Introduction
Social anxiety disorder (SAD) is a psychiatric disorder characterized by intense fear of being scrutinized and negatively evaluated by others and excessive avoidance of social interaction. Autism spectrum disorder (ASD) is defined by impaired social communication and interaction alongside repetitive and restrictive behaviors causing impairment (American Psychiatric Association
2013). Previous research has demonstrated a significant overlap between symptoms of SAD and ASD. A large proportion of individuals with ASD also fulfill the criteria for SAD (Cath et al.
2007; White et al.
2009; Simonoff et al.
2008). Similarly, elevated autistic traits are prevalent in individuals diagnosed with SAD (Cath et al.
2007; Puleo and Kendall
2011). The symptomatic overlap between the conditions is mainly found in areas of social interaction and social skills, whereas restricted and repetitive behaviors and atypical social cognition may be unique to ASD (White et al.
2011). Learning disabilities and language impairments are prevalent in a large proportion of children and adolescents with ASD (Baird et al.
2006), but are typically not seen in SAD. Finally, social anxiety is more likely in older, high-functioning children and adolescents with ASD, suggesting that increased awareness of social difficulties may be a contributing factor (White et al.
2009).
It is increasingly acknowledged that both SAD and ASD can be understood as the extreme ends of continuous phenotypes, meaning that there are no clear-cut borderlines between having no impairments, elevated sub-clinical traits, and a formal diagnosis, and even among the latter group, there are substantial individual differences in symptom strength (Constantino and Todd
2005; Schneier and Socha
2010).
Individual differences in SAD symptoms in individuals with ASD may be related to atypical functioning and structure of the amygdala, a subcortical area linked to fear processing, association learning and social cognition, particularly orienting to human faces (Amaral et al.
2003; Whalen et al.
2013). In line with this, South et al. (
2011) found that autonomic fear conditioning in a group with ASD was positively related to social anxiety, but negatively related to autistic traits. Taken together, this suggests that a dimensional approach is important for understanding the biological mechanisms underlying ASD.
The overlap between ASD and SAD can be attributed to a number of causes. First, it is likely that some individuals with ASD or autistic traits develop social anxiety over time, as a consequence of repeated difficulties in social interactions (Bejerot and Mörtberg
2009; White et al.
2011). Secondly, the high incidence of social anxiety in biological relatives of people with ASD suggest a degree of genetic overlap (Piven and Palmer
1999). On the other hand, there is also a concern that superficial similarities in overt behaviors result in inflated correlations between self- or parent-report targeting the two conditions (Cholemkery et al.
2014). For example, a lack of close friendship could be the result of reduced social motivation (Chevallier et al.
2012b) or a lack of social skills (Jobe and White
2007) as well as anxiety driven avoidance. An improved characterization and differentiation of the two conditions is therefore desirable.
While overlapping, there is also ample evidence showing that SAD and ASD are distinct phenomena. For example, relatives of people with a diagnosis of ASD are more likely to have signs of ASD than SAD, suggestive of a dissociable genetic background (e.g. Piven and Palmer
1999). There are also differences in phenomenology between the two conditions. Whereas repetitive behaviors and a preference for sameness are characteristic of ASD, these behaviors are rarely seen in SAD. Similarly, some individuals with ASD may prefer to be by themselves, whereas individuals with SAD typically desire social interaction (e.g. White et al.
2011; Chevallier et al.
2012a).
Both SAD and the ASD have been linked to atypicalities in social attention. In SAD, avoidance of social stimuli such as faces with direct gaze may lead to reduced opportunities to reappraise or habituate to the perceived threat. Avoidance is therefore believed to be a maintaining factor in the SAD symptomatology (Bögels and Mansell
2004). In ASD, studies have shown atypical social attention to be a precursor of clinical symptoms (Chawarska et al.
2013; Shic et al.
2014). Eye-tracking enables an analysis of attention processes that occurs at a very short timescale (within 100 ms) and have been widely used in ASD research (Falck-Ytter et al.
2013). Previous eye-tracking studies indicate that social anxiety may modulate atypical visual attention in individuals with ASD. Whereas some studies have suggested that people with ASD do not attend to others’ eyes because they don’t find them to be engaging or informative (e.g Moriuchi et al.
2016), others’ have suggested that people with ASD perceive other’s eyes as emotionally aversive, and consequently avoid looking at them (e.g Kylliäinen and Hietanen
2006). Research on social attention in ASD is complicated the fact that comorbid social anxiety is likely to be an additional influencing factor. For example, Dalton et al. (
2005) found a positive relationship between amygdala reactivity and fixations on human eyes in individuals with ASD, suggesting that anxiety and aversive emotional arousal may underlie gaze avoidance in ASD. Similarly, White, Maddox and Panneton (
2015) recently reported that social anxiety in a group of adolescents with ASD predicted increased attention to faces with threatening expressions. Although many questions remain, clearly studies of social attention could be important for understanding the underlying mechanisms behind ASD as well as SAD.
Eyes with direct gaze are a class of stimuli likely to be relevant for both ASD and SAD (Dalton et al.
2005; Kylliäinen and Hietanen
2006; Schulze et al.
2013). When human eyes or faces appear in the peripheral visual field, people typically orient to them with a quick gaze shift. People with ASD may prioritize facial information in the same way as typically developing populations (see Guillion et al. 2015, for a review). However, there is some evidence from eye-tracking studies suggesting that this process may be slower in people with ASD (Freeth et al.
2010; Guillon et al.
2016; Kleberg et al.
2016; Riby and Hancock
2009). Fast orienting to eyes and faces is believed to be driven by an evolutionary well preserved cortical network including the amygdala (Johnson et al.
2015).
In contrast to ASD, social anxiety and SAD have been associated with a bias to look away from potentially threatening social stimuli, including eyes with direct gaze, once they are fixated, a process likely reflecting anxiety-driven avoidance (Armstrong and Olatunji
2012; Garner et al.
2006; Schulze et al.
2013). Previous eye-tracking studies found evidence of fewer and shorter fixations to the eye region of faces in people with SAD (Horley et al.
2003,
2004; Moukheiber et al.
2010). The time course may be critical for atypical social attention in SAD and social anxiety, as avoidance has most consistently been found after the initial orienting phase (Garner et al.
2006; Wieser et al.
2009). During the earliest time period, children and adults with SAD may orient towards threat-related stimuli more rapidly than healthy controls (Armstrong and Olatunju
2012; Garner et al.
2006; Horley et al.
2004; see Waters et al. (
2014) for a discussion about how this may relate to comorbid disorders). According to the vigilance-avoidance hypothesis, anxiety in social attention is best characterized by initial hyper-vigilance followed by avoidance (e.g. Garner et al.
2006).
Based on previous studies, we expected that high levels of autistic traits would be associated with slow orienting towards social stimuli, whereas high social anxiety symptoms would be related to quick orienting away from eyes once fixated (avoidance). We also examined the hypothesis that social anxiety symptoms would be associated with quicker orienting towards eyes. We tested this by studying gaze behavior during presentations of human eyes with direct gaze and nonsocial distractor images in a group of treatment seeking adolescents. All individuals in the study were diagnosed with SAD, but their symptom levels of both SAD and autistic traits varied substantially, and we could therefore assess the relation between these symptom domains and our eye-tracking measures of social attention.
Discussion
We found evidence of independent contributions by two aspects of social attention—orienting to and orienting away from eyes, to autistic traits and SAD symptoms, respectively. With regards to ASD, this study suggests that autistic traits are related to a reduced bottom-up driven salience of human eyes. This is generally consistent with both the impaired social orienting hypothesis (Dawson et al.
2004) and the reduced social motivation hypothesis of ASD (Chevallier et al.
2012b). In contrast, social anxiety mainly had an effect at later stages of processing, possibly reflecting anxiety-driven avoidance. As noted in the introduction, avoidance reduces the opportunity to reappraise the threat valence of social stimuli and extinguish conditioned fear responses and could therefore have a maintaining role in social anxiety (Bögels and Mansell
2004). Notably, both mechanisms operate within a very short timescale (typically within 1 s), and the distinction between them is likely to go unnoticed by the naked eye.
Social anxiety explained unique variance in terms of latency to look away from the eyes. Moreover, this relation was statistically stronger than the relation between autistic traits and the same eye tracking measure. For the latency to orient towards eyes measure the picture was less clear. Here, autistic traits did explain unique variance, but did not produce a significantly stronger correlation than anxiety. The zero order correlation between social anxiety and orienting to the eyes was not significant. Taken together, this demonstrates that autistic traits are related to delayed orienting towards eyes beyond any potential influence of social anxiety, but that questions remain regarding the relative importance of autistic traits and social anxiety for the orienting measure. While larger samples may be needed to fully understand the patterns of relations with orienting to eyes, it is important to note that our results clearly do not support the theory of initial hyper-vigilance for eyes with direct gaze in social anxiety.
Our results suggest that individual differences in the microstructure of gaze during social attention can be used to distinguish between clinically meaningful symptom dimensions in adolescents with high autistic traits and SAD (indeed, all participants had a formal diagnosis of SAD). Previous studies have demonstrated that social anxiety in populations with ASD is related to a range of clinically meaningful measures such as amygdala reactivity to faces (Dalton et al.
2005), attention to faces (Corden et al.
2008; White et al.
2015) and autonomic fear conditioning (South et al.
2011). The current study adds to this literature by demonstrating independent effects of autistic traits and social anxiety on the earliest stages of social attention—a previously unrecognized double dissociation. To our knowledge, this is the first study to examine the relationship between autistic traits and social attention in individuals with a formal diagnosis of SAD. Our results are important for understanding the differences between of ASD and SAD.
There is an ongoing debate about the causes of reduced attention to others’ eyes in people with ASD is a consequence of reduced social motivation or a form of avoidance, driven by aversive emotional reactions. Our results support the notion that autistic symptoms per se are related to reduced social motivation, whereas avoidance is best attributed to social anxiety. In line with this, a recent study of toddlers with ASD (i.e., at an age before social anxiety is likely to appear) reported evidence of reduced spontaneous attention to eyes, but no support for the avoidance account (Moriuchi et al.
2016)
Accurate identification of autistic traits in people with SAD has important clinical implications. For example, in one study, SAD patients with elevated autistic traits were found to benefit more from a form CBT with high emphasis on parent involvement than SAD patients with low-to normal levels of autistic traits (Puleo and Kendall
2011).
Using the same stimuli in a group of young children, we recently found a strong effect of auditory alerting cues in young children with ASD. Alerting cues led to faster orienting to eyes in children with ASD as compared to silent trials, whereas typically developing children showed the opposite pattern (Kleberg et al.
2016). In the present study, latency to orient to the eyes was not modulated by alerting cues I. The difference between the two studies could potentially be attributed to differences in both age and diagnosis, since the children in our previous study were both younger (with a mean age of 6.5 years) and had a formal diagnosis of ASD.
Since our sample was mainly female, further studies are needed to examine potential gender differences and generalizability to males. However, by examining a female sample, our study adds new knowledge about the broader autistic phenotype in female adolescents. Autistic symptoms may be under-recognized in girls and women, and more knowledge is needed about the symptoms and cognitive characteristics of this population (e g. Mandy et al.
2012).
The study has some limitations, including small sample size and potentially limited generalizability due to the selection criteria (treatment seeking adolescents with SAD). Nevertheless, given that the results point to a previously unknown double dissociation between two types of social attention and (dimensional) SAD and autism, the study is informative for theories of developmental psychopathology, and has potential implications for (differential) diagnosis and treatment in the future.