the domains extracted by Phallapi and colleagues. Most notably, removing just under a third of items (
n = 7) from the scale could have made some domains unviable. Response categories were also truncated to a 3-point scale (from the original 4-point scale), which therefore reduced the variation between items. These limited response categories (less than five categories) make a PCA approach more difficult, and a non-parametric factor analytic approach may be better suited to such data. Polychoric correlations are a non-parametric alternative to Pearson’s correlations that are often used in these situations (Asún et al.,
2016), and we have taken this approach here. Wang (
2022), in contrast, used a polychoric approach (on a 3-point scale) and extracted three factors, which they named
cognitive empathy,
social skills and
affective empathy. However, they also conducted their analysis on a reduced item set (23 items), due to low inter-item correlations. In our own analysis we included all 27 items of the EQ-C, increasing the potential utility of any factors extracted (using a 4-point scale).
In summary, we present a novel exploration of the domains of the original EQ-C using a factorial approach. The primary goal of this analysis was to determine an optimal set of domains of the EQ-C as reported by caregivers of children with and without a SEND status. Importantly, shifting focus from a unitary empathy assessment enables an exploration of empathy profiles across multiple domains. The outcomes may be of particular importance in the assessment of empathy in children represented across different populations (see below).
Exploring Domain-level Empathy in Special Interest Groups
Another goal of this study was to explore the structure of the empathy domains for different groups of children. First, based on the optimal domain profile identified, we investigated the empathy profiles of children who have an additional educational need, due to a learning difficulty and/or a disability -- using the UK schooling category of
Special Educational Needs and Disabilities, SEND (Department for Education and Department of Health,
2015). The SEND system in England and Wales is designed to provide educational support to children and young people (aged 0 to 25 years) who have additional needs, as laid out in the SEND code of practice 2014 (Department of Education,
2014) and the
Children and Families Act 2014 (see Department of Health,
2015). Special needs cover four main areas: (1) communication and interaction, (2) cognition and learning; (3) social, emotional, and mental health, (4) sensory (e.g., vision impairment) and/or physical. Although the SEND population is a heterogeneous sample, they are treated as a unified group for both educational purposes (e.g., overseen by a single co-ordinator in schools) and in policy. Including a sample of SEND children allows us to test non-typically developing children in sufficient numbers (against a group of typically developing children), and our approach is validated by the meaningful group-wise differences shown in SEND groups elsewhere (Gaspar et al.,
2016; Schwab,
2019).
In addition, we also investigated how differences in empathy profiles play a role in the trait of
sensory sensitivity. Sensory sensitivity is characterised by over- (
hyper) or under- (
hypo) responding to sensory stimuli (Baranek et al.,
2006) and can occur within a number of different sense domains (e.g.,
visual,
auditory,
olfactory,
gustatory,
tactile,
vestibular,
proprioceptive).
Hyper-sensitivity typically incorporates sensory overload and avoidance behaviours, while
hypo-sensitivity incorporates sensory under-responsivity and seeking behaviours (Dunn et al.,
2016, Smees et al.,
2023). For example, a person with hyper-sensitivity might find strong smells overwhelming (i.e., have sensory overload) and avoid them (i.e., exhibit sensory avoidance), while a person with hypo-sensitivity might fail to notice strong smells at all (i.e., have sensory under-responsivity or ‘dampening’) and actively seek them out (i.e., sensory seeking behaviour). Recognizing how children with sensory sensitivities experience and express empathy could provide important insights into the links between sensory processes and social interactions (Dunn et al.,
2016; Bundy et al.,
2007). For example, sensory sensitivities often manifest as sensory overload, and this overstimulation could impact on a child’s ability to engage in social interactions or accurately interpret emotional signals from others. Understanding more about the link between the two could enable effective interventions and support strategies (Hummerstone & Parsons.,
2023). For example, classroom environments that minimize sensory triggers may improve a child’s ability to engage in social interactions and empathize with others.
We hypothesize the EQ-C will show a domain structure of more than one dimension, minimally centring around cognitive and emotional dimensions, but potentially with additional dimensions linked to social skills or behaviours. We hypothesize that children with a SEND status will exhibit different patterns of empathy compared to children who are typically developing. We also predicted empathy differences related to sensory sensitivities. Sensory sensitivities are also closely tied to autism (American Psychiatric Association, 2013; Baranek et al.,
2006; Marco et al.,
2011; Robertson & Simmons,
2013; Tomchek & Dunn,
2007) and correlate strongly with autistic traits in the general population (
r = .78: Robertson & Simmons,
2013). We predict that elevated sensory sensitivities will co-occur with lower reported cognitive empathy but not lower emotional empathy (i.e., emotional empathy will be average or even elevated) as this would therefore mirror the empathy profile of autism, in which sensory sensitivities are especially common.