Introduction
It has been estimated that approximately 3.2 million children are placed in out-of-home care worldwide yearly [
1]. Studies have reported that in the U.S., about 660,000 children [
2] and in the EU, nearly one million children [
3] experience out-of-home care placement every year. In Finland, approximately 1.1% of all the children in the population are placed or live in out-of-home care every year, and of infants aged 0–2 years, 0.2% were in out-of-home care in the year 2019 [
4]. Heino et al. [
5] reported that in Finland, the main reasons for placement in out-of-home care are parents’ mental health problems (33%) and substance abuse (26%). Likewise, parental mental health problems and substance use, especially those of biological mothers, have been reported to increase the risk for out-of-home care for offspring [
6].
Previous research has documented that children of mothers with schizophrenia are at 12.6–23.75 times higher (incidence rate ratio = IRR) risk of being placed in out-of-home care during their infancy and childhood compared to children of mothers from general population [
7,
8]. The study of Ranning et al. [
7] showed that the risk of being placed in out-of-home care is particularly high (IRR = 80.2) during the child’s first year for children of mothers with schizophrenia. It has been reported that around half of the mothers with schizophrenia lose custody of their children either temporarily or permanently [
9], which predisposes children to out-of-home care and also adoption.
Preadoption out-of-home care, such as institutional or foster care, which lasts over 6 or 12 months [
10‐
14] has been found to cause instability and disruptions in early caregiving [
14] and increase the risk for psychiatric care in adulthood [
15]. Institutional rearing has been considered to be a suboptimal caregiving environment for young children [
16‐
19] due to features such as low levels of caregiver-child interaction and shifting caregivers [
18,
19]. The nature of institutional rearing is also proposed to weaken children’s opportunities to form attachment relationships with caregivers [
20].
According to attachment theory [
21,
22], by the end of the first year of life, most infants develop an attachment towards the early caregiver, which is shown to be dependent upon the quality of the received care [
12,
23]. Early attachment relationships have been documented to be important not only for the development of stress and affect regulation capacities [
24] but also for the infant’s neurobiological development [
25‐
28].
Genome-wide association studies (GWAS) have shown that many of the genetic variants that associate with the development of schizophrenia are related to early pre- and perinatal neurodevelopment [
29,
30]. Studies have reported that early perinatal adversities contribute to the development of schizophrenia [
29]. The neurodevelopmental models of schizophrenia have proposed that early developmental insults interact with genetic factors in aberrant brain development that may mediate the risk for the development of schizophrenia [
31].
After placement in adoptive families with improved caregiving, adoptees show notable developmental catch-up and recovery following the possible adverse effects of early institutionalization [
12,
32‐
34]. However, although the negative effects of early adverse experiences are shown to attenuate over time [
35], not all adopted children show equal developmental catch-up [
10] regardless of the time spent in adoptive families [
11,
17]. Van IJzendoorn et al. [
32] have suggested that the degree of recovery following institutionalization may depend on the characteristics of the adoptive family, such as parental sensitivity or socioeconomic status of the adoptive family. On the other hand, the study of Finet et al. [
36] did not find adoptive parenting to moderate the associations between preadoption experiences and children’s behavioral adjustment.
Generally, the research evidence on the role of family functioning in mitigating the possible maladjustments caused by preadoption experiences has so far remained sparse and inconclusive. Although adopted children have been shown to benefit from improved caregiving in adoptive families [
32,
33], earlier studies have rarely been able to assess the quality of adoptive families’ functioning. Furthermore, in studies that have focused on the impacts of institutionalization, the genetic background of the adopted children and its impact on the later development have remained unknown, although their importance has been widely acknowledged [
12,
27,
37]. The earlier findings from the Finnish Adoptive Family Study of Schizophrenia have shown that the quality of adoptive family functioning, assessed with the Global Family Ratings (GFRs), associates with adoptees’ later psychiatric morbidity, especially in adoptees with high genetic risk for schizophrenia spectrum disorders [
38‐
40]. However, in these studies the time in preadoption out-of-home care has not been considered.
In this study, the impacts of genetic risk for schizophrenia spectrum disorders and adoptive family functioning on later psychiatric morbidity of the adoptees were assessed, separately, for those exposed to short (≤ 6 months) and longer (> 6 months) preadoption out-home care. The preadoption out-of-home care was provided by municipal social services. In Finland, institutional care has been typically the most common alternative for out-of-home care and there has been notable differences in the quality of care [
41] but unfortunately detailed information was not available. The study used national data from the Finnish Adoptive Family Study of Schizophrenia, that allowed the analysis of genetic liability for schizophrenia spectrum disorders and environmental factors separately in the development of psychiatric disorders.
Results
Table
1 presents the characteristics of the adoptees stratified into two groups according to the preadoption out-of-home care time. In both study groups, over 70% of the adoptees belonged to the low risk for schizophrenia spectrum disorders (LR) group. Those adoptees with 6 months or less in preadoption out-of-home care spent more time with their biological mother, whereas among the adoptees over 6 months in preadoption out-of-home care spent shorter time with biological mother (p = 0.011).
Table 1
Characteristic of the adoptees in relation to preadoption out-of-home care time
Genetic risk for schizophrenia spectrum disorders High Risk Low risk | 43 (25.1%) 128 (74.9%) | 22 (24.4%) 68 (75.6%) | 21 (25.9%) 60 (74.1%) | 0.824 |
Family functioning Functional processes Mildly dysfunctional processes Dysfunctional processes | 72 (42.1%) 55 (32.2%) 44 (25.7%) | 41 (45.6%) 25 (27.8%) 24 (26.7%) | 31 (38.3%) 30 (37%) 20 (24.7%) | 0.419 |
Gender Male Female | 75 (43.9%) 96 (56.1%) | 36 (40%) 54 (60%) | 39 (48.1%) 42 (51.9%) | 0.284 |
Time with biological mother in months 0 month 1 month or more | 86 (50.3%) 85 (49.7%) | 37 (41.1%) 53 (58.9%) | 49 (60.5%) 32 (39.5%) | 0.011 |
Diagnosed psychiatric disorder Yes No | 69 (40.4%) 102 (59.6%) | 37 (41.1%) 53 (58.9%) | 32 (39.5%) 49 (60.5%) | 0.831 |
Tables
2a and
2b show the characteristics of the adoptees in relation to psychiatric disorders, stratified by the preadoption out-of-home care time. Among the adoptees with over 6 months of preadoption out-of-home care (Table
2b), the likelihood for any psychiatric disorder was significantly increased in HR adoptees (adj. OR 3.12, 95% CI 1.06–9.20) compared to LR adoptees. For the adoptees with 6 months or less of preadoption time (Table
2a), an increased likelihood for any psychiatric disorder was found among those living in an adoptive family with dysfunctional processes (adj. OR 5.09, 95% CI 1.60–16.18).
In an additional exploratory analysis (Table S2, available online), the bivariate association between adoptive family functioning and psychiatric morbidity of the adoptees was further explored in the data stratified both by the length of preadoption out-of-home care and genetic risk for schizophrenia spectrum disorders. The only statistically significant associations were found between adoptive family functioning and psychiatric morbidity in both HR (p = 0.037) and LR adoptees (p = 0.028) in the subgroups with 6 months or less in preadoption out-of-home care (Table S2, available online). In the subgroups of HR (n = 22) adoptees and LR (n = 68) adoptees with 6 months or less in preadoption out-of-home care (Table S2, available online), the prevalence of psychiatric morbidity was significantly (p < 0.05) low in the adoptees raised in adoptive families with functional processes (HR 25%; LR 31%). Among the early placed adoptees who were exposed to dysfunctional processes in the adoptive families, the prevalence of psychiatric morbidity was particularly high (HR 80%; LR 44%). Corresponding results for adoptees over 6 months in preadoption out-of-home care were non-significant.
The results of the sensitivity analysis are presented in the Table S3 (available online). When preadoption out-of-home care time was re-categorized using 12 months as cut-off time (Table S3, available online), in adoptees with 12 months or less of preadoption time (Table S3a, available online), the likelihood for any psychiatric disorder was significantly associated with families with dysfunctional processes (adj. OR 4.15, 95% CI 1.48–11.66) and marginally significantly associated with female gender (adj. OR 2.18, 95% CI 0.95–4.97). In the study group of adoptees with over 12 months in preadoption out-of-home care (Table S3b, available online), the likelihood for any psychiatric disorder was increased among HR adoptees (adj. OR 3.93, 95% CI 1.02–15.08).
Table 2
Association of the characteristics of the adoptees with likelihood for psychiatric disorders, by the length of pre-adoption out-of-home time (≤ 6 months, > 6 months)
Genetic risk for schizophrenia spectrum disorders Low risk High risk | 68 22 | 26 (38.2%) 11 (50%) | 42 (61.8%) 11 (50%) | 0.330 | | ref. 1.85 | 0.64–5.30 |
Family functioning Functional processes Mildly dysfunctional processes Dysfunctional processes | 41 25 24 | 12 (29.3%) 9 (36%) 16 (66.7%) | 29 (70.7%) 16 (64%) 8 (33.3%) | 0.010 | | ref. 1.36 5.09** | 0.46–4.05 1.60-16.18 |
Gender, Male Female | 36 54 | 13 (36.1%) 24 (44.4%) | 23 (63.9%) 30 (55.6%) | 0.431 | | ref. 1.56 | 0.61–4.01 |
Time with biological mother in months 0 month 1 months or more | 37 53 | 12 (32.4%) 25 (47.2%) | 25 (67.6%) 28 (52.8%) | 0.162 | | ref. 1.22 | 0.47–3.17 |
b) Pre-adoption out-of-home care time over 6 months |
| Total n of cases (n = 81) | Adoptees with any psychiatric disorder | | | Likelihood for psychiatric disorder |
Yes (n = 32) | No (n = 49) | p-value | | adj. OR* | 95% CI |
Genetic risk for schizophrenia spectrum disorders Low risk High risk | 60 21 | 19 (31.7%) 13 (61.9%) | 41 (68.3%) 8 (38.1%) | 0.015 | | ref. 3.12** | 1.06–9.20 |
Family functioning Functional processes Mildly dysfunctional processes Dysfunctional processes | 31 30 20 | 11 (35.5%) 13 (43.3%) 8 (40%) | 20 (64.5%) 17 (56.7%) 12 (60%) | 0.820 | | ref. 1.52 1.18 | 0.52-4-52 0.34–4.07 |
Gender, Male Female | 39 42 | 13 (33.3%) 19 (45.2%) | 26 (66.7%) 23 (54.8%) | 0.273 | | ref. 1.43 | 0.55–3.75 |
Time with biological mother in months 0 month 1 months or more | 49 32 | 16 (32.7%) 16 (50%) | 33 (67.3%) 16 (50%) | 0.118 | | ref. 1.51 | 0.56–4.03 |
Discussion
Early out-of-home care, such as institutional care, is shown to have adverse effects on children’s development and psychological wellbeing [
14,
16‐
19,
54]. However, in this context the impact of genetic factors on the development of psychiatric disorders has remained unexplained, as only a limited number of studies have been able to control the children’s genetic background and rearing environment. In this study, we were able to examine the impacts of the duration of preadoption out-of-home care, apart from the biological mother, on the associations of high (HR) and low (LR) genetic risk for schizophrenia spectrum disorders and adoptive family functioning with the adoptees’ any later psychiatric disorder. This information will facilitate the development of more secure out-of-home care for children of mothers with a schizophrenia spectrum disorder who are not able to foster their children.
This study has two main findings. The first one is that HR for schizophrenia spectrum disorders was found to associate with increased risk for any later psychiatric disorder in the adoptees with over 6 months in preadoption out-of-home care. This may indicate that, compared to adoptees with LR for schizophrenia spectrum disorders, HR adoptees are especially vulnerable to deficiencies and instability in early caregiving. Indeed, many of the genetic variants that associate with the development of schizophrenia are related to early neurodevelopment [
29,
30]. Furthermore, in the neurodevelopmental models of schizophrenia, early developmental insults have been suggested to interact with genetic factors to produce deviant brain development which enhance the risk for the development of schizophrenia [
31].
This finding supports the earlier studies that have discussed the role of genetic risk and gene-environment interaction as explaining factors for the outcomes of institutional rearing and inadequate early caregiving [
12,
27,
37]. Furthermore, it is also possible that the LR adoptees with prolonged stays in out-of-home care were more resilient than HR adoptees towards early instable and possibly deficient caregiving. Unfortunately, our data lacked more detailed information to confirm this plausible explanation. Earlier studies have suggested that some adoptees show extensive resilience in early adversities [
55].
Furthermore, among these adoptees with over 6 months in preadoption out-of-home care, the subsequent psychiatric morbidity did not associate with adoptive family functioning. In our study the adoptees who were in preadoption out-of-home care 0–6 months were placed in adoptive families at the median age of 6 months, whereas the adoptees who were in preadoption out-of-home care over 6 months came in adoptive families at the median age of 20 months. Tottenham [
19] has suggested that instable early caregiving, such as institutional care, may preclude children from forming an early attachment to any specific caregiver during the sensitive phase between 6 and 12 months of age. Also, later age at adoption is argued to complicate the attachment processes between the adopted child and adoptive parents [
14,
56], and impair children’s ability to respond to new changing caregiving environments when adopted [
18‐
20]. Although positive characteristics of the adoptive family, such as sensitive parenting, may enhance adoptees’ later development [
32], it has been noted that improved caregiving in adoptive families may not be sufficient to reduce some of the deviant behaviors that the adoptees may have adapted to during the long preadoption period [
16].
Consequently, the second main finding of this study is that when the duration of preadoption out-of-home care was 6 months or less, adoptees’ subsequent psychiatric morbidity was associated with the functioning of the adoptive families. Our results showed that among the adoptees with 6 months or less in preadoption out-of-home care, the dysfunctional family processes in adoptive families, but not genetic risk, per se, were associated with an increased likelihood of any later psychiatric disorder of the adoptees. The results of the additional exploratory bivariate analysis (Table S2, available online) showed significant associations between adoptive family functioning and psychiatric morbidity in both HR and LR adoptees in the subgroups with 6 months or less in preadoption out-of-home care. These findings emphasize further the role of the early caregiving environment in modifying the trajectory of children’s development, which is prominent especially for the adoptees with high genetic risk for schizophrenia spectrum disorders. Also, this finding may indicate that early well-functioning caregiving environment can be protective against later psychiatric morbidity for both HR and LR adoptees.
Thus, it may be possible that for adoptees who spent only 6 months or less in out-of-home care before permanent placement, the functioning of the adoptive families at least partially attenuated the negative effects of the adoptees’ genetic background. Knudsen et al. [
26,
21,
22] have suggested that humans are most sensitive to environmental influences during the early infancy. This could explain why the high risk for schizophrenia spectrum disorders,
per se, did not associate with psychiatric morbidity among the adoptees with 6 months or less in preadoption out-of-home care, since their development was influenced significantly by the functioning of the adoptive family. The neurobiological development of humans is shown to be both genetically-driven and experience (environment)-dependent [
26,
28], the quality and stability of early caregiving being of great importance [
25].
This study used national data from the Finnish Adoptive Family Study of Schizophrenia, which enabled the examination of genetic and rearing environment factors separately [
42‐
44]. This is to be considered a major strength for this study, as the data offers a unique opportunity to examine the impacts of genetic and environmental causes in the development of psychiatric disorders. Although it is plausible that the adopted children also had an impact on the functioning of the adoptive families, the earlier studies from the Finnish Adoptive Family Study of Schizophrenia have demonstrated that the HR adoptees are not the cause of dysfunctional processes in the adoptive families [
57]. Also, there was no diagnostic exclusion criteria applied to the adoptive parents. This is to be considered as a strength for our study as the adoptive parents represent an epidemiological, diagnostically normal demographic sample.
Furthermore, with the fine-grained adjustment of family functioning (GFRs) [
38,
40] we were able to clarify the role of family functioning and its associations with adoptees’ psychiatric status when the duration of preadoption out-home-care was considered. The adoptive families and adopted children were met and interviewed to examine the family functioning and diagnostic status, which earlier studies have not done this thoroughly. The GFRs are comprehensive evaluations of adoptive family functioning and may therefore represent a clustered risk score, which some studies have preferred to be utilized when examining the impacts of environmental adversities [
58]. It can be possible that in the families in which there were more dysfunctional family processes, there were also more substance abuse and other adversities. Also, it is probable that adoptive parents’ possible psychiatric disorders contributed to the ratings of family functioning.
A significant limitation of this study is that we cannot elucidate the quality of the preadoption out-of-home care that was organized by social services and this has to be considered in the interpretation of the results. In Finland, institutional care has been the most common option for out-of-home care although there have been notable municipal differences in child protection services [
41]. Furthermore, it has been stated that in so-called globally depriving institutions, detrimental effects on children’s development may occur in less time compared to more adequate institutions [
17]. Thus, it is possible that the chosen cut-off point for the outcome variable (≤ 6 months and > 6 months in out-of-home care) is not optimal. To assess the used cut-off point and our findings, we performed a sensitivity analysis (Table S3, available online) with a different cut-off value (≤ 12 months, > 12 months). The sensitivity analysis showed that extended duration of preadoption out-of-home care (because of later cut-off point) had an effect on the associations of genetic risk for schizophrenia spectrum disorders in the groups with longer preadoption time (6 months vs. > 12 months, OR 3.12 vs. OR 3.93) and adoptive family functioning in the groups with shorter preadoption time (≤ 6 months vs. ≤ 12 months, OR 5.09 vs. OR 4.15) with adoptees’ later psychiatric morbidity. The analysis therefore indicates that the impact of adoptees’ genetic background on the risk for any later psychiatric disorder is more pronounced as the time in preadoption out-of-home care progresses. Moreover, extended time in preadoption out-of-home care seems to weaken the impact of the adoptive family’s functioning on adoptees’ later psychiatric morbidity. Thus, the sensitivity analysis supports our initial findings.
Furthermore, the attrition analysis (Table S1, available online) showed that the current sample differed significantly from the non-included adoptees with regard to genetic risk status for schizophrenia spectrum disorders (p = < 0.001) and time with biological mother (p = 0.010). In the current study, HR represented only 25.1% of the adoptees, compared to 50% in the total data. It may be possible that the dysfunctional adoptive families with HR adoptees were less willing to participate in the study, since not only are there less HR adoptees than LR adoptees in the study sample but there are also less dysfunctional than functional adoptive families in the study sample. Therefore, these circumstances could have affected our results, and particularly in HR adoptees, conclusions must be made with caution. However, it is also possible that our results could be more pronounced if more HR adoptees and their adoptive families had participated in the study.
Although the size of the current study sample in analyses was moderate, lack of statistical power in subgroup analyses (type 2 error) may have occurred. Due to lack of data, we are not able to confirm if the adoptees had multiple placement breakdowns before they were placed permanently in the adoptive families. It has been shown that early placement breakdowns can be detrimental for children’s attachment security [
56]. Finally, there is a possibility that the HR children who expressed more abnormal traits and behaviors may have been institutionalized for longer periods [
59], which may have impacted our results. It may be possible that the HR children in this study who experienced more extensive out-of-home care expressed some deviant behaviors and because of those, were adopted later.
It is important that future research with larger study populations aim to confirm our findings. Especially, the finding regarding the impacts of genetic liability for schizophrenia spectrum disorders, needs to be confirmed by other studies. Future studies that can elaborate the quality of preadoption out-of-home and also consider adoptees’ genetic background are needed to explain this matter more precisely. However, it is important to emphasize that collecting a nationwide data, similar to ours, would be challenging and also very expensive, which enhances the value of our findings.
Children of mothers with schizophrenia are shown to be at increased risk of being placed in out-of-home care during their infancy and childhood [
7,
8]. Therefore, it is critical to develop practices and policies that secure a safe caregiving environment for these genetically vulnerable children. The results can be utilized in developing out-of-home care, foster and adoption practices for children, particularly in high-risk populations. In addition, the results can help to target early interventions during sensitive periods in child development. Furthermore, the results can be utilized in planning family-centered psychosocial support for adoptive families in which the adopted child has experienced preadoption adversities.
Summary
In summary, this study examined the impacts of duration of preadoption out-of-home care and adoptive family functioning on later psychiatric morbidity of adoptees with high (HR) and low (LR) genetic risk for schizophrenia spectrum disorders. The study used national data from the Finnish Adoptive Family Study of Schizophrenia. The study population in this substudy consisted of 43 h adoptees and 128 LR adoptees of whom 90 were 0–6 months and 81 over 6 months in preadoption out-of-home care. The study used the Global Family Ratings to assess the functioning of adoptive families and DSM-III-R criteria to assess the psychiatric disorders. The results showed that in the group of the adoptees with over 6 months in preadoption out-of-home care, the likelihood for any psychiatric disorder was significantly increased in HR adoptees (adj. OR 3.12, 95% CI 1.06–9.20) compared to LR adoptees. Among the adoptees with 6 months or less in preadoption out-of-home care, the likelihood for psychiatric disorders was increased in those living in adoptive families with dysfunctional processes (adj. OR 5.09, 95% CI 1.60–16.18). The results of this study indicate that in terms of later mental wellbeing, it is important for children, and especially for children with high genetic risk for schizophrenia spectrum disorders, to have a secure and stable early rearing environment. Particularly, when adoption is needed, the importance of early placement and well-functioning family environment are emphasized.
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